0001539497-22-001882.txt : 20221129 0001539497-22-001882.hdr.sgml : 20221129 20221129172710 ACCESSION NUMBER: 0001539497-22-001882 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20221128 FILED AS OF DATE: 20221129 DATE AS OF CHANGE: 20221129 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Sims James T. CENTRAL INDEX KEY: 0001688496 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-55710 FILM NUMBER: 221433751 MAIL ADDRESS: STREET 1: C/O NIOCORP DEVELOPMENTS LTD. STREET 2: 7000 YOSEMITE STREET, SUITE 115 CITY: CENTENNIAL STATE: CO ZIP: 80112 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: NIOCORP DEVELOPMENTS LTD CENTRAL INDEX KEY: 0001512228 STANDARD INDUSTRIAL CLASSIFICATION: METAL MINING [1000] IRS NUMBER: 000000000 STATE OF INCORPORATION: A1 FISCAL YEAR END: 0630 BUSINESS ADDRESS: STREET 1: 7000 S. YOSEMITE STREET STREET 2: STE. 115 CITY: CENTENNIAL STATE: CO ZIP: 80112 BUSINESS PHONE: 720-639-4647 MAIL ADDRESS: STREET 1: 7000 S. YOSEMITE STREET STREET 2: STE. 115 CITY: CENTENNIAL STATE: CO ZIP: 80112 FORMER COMPANY: FORMER CONFORMED NAME: QUANTUM RARE EARTH DEVELOPMENTS CORP. DATE OF NAME CHANGE: 20110204 4 1 ownership.xml X0306 4 2022-11-28 0 0001512228 NIOCORP DEVELOPMENTS LTD NIOBF 0001688496 Sims James T. C/O NIOCORP DEVELOPMENTS LTD. 7000 YOSEMITE STREET, SUITE 115 CENTENNIAL CO 80112 0 1 0 0 VP - External Affairs Common Shares 2022-11-28 4 M 0 350000 0.4037 A 740826 D Common Shares 2022-11-28 4 F 0 161539 0.8746 D 579287 D Employee Stock Option (Right to Buy) 0.4037 2022-11-28 4 M 0 350000 0 D 2023-11-15 Common Shares 350000 0 D Option exercise price reflected was converted from Canadian exercise price of C$0.54 using an exchange rate of C$1.3377 = US$1.00 as reported by the Bank of Canada on November 25, 2022. Sale price of common shares withheld in satisfaction of option exercise price is based on the closing price of the common shares on the Toronto Stock Exchange on November 25, 2022 of C$1.17, which was converted using an exchange rate of C$1.3377 = US$1.00 as reported by the Bank of Canada on November 25, 2022. The option, representing a right to purchase a total of 350,000 Common Shares, became exercisable in installments as follows: 50% on May 15, 2019; 25% on November 15, 2019; and 25% on May 15, 2020. /s/ James T. Sims 2022-11-29