13F-HR 1 r13fhr3q2011.txt UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F COVER PAGE REPORT FOR THE CALENDAR QUARTER ENDED September 30, 2011 Check here if Amendment [ ] This Amendment No. (check only one) [ ] is a restatement [ ] adds new holdings entries Institutional Investment Manager Filing this Report: Name: Oppenheimer + Close, Inc. Address: 119 West 57th Street, Suite 1515, New York, New York 10019 Form 13F File Number: 28-14102 =============================================================================== The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Carl K Oppenheimer Title: President of Oppenheimer + Close, Inc. Phone: (212) 489-7527 for Carl K. Oppenheimer Signature, Place, and Date of Signing: Oppenheimer + Close, Inc. By: Mr. Carl K. Oppenheimer, President By: /s/ Carl K Oppenheimer New York, New York October 31, 2011 Report Type (Check only one): [X] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) [ ] 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) [ ] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) FORM 13F SUMMARY PAGE Report Summary: Number of Other Managers: 0 Form 13F Information Table Entry Total: 65 Form 13F Information Table Value Total: 102,187 (thousands) List of Other Included Managers: NONE ----------------------------------------------------------------------------------------------------------------------------------- FORM 13F INFORMATION TABLE
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 ------------------------------ -------------- --------- -------- ------------------ -------- -------- ------------------------ TITLE OF VALUE SHARES OR SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY NAME OF ISSUER CLASS CUSIP (x$1000) PRN AMT PRN CALL DSCRTN MANAGERS SOLE SHARED NONE ------------------------------ -------------- --------- -------- --------- --- ---- -------- -------- ------- ------- -------- BARRICK GOLD CORP COM 067901108 2769 59363 SH SOLE 3608 55755 ALLIED HEALTHCARE PR COM 019222108 794 203995 SH SOLE 203995 AVATAR HLDGS INC COM COM 053494100 732 89511 SH SOLE 59568 29943 BANK AMER CORP COM COM 060505104 520 84950 SH SOLE 84950 BCSB BANCORP INC COM COM 055367106 400 34000 SH SOLE 34000 BERKSHIRE HILLS COM 084680107 454 24580 SH SOLE 24580 BOLT TECH CORP COM 097698104 957 95300 SH SOLE 95300 BRT REALTY TRUST SH BEN INT 055645303 516 83005 SH SOLE 83005 SEACOR HOLDINGS INC COM 811904101 4385 54670 SH SOLE 16650 38020 CMS BANCORP INC COM COM 12600U102 113 16218 SH SOLE 16218 COLONIAL FINL SVCS COM 19566B101 756 61186 SH SOLE 61186 CORE MARK HLDG CO COM 218681104 937 30600 SH SOLE 30600 CLIFTON SVGS BANCORP COM 18712Q103 220 24067 SH SOLE 24067 CISCO SYSTEMS INC COM 17275R102 5572 359710 SH SOLE 172290 187420 CONS TOMOKA LAND CO COM 210226106 430 16372 SH SOLE 16372 CPI AEROSTRUCTURES COM 125919308 1242 130750 SH SOLE 130750 CHEVRON CORP NEW COM COM 166764100 225 2435 SH SOLE 2435 EAGLE BANCORP MONT COM 26942G100 1528 145110 SH SOLE 145110 EVOLUTION PETE CORP COM 30049A107 185 