The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||
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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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| COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
| VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
| NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
| AIR LEASE CORP | CL A | 00912X302 | 3,875 | 100,000 | SH | DFND | 1 | 100,000 | 0 | 0 | |
| AKAMAI TECHNOLOGIES INC | COM | 00971T101 | 3,188 | 53,400 | SH | DFND | 1 | 53,400 | 0 | 0 | |
| AMERICAN TOWER CORP NEW | PFD CONV SER A | 03027X308 | 41,762 | 366,541 | SH | DFND | 1 | 366,541 | 0 | 0 | |
| BANK OF THE OZARKS INC | COM | 063904106 | 21,846 | 420,030 | SH | DFND | 1 | 420,030 | 0 | 0 | |
| CITRIX SYS INC | COM | 177376100 | 5,687 | 68,200 | SH | DFND | 1 | 68,200 | 0 | 0 | |
| CTRIP COM INTL LTD | NOTE 1.250%10/1 | 22943FAD2 | 29,436 | 22,430,000 | PRN | DFND | 1 | 22,430,000 | 0 | 0 | |
| HOLOGIC INC | COM | 436440101 | 15,978 | 375,500 | SH | DFND | 1 | 375,500 | 0 | 0 | |
| ILLUMINA INC | COM | 452327109 | 932 | 5,461 | SH | DFND | 1 | 5,461 | 0 | 0 | |
| KINDER MORGAN INC DEL | COM | 49456B101 | 2,309 | 106,200 | SH | DFND | 1 | 106,200 | 0 | 0 | |
| NEW YORK CMNTY CAP TR V | UNIT 11/01/2051 | 64944P307 | 24,197 | 485,137 | SH | DFND | 1 | 485,137 | 0 | 0 | |
| NMI HLDGS INC | CL A | 629209305 | 19,123 | 1,677,417 | SH | DFND | 1 | 1,677,417 | 0 | 0 | |
| NRG YIELD INC | CL A NEW | 62942X306 | 5,427 | 312,052 | SH | DFND | 1 | 312,052 | 0 | 0 | |
| OLD REP INTL CORP | COM | 680223104 | 16,206 | 791,300 | SH | DFND | 1 | 791,300 | 0 | 0 | |
| PAR PACIFIC HOLDINGS INC | COM NEW | 69888T207 | 3,632 | 220,237 | SH | DFND | 1 | 220,237 | 0 | 0 | |
| STATE BK FINL CORP | COM | 856190103 | 5,175 | 198,135 | SH | DFND | 1 | 198,135 | 0 | 0 | |
| STERLING BANCORP DEL | COM | 85917A100 | 1,067 | 45,000 | SH | DFND | 1 | 45,000 | 0 | 0 | |
| STONEGATE MTG CORP | COM | 86181Q300 | 9,967 | 1,252,179 | SH | DFND | 1 | 1,252,179 | 0 | 0 | |
| SUPERVALU INC | COM | 868536103 | 2,470 | 640,000 | SH | DFND | 1 | 640,000 | 0 | 0 | |
| TERADYNE INC | COM | 880770102 | 5,060 | 162,700 | SH | DFND | 1 | 162,700 | 0 | 0 | |
| WELLTOWER INC | 6.50% PFD PREPET | 95040Q203 | 8,802 | 140,306 | SH | DFND | 1 | 140,306 | 0 | 0 | |
| WORKDAY INC | NOTE 0.750% 7/1 | 98138HAC5 | 22,834 | 20,000,000 | PRN | DFND | 1 | 20,000,000 | 0 | 0 | |