The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||
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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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| COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
| VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
| NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
| AKAMAI TECHNOLOGIES INC | COM | 00971T101 | 3,236 | 51,400 | SH | DFND | 1 | 51,400 | 0 | 0 | |
| ALPHATEC HOLDINGS INC | COM | 02081G102 | 340 | 241,415 | SH | DFND | 1 | 241,415 | 0 | 0 | |
| CENTURY CMNTYS INC | COM | 156504300 | 1,479 | 85,571 | SH | DFND | 1 | 85,571 | 0 | 0 | |
| COMMUNITYONE BANCORP | COM | 20416Q108 | 8,557 | 747,304 | SH | DFND | 1 | 747,304 | 0 | 0 | |
| CTRIP COM INTL LTD | NOTE 1.250%10/1 | 22943FAD2 | 12,114 | 12,430,000 | PRN | DFND | 1 | 12,430,000 | 0 | 0 | |
| CUMULUS MEDIA INC | CL A | 231082108 | 423 | 100,000 | SH | DFND | 1 | 100,000 | 0 | 0 | |
| DISH NETWORK CORP | CL A | 25470M109 | 1,239 | 17,000 | SH | DFND | 1 | 17,000 | 0 | 0 | |
| ELECTRONIC ARTS INC | NOTE 0.750% 7/1 | 285512AA7 | 15,087 | 10,000,000 | PRN | DFND | 1 | 10,000,000 | 0 | 0 | |
| HEALTH CARE REIT INC | PFD PER CON I | 42217K601 | 1,499 | 22,700 | SH | DFND | 1 | 22,700 | 0 | 0 | |
| HERBALIFE LTD | COM USD SHS | G4412G101 | 539 | 14,300 | SH | DFND | 1 | 14,300 | 0 | 0 | |
| HOLOGIC INC | COM | 436440101 | 9,255 | 346,100 | SH | DFND | 1 | 346,100 | 0 | 0 | |
| INTRICON CORP | COM | 46121H109 | 487 | 70,818 | SH | DFND | 1 | 70,818 | 0 | 0 | |
| LAM RESEARCH CORP | COM | 512807108 | 27,753 | 349,800 | SH | DFND | 1 | 349,800 | 0 | 0 | |
| NEW YORK CMNTY CAP TR V | UNIT 11/01/2051 | 64944P307 | 23,537 | 474,888 | PRN | DFND | 1 | 474,888 | 0 | 0 | |
| NMI HLDGS INC | CL A | 629209305 | 18,412 | 2,016,662 | SH | DFND | 1 | 2,016,662 | 0 | 0 | |
| OXFORD IMMUNOTEC GLOBAL PLC | ORD SHS | G6855A103 | 851 | 62,461 | SH | DFND | 1 | 62,461 | 0 | 0 | |
| PAR PETE CORP | COM NEW | 69888T207 | 16,622 | 1,022,920 | SH | DFND | 1 | 1,022,920 | 0 | 0 | |
| PRICELINE GRP INC | COM NEW | 741503403 | 14,823 | 13,000 | SH | DFND | 1 | 13,000 | 0 | 0 | |
| SINCLAIR BROADCAST GROUP INC | CL A | 829226109 | 2,346 | 85,756 | SH | DFND | 1 | 85,756 | 0 | 0 | |
| SPANISH BROADCASTING SYS INC | CL A NEW | 846425833 | 45 | 15,504 | SH | DFND | 1 | 15,504 | 0 | 0 | |
| STATE BK FINL CORP | COM | 856190103 | 8,489 | 424,899 | SH | DFND | 1 | 424,899 | 0 | 0 | |
| STONEGATE MTG CORP | COM | 86181Q300 | 1,276 | 106,693 | SH | DFND | 1 | 106,693 | 0 | 0 | |
| TALMER BANCORP INC | COM | 87482X101 | 19,841 | 1,413,185 | SH | DFND | 1 | 1,413,185 | 0 | 0 | |
| WORKDAY INC | NOTE 0.750% 7/1 | 98138HAC5 | 18,973 | 16,000,000 | PRN | DFND | 1 | 16,000,000 | 0 | 0 | |