0001785982-20-000870.txt : 20200921 0001785982-20-000870.hdr.sgml : 20200921 20200921165855 ACCESSION NUMBER: 0001785982-20-000870 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20200918 FILED AS OF DATE: 20200921 DATE AS OF CHANGE: 20200921 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Shah Neal S. CENTRAL INDEX KEY: 0001688494 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-55710 FILM NUMBER: 201187018 MAIL ADDRESS: STREET 1: C/O NIOCORP DEVELOPMENTS LTD. STREET 2: 7000 YOSEMITE STREET, SUITE 115 CITY: CENTENNIAL STATE: CO ZIP: 80112 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: NIOCORP DEVELOPMENTS LTD CENTRAL INDEX KEY: 0001512228 STANDARD INDUSTRIAL CLASSIFICATION: METAL MINING [1000] IRS NUMBER: 000000000 STATE OF INCORPORATION: A1 FISCAL YEAR END: 0630 BUSINESS ADDRESS: STREET 1: 7000 S. YOSEMITE STREET STREET 2: STE. 115 CITY: CENTENNIAL STATE: CO ZIP: 80112 BUSINESS PHONE: 720-639-4647 MAIL ADDRESS: STREET 1: 7000 S. YOSEMITE STREET STREET 2: STE. 115 CITY: CENTENNIAL STATE: CO ZIP: 80112 FORMER COMPANY: FORMER CONFORMED NAME: QUANTUM RARE EARTH DEVELOPMENTS CORP. DATE OF NAME CHANGE: 20110204 4 1 owenrshipdocument.xml X0306 4 2020-09-18 0 0001512228 NIOCORP DEVELOPMENTS LTD NIOBF 0001688494 Shah Neal S. C/O NIOCORP DEVELOPMENTS LTD., 7000 YOSEMITE STREETE, SUITE 115 CENTENNIAL CO 80112 0 1 0 0 Chief Financial Officer Common Shares 2020-09-18 4 M 0 30000 0.4697 A 130000 D Employee Stock Option (right to buy) 0.4697 2020-09-18 4 M 0 30000 0 D 2021-01-20 Common shares 30000 274500 D Option exercise price reflected was converted from Canadian exercise price of C$0.62 using an exchange rate of C$1.3200 = US$1.00 as reported by the Bank of Canada on September 17, 2020. The option, representing a right to purchase a total of 350,000 Common Shares, became exercisable in installments, as follows: 50% on July 21, 2016; 25% on January 21, 2017; and the remaining balance on July 21, 2017. /s/ Neal S. Shah 2020-09-21