26200 SH SOLE 26200 ENSCO PLC SPONSORED ADR 29358Q109 995 24600 SH SOLE 24200 400 FIRST CONN BANCORP COM 319850103 378 33418 SH SOLE 33418 FEDFIRST FINL CORP COM 31429C101 1398 97782 SH SOLE 97782 GOODRICH PETE CORP COM 382410405 244 20650 SH SOLE 20650 MARKET VECTORS ETF GOLD MINERS ETF57060U100 11716 212290 SH SOLE 163970 48320 SPDR GOLD TR GOLD SHS 78463V107 8770 55488 SH SOLE 38768 16720 GREENLIGHT CAPITAL CLASS A G4095J109 225 10830 SH SOLE 10830 CORNING INC COM COM 219350105 710 57450 SH SOLE 57450 GRIFFIN LD & COM 398231100 295 11489 SH SOLE 11489 HOME BANCORP INC COM 43689E107 896 61591 SH SOLE 61591 HAMPDEN BANCORP INC COM 40867E107 394 29900 SH SOLE 29900 HARDINGE INC COM 412324303 1089 132210 SH SOLE 132210 HOPFED BANCORP INC COM 439734104 811 141615 SH SOLE 141615 HOME FED BANCORP INC COM 43708L108 1380 99961 SH SOLE 99961 HELMERICH & PAYNE COM 423452101 2540 62570 SH SOLE 20540 42030 INSTEEL INDS INC COM COM 45774W108 1229 122012 SH SOLE 122012 INTEL CORP COM COM 458140100 350 16400 SH SOLE 16400 IF BANCORP INC COM COM 44951J105 1119 101279 SH SOLE 101279 JOHNSON & JOHNSON COM 478160104 5416 85041.2512SH SOLE 25035 60006 LOUISIANA BANCORP COM 54619P104 165 10400 SH SOLE 10400 MALVERN FED BANCORP COM 561410101 376 68400 SH SOLE 68400 3M CO COM COM 88579Y101 3750 52233 SH SOLE 6470 45763 MICROSOFT CORP COM 594918104 5023 201805 SH SOLE 100750 101055 NORTHEAST CMNTY COM 664112109 368 59787 SH SOLE 59787 NEWMONT MNG CORP COM COM 651639106 3160 50193 SH SOLE 1355 48838 NEWPORT BANCORP INC COM 651754103 203 16200 SH SOLE 16200 NUCOR CORP COM COM 670346105 677 21400 SH SOLE 21400 NAUGATUCK VY FINL COM 63906P107 1455 187478 SH SOLE 187478 NORWOOD FINL CORP COM 669549107 473 19445.9992SH SOLE 19446 QUANEX BLDG PRODS COM 747619104 600 54800 SH SOLE 54800 OBA FINANCIAL COM 67424G101 1268 86495 SH SOLE 86495 OCONEE FED FINL CORP COM 675607105 587 53600 SH SOLE 53600 ORITANI FINL CORP COM 68633D103 1178 91600 SH SOLE 91600 OCEAN SHORE HLDG CO COM 67501R103 2197 205163 SH SOLE 205163 PEOPLES FEDERAL COM 711037101 348 27000 SH SOLE 27000 PFIZER INC COM COM 717081103 2142 121145 SH SOLE 24642 96503 PROVIDENCE & COM 743737108 1452 115396 SH SOLE 115396 ETFS GOLD TR SHS 26922Y105 274 1700 SH SOLE 1200 500 STATE INVS BANCORP COM 857030100 859 76186 SH SOLE 76186 SI FINL GROUP INC MD COM 78425V104 2523 267800 SH SOLE 267800 ISHARES SILVER TR ISHARES 46428Q109 280 9700 SH SOLE 3000 6700 SP BANCORP INC COM COM 78468K106 1055 98176 SH SOLE 98176 SUPERIOR INDUSTRIES COM 868168105 6721 434985 SH SOLE 224560 210425 SAFEWAY INC COM NEW COM 786514208 524 31500 SH SOLE 31500 WAL MART STORES INC COM 931142103 1272 24500 SH SOLE 24500 EXXON MOBIL CORP COM COM 30231G102 567 7800 SH SOLE 7800 Certain holdings reported as "Sole" under Column 6 are managed by Oppvest, LLC and Oppvest II, LLC, which are managed by the same individuals as Oppenheimer & Close, Inc. and are considered to be part of the registered investment adviser.
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