0000919574-14-001281.txt : 20140214 0000919574-14-001281.hdr.sgml : 20140214 20140214095354 ACCESSION NUMBER: 0000919574-14-001281 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20131231 FILED AS OF DATE: 20140214 DATE AS OF CHANGE: 20140214 EFFECTIVENESS DATE: 20140214 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Waterstone Capital Management, L.P. CENTRAL INDEX KEY: 0001512370 IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-14297 FILM NUMBER: 14611673 BUSINESS ADDRESS: STREET 1: 2 CARLSON PARKWAY, SUITE 260 CITY: PLYMOUTH STATE: MN ZIP: 55447 BUSINESS PHONE: 952-697-4100 MAIL ADDRESS: STREET 1: 2 CARLSON PARKWAY, SUITE 260 CITY: PLYMOUTH STATE: MN ZIP: 55447 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001512370 XXXXXXXX 12-31-2013 12-31-2013 false Waterstone Capital Management, L.P.

2 CARLSON PARKWAY, SUITE 260 PLYMOUTH MN 55447

13F HOLDINGS REPORT 028-14297 N Kurt Peterson 952-697-4112 /s/ Kurt Peterson PLYMOUTH MN 02-14-2014 4 26 569149 1 0001380737 028-12029 Waterstone Market Neutral Master Fund, Ltd. 2 0001505317 028-14301 Waterstone Offshore ER Fund, Ltd. 3 0001479687 028-14300 WATERSTONE MF FUND LTD. 4 0001545348 028-15220 WATERSTONE OFFSHORE AD FUND, LTD. INFORMATION TABLE 2 infotable.xml AIR LEASE CORP CL A 00912X302 6101 196302 SH DFND 1, 2, 3, 4 196302 0 0 AMERICAN AIRLS GROUP INC COM 02376R102 13635 540000 SH DFND 1, 2, 3, 4 540000 0 0 ARCHER DANIELS MIDLAND CO COM 039483102 7035 162100 SH DFND 1, 2, 3, 4 162100 0 0 BLACKSTONE MTG TR INC NOTE 5.250%12/0 09257WAA8 10491 10000000 PRN DFND 1, 2, 3, 4 10000000 0 0 CHESAPEAKE ENERGY CORP NOTE 2.500% 5/1 165167CA3 23884 23680000 PRN DFND 1, 2, 3, 4 23680000 0 0 COMMUNITYONE BANCORP COM 20416Q108 13410 1051764 SH DFND 1, 2, 3, 4 1051764 0 0 DENDREON CORP NOTE 2.875% 1/1 24823QAC1 44522 70144000 PRN DFND 1, 2, 3, 4 70144000 0 0 EXTERRAN HLDGS INC NOTE 4.250% 6/1 30225XAA1 63108 42259000 PRN DFND 1, 2, 3, 4 42259000 0 0 FREEPORT-MCMORAN COPPER & GO COM 35671D857 25403 673100 SH Call DFND 1, 2, 3, 4 673100 0 0 HEALTH CARE REIT INC PFD PER CON I 42217K601 5221 101300 SH DFND 1, 2, 3, 4 101300 0 0 HOLOGIC INC COM 436440101 17623 788500 SH DFND 1, 2, 3, 4 788500 0 0 INTEL CORP COM 458140100 677 26100 SH DFND 1, 2, 3, 4 26100 0 0 JARDEN CORP COM 471109108 13798 224900 SH DFND 1, 2, 3, 4 224900 0 0 LAM RESEARCH CORP COM 512807108 14203 260846 SH DFND 1, 2, 3, 4 260846 0 0 LIFEPOINT HOSPITALS INC COM 53219L109 1686 31900 SH DFND 1, 2, 3, 4 31900 0 0 MASIMO CORP COM 574795100 4385 150000 SH DFND 1, 2, 3, 4 150000 0 0 MICROCHIP TECHNOLOGY INC SDCV 2.125%12/1 595017AB0 130351 74999000 PRN DFND 1, 2, 3, 4 74999000 0 0 NEW YORK CMNTY CAP TR V UNIT 11/01/2051 64944P307 26630 542087 PRN DFND 1, 2, 3, 4 542087 0 0 NMI HLDGS INC CL A 629209305 28667 2251923 SH DFND 1, 2, 3, 4 2251923 0 0 NXSTAGE MEDICAL INC COM 67072V103 630 63000 SH DFND 1, 2, 3, 4 63000 0 0 OLD REP INTL CORP COM 680223104 777 45000 SH DFND 1, 2, 3, 4 45000 0 0 PRICELINE COM INC COM NEW 741503403 65076 55984 SH DFND 1, 2, 3, 4 55984 0 0 STATE BK FINL CORP COM 856190103 29141 1602036 SH DFND 1, 2, 3, 4 1602036 0 0 VOLCANO CORPORATION COM 928645100 5567 254800 SH DFND 1, 2, 3, 4 254800 0 0 XILINX INC COM 983919101 4523 98500 SH DFND 1, 2, 3, 4 98500 0 0 ZIONS BANCORPORATION *W EXP 05/22/202 989701115 12605 2024956 SH DFND 1, 2, 3, 4 2024956 0 0