The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||
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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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| COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
| VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
| NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
| AKAMAI TECHNOLOGIES INC | COM | 00971T101 | 2,984 | 49,900 | SH | DFND | 1, 2, 3, 4 | 49,900 | 0 | 0 | |
| CITRIX SYS INC | COM | 177376100 | 4,908 | 68,800 | SH | DFND | 1, 2, 3, 4 | 68,800 | 0 | 0 | |
| COMMUNITYONE BANCORP | COM | 20416Q108 | 7,133 | 808,694 | SH | DFND | 1, 2, 3, 4 | 808,694 | 0 | 0 | |
| DENDREON CORP | NOTE 2.875% 1/1 | 24823QAC1 | 17,167 | 25,169,000 | PRN | DFND | 1, 2, 3, 4 | 25,169,000 | 0 | 0 | |
| HEALTH CARE REIT INC | PFD PER CON I | 42217K601 | 1,299 | 22,700 | SH | DFND | 1, 2, 3, 4 | 22,700 | 0 | 0 | |
| HERBALIFE LTD | COM USD SHS | G4412G101 | 1,664 | 38,037 | SH | DFND | 1, 2, 3, 4 | 38,037 | 0 | 0 | |
| HOLOGIC INC | COM | 436440101 | 9,007 | 370,200 | SH | DFND | 1, 2, 3, 4 | 370,200 | 0 | 0 | |
| LAM RESEARCH CORP | COM | 512807108 | 28,526 | 381,876 | SH | DFND | 1, 2, 3, 4 | 381,876 | 0 | 0 | |
| MICROCHIP TECHNOLOGY INC | SDCV 2.125%12/1 | 595017AB0 | 27,839 | 15,000,000 | PRN | DFND | 1, 2, 3, 4 | 15,000,000 | 0 | 0 | |
| NEW YORK CMNTY CAP TR V | UNIT 11/01/2051 | 64944P307 | 23,359 | 474,888 | PRN | DFND | 1, 2, 3, 4 | 474,888 | 0 | 0 | |
| NMI HLDGS INC | CL A | 629209305 | 17,195 | 1,987,903 | SH | DFND | 1, 2, 3, 4 | 1,987,903 | 0 | 0 | |
| OLD REP INTL CORP | COM | 680223104 | 497 | 34,800 | SH | DFND | 1, 2, 3, 4 | 34,800 | 0 | 0 | |
| OXFORD IMMUNOTEC GLOBAL PLC | ORD SHS | G6855A103 | 1,317 | 86,280 | SH | DFND | 1, 2, 3, 4 | 86,280 | 0 | 0 | |
| PAR PETE CORP | COM NEW | 69888T207 | 19,090 | 1,132,914 | SH | DFND | 1, 2, 3, 4 | 1,132,914 | 0 | 0 | |
| PRICELINE GRP INC | COM NEW | 741503403 | 16,496 | 14,238 | SH | DFND | 1, 2, 3, 4 | 14,238 | 0 | 0 | |
| STATE BK FINL CORP | COM | 856190103 | 10,473 | 644,893 | SH | DFND | 1, 2, 3, 4 | 644,893 | 0 | 0 | |
| STONEGATE MTG CORP | COM | 86181Q300 | 1,386 | 106,693 | SH | DFND | 1, 2, 3, 4 | 106,693 | 0 | 0 | |
| TALMER BANCORP INC | COM | 87482X101 | 26,693 | 1,930,068 | SH | DFND | 1, 2, 3, 4 | 1,930,068 | 0 | 0 | |
| TRAVELPORT WORLDWIDE LTD | SHS | G9019D104 | 823 | 50,000 | SH | DFND | 1, 2, 3, 4 | 50,000 | 0 | 0 | |
| WORKDAY INC | NOTE 0.750% 7/1 | 98138HAC5 | 11,389 | 9,500,000 | PRN | DFND | 1, 2, 3, 4 | 9,500,000 | 0 | 0 | |