The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||
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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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| COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
| VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
| NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
| ALIBABA GROUP HOLDING-SP ADR | ADR | 01609W102 | 7,504 | 33,098 | SH | DFND | 1 | 33,098 | 0 | 0 | |
| BAIDU INC - SPON ADR | ADR | 056752108 | 2,758 | 12,676 | SH | DFND | 1 | 12,676 | 0 | 0 | |
| BANCOLOMBIA S.A.-SPONS ADR | ADR | 05968L102 | 409 | 12,795 | SH | DFND | 1 | 12,795 | 0 | 0 | |
| FOMENTO ECONOMICO MEX-SP ADR | ADR | 344419106 | 1,811 | 24,045 | SH | DFND | 1 | 24,045 | 0 | 0 | |
| GERDAU SA -SPON ADR | ADR | 373737105 | 1,227 | 229,740 | SH | DFND | 1 | 229,740 | 0 | 0 | |
| GRUPO AEROPORTUARIO CEN-ADR | ADR | 400501102 | 313 | 6,200 | SH | DFND | 1 | 6,200 | 0 | 0 | |
| HDFC BANK LTD-ADR | ADR | 40415F101 | 5,111 | 65,788 | SH | DFND | 1 | 65,788 | 0 | 0 | |
| HEADHUNTER GROUP PLC-ADR | ADR | 42207L106 | 1,657 | 48,841 | SH | DFND | 1 | 48,841 | 0 | 0 | |
| ICICI BANK LTD-SPON ADR | ADR | 45104G104 | 8,552 | 533,494 | SH | DFND | 1 | 533,494 | 0 | 0 | |
| INFOSYS LTD-SP ADR | ADR | 456788108 | 2,822 | 150,735 | SH | DFND | 1 | 150,735 | 0 | 0 | |
| ITAU UNIBANCO H-SPON PRF ADR | ADR | 465562106 | 1,127 | 227,120 | SH | DFND | 1 | 227,120 | 0 | 0 | |
| JD.COM INC-ADR | ADR | 47215P106 | 1,928 | 22,864 | SH | DFND | 1 | 22,864 | 0 | 0 | |
| NETEASE INC-ADR | ADR | 64110W102 | 1,548 | 14,989 | SH | DFND | 1 | 14,989 | 0 | 0 | |
| NEW ORIENTAL EDUCATIO-SP ADR | ADR | 647581107 | 2,235 | 159,661 | SH | DFND | 1 | 159,661 | 0 | 0 | |
| NOAH HOLDINGS LTD-SPON ADS | ADR | 65487X102 | 160 | 3,600 | SH | DFND | 1 | 3,600 | 0 | 0 | |
| PETROLEO BRASILEIRO-SPON ADR | ADR | 71654V408 | 1,345 | 158,645 | SH | DFND | 1 | 158,645 | 0 | 0 | |
| SOUTHERN COPPER CORP | EQUITY | 84265V105 | 1,235 | 18,197 | SH | DFND | 1 | 18,197 | 0 | 0 | |
| TAIWAN SEMICONDUCTOR-SP ADR | ADR | 874039100 | 4,921 | 41,608 | SH | DFND | 1 | 41,608 | 0 | 0 | |
| VALE SA-SP ADR | ADR | 91912E105 | 6,229 | 358,386 | SH | DFND | 1 | 358,386 | 0 | 0 | |
| ALIBABA GROUP HOLDING-SP ADR | ADR | 01609W102 | 40,426 | 178,299 | SH | DFND | 2 | 119,063 | 0 | 59,236 | |
| ANGLOGOLD ASHANTI-SPON ADR | ADR | 035128206 | 8,404 | 382,500 | SH | DFND | 2 | 0 | 0 | 382,500 | |
| BAIDU INC - SPON ADR | ADR | 056752108 | 35,405 | 162,745 | SH | DFND | 2 | 100,364 | 0 | 62,381 | |
| BANCO BRADESCO-ADR | ADR | 059460303 | 517 | 109,955 | SH | DFND | 2 | 109,955 | 0 | 0 | |
| BANCOLOMBIA S.A.-SPONS ADR | ADR | 05968L102 | 606 | 18,930 | SH | DFND | 2 | 18,930 | 0 | 0 | |
