0000897069-23-000235.txt : 20230404 0000897069-23-000235.hdr.sgml : 20230404 20230404192829 ACCESSION NUMBER: 0000897069-23-000235 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20230331 FILED AS OF DATE: 20230404 DATE AS OF CHANGE: 20230404 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: FELENSTEIN CRAIG CENTRAL INDEX KEY: 0001683568 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-35898 FILM NUMBER: 23800537 MAIL ADDRESS: STREET 1: 96 MORTON STREET, 9TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10014 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: LINDBLAD EXPEDITIONS HOLDINGS, INC. CENTRAL INDEX KEY: 0001512499 STANDARD INDUSTRIAL CLASSIFICATION: TRANSPORTATION SERVICES [4700] IRS NUMBER: 274749725 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 96 MORTON STREET STREET 2: 9TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10014 BUSINESS PHONE: 212-261-9000 MAIL ADDRESS: STREET 1: 96 MORTON STREET STREET 2: 9TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10014 FORMER COMPANY: FORMER CONFORMED NAME: Capitol Acquisition Corp. II DATE OF NAME CHANGE: 20110208 4 1 form4.xml X0407 4 2023-03-31 0001512499 LINDBLAD EXPEDITIONS HOLDINGS, INC. LIND 0001683568 FELENSTEIN CRAIG 96 MORTON STREET, 9TH FLOOR NEW YORK NY 10014 true Chief Financial Officer false Common Stock 2023-03-31 4 A 0 24843 0 A 206156 D Common Stock 2023-03-31 4 F 0 5119 0 D 201037 D Stock Options (Right to Buy) 9.47 2021-09-06 2026-09-06 Common Stock 188000 188000 D Represents award of restricted stock units vesting annually on March 31, 2024, 2025 and 2026, subject to continued service. /s/ John J. Wolfel, Attorney-in-Fact for Craig Felenstein 2023-04-04