| ECOPETROL SA-SPONSORED ADR | ADR | 279158109 | 2,564 | 200,000 | SH | DFND | 2 | 0 | 0 | 200,000 | |
| ENEL AMERICAS SA-ADR | ADR | 29274F104 | 14,042 | 1,655,934 | SH | DFND | 2 | 0 | 0 | 1,655,934 | |
| FOMENTO ECONOMICO MEX-SP ADR | ADR | 344419106 | 1,020 | 13,537 | SH | DFND | 2 | 13,537 | 0 | 0 | |
| GERDAU SA -SPON ADR | ADR | 373737105 | 523 | 97,994 | SH | DFND | 2 | 97,994 | 0 | 0 | |
| GOLD FIELDS LTD-SPONS ADR | ADR | 38059T106 | 8,587 | 904,871 | SH | DFND | 2 | 0 | 0 | 904,871 | |
| GRUPO AEROPORTUARIO CEN-ADR | ADR | 400501102 | 950 | 18,800 | SH | DFND | 2 | 18,800 | 0 | 0 | |
| HDFC BANK LTD-ADR | ADR | 40415F101 | 22,727 | 292,537 | SH | DFND | 2 | 190,811 | 0 | 101,726 | |
| HEADHUNTER GROUP PLC-ADR | ADR | 42207L106 | 1,464 | 43,152 | SH | DFND | 2 | 43,152 | 0 | 0 | |
| HUDBAY MINERALS INC | EQUITY | 443628102 | 17,106 | 2,500,000 | SH | DFND | 2 | 0 | 0 | 2,500,000 | |
| ICICI BANK LTD-SPON ADR | ADR | 45104G104 | 61,306 | 3,824,432 | SH | DFND | 2 | 2,408,628 | 0 | 1,415,804 | |
| INFOSYS LTD-SP ADR | ADR | 456788108 | 39,659 | 2,118,560 | SH | DFND | 2 | 1,502,359 | 0 | 616,201 | |
| JD.COM INC-ADR | ADR | 47215P106 | 1,046 | 12,398 | SH | DFND | 2 | 12,398 | 0 | 0 | |
| NETEASE INC-ADR | ADR | 64110W102 | 865 | 8,380 | SH | DFND | 2 | 8,380 | 0 | 0 | |
| NEW ORIENTAL EDUCATIO-SP ADR | ADR | 647581107 | 1,242 | 88,690 | SH | DFND | 2 | 88,690 | 0 | 0 | |
| NOAH HOLDINGS LTD-SPON ADS | ADR | 65487X102 | 444 | 10,000 | SH | DFND | 2 | 10,000 | 0 | 0 | |
| PETROLEO BRASILEIRO-SPON ADR | ADR | 71654V408 | 33,419 | 3,940,901 | SH | DFND | 2 | 1,203,432 | 0 | 2,737,469 | |
| SOUTHERN COPPER CORP | EQUITY | 84265V105 | 26,530 | 390,891 | SH | DFND | 2 | 38,516 | 0 | 352,375 | |
| TAIWAN SEMICONDUCTOR-SP ADR | ADR | 874039100 | 6,644 | 56,173 | SH | DFND | 2 | 23,785 | 0 | 32,388 | |
| VALE SA-SP ADR | ADR | 91912E105 | 68,809 | 3,959,103 | SH | DFND | 2 | 3,326,344 | 0 | 632,759 | |
| WHEATON PRECIOUS METALS CORP | EQUITY | 962879102 | 26,833 | 702,597 | SH | DFND | 2 | 0 | 0 | 702,597 | |
| ALIBABA GROUP HOLDING-SP ADR | ADR | 01609W102 | 2,132 | 9,402 | SH | DFND | 3 | 0 | 0 | 9,402 | |
| BAIDU INC - SPON ADR | ADR | 056752108 | 1,936 | 8,900 | SH | DFND | 3 | 0 | 0 | 8,900 | |
| HDFC BANK LTD-ADR | ADR | 40415F101 | 1,086 | 13,981 | SH | DFND | 3 | 0 | 0 | 13,981 | |
| ICICI BANK LTD-SPON ADR | ADR | 45104G104 | 3,237 | 201,965 | SH | DFND | 3 | 0 | 0 | 201,965 | |
| INFOSYS LTD-SP ADR | ADR | 456788108 | 1,087 | 58,071 | SH | DFND | 3 | 0 | 0 | 58,071 | |
| PETROLEO BRASILEIRO-SPON ADR | ADR | 71654V408 | 930 | 109,682 | SH | DFND | 3 | 0 | 0 | 109,682 | |
| SOUTHERN COPPER CORP | EQUITY | 84265V105 | 362 | 5,338 | SH | DFND | 3 | 0 | 0 | 5,338 | |
| VALE SA-SP ADR | ADR | 91912E105 | 4,216 | 242,553 | SH | DFND | 3 | 0 | 0 | 242,553 | |