The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||
|
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
|
||||||||||||||||
| COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
| VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
| NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
| 58.COM INC-ADR | ADR | 31680Q104 | 178 | 2,746 | SH | DFND | 2 | 2,746 | 0 | 0 | |
| 58.COM INC-ADR | ADR | 31680Q104 | 544 | 8,401 | SH | DFND | 1 | 8,401 | 0 | 0 | |
| ALIBABA GROUP HOLDING-SP ADR | ADR | 01609W102 | 12,110 | 57,098 | SH | DFND | 1 | 57,098 | 0 | 0 | |
| ALIBABA GROUP HOLDING-SP ADR | ADR | 01609W102 | 50,567 | 238,410 | SH | DFND | 2 | 238,410 | 0 | 0 | |
| BANCO BRADESCO-ADR | ADR | 059460303 | 1,339 | 149,603 | SH | DFND | 1 | 149,603 | 0 | 0 | |
| BANCO BRADESCO-ADR | ADR | 059460303 | 437 | 48,870 | SH | DFND | 2 | 48,870 | 0 | 0 | |
| BANCOLOMBIA S.A.-SPONS ADR | ADR | 05968L102 | 43,507 | 794,065 | SH | DFND | 2 | 444,065 | 0 | 0 | |
| BANCOLOMBIA S.A.-SPONS ADR | ADR | 05968L102 | 5,060 | 92,357 | SH | DFND | 1 | 92,357 | 0 | 0 | |
| ECOPETROL SA-SPONSORED ADR | ADR | 279158109 | 3,366 | 168,635 | SH | DFND | 1 | 168,635 | 0 | 0 | |
| ECOPETROL SA-SPONSORED ADR | ADR | 279158109 | 34,603 | 1,733,639 | SH | DFND | 2 | 613,639 | 0 | 0 | |
| FOMENTO ECONOMICO MEX-SP ADR | ADR | 344419106 | 2,854 | 30,196 | SH | DFND | 1 | 30,196 | 0 | 0 | |
| FOMENTO ECONOMICO MEX-SP ADR | ADR | 344419106 | 7,529 | 79,666 | SH | DFND | 2 | 79,666 | 0 | 0 | |
| GRUPO AEROPORTUARIO CEN-ADR | ADR | 400501102 | 881 | 14,700 | SH | DFND | 1 | 14,700 | 0 | 0 | |
| GRUPO AEROPORTUARIO CEN-ADR | ADR | 400501102 | 653 | 10,900 | SH | DFND | 2 | 10,900 | 0 | 0 | |
| HDFC BANK LTD-ADR | ADR | 40415F101 | 7,106 | 112,142 | SH | DFND | 1 | 112,142 | 0 | 0 | |
| HDFC BANK LTD-ADR | ADR | 40415F101 | 35,975 | 567,693 | SH | DFND | 2 | 567,693 | 0 | 0 | |
| HEADHUNTER GROUP PLC-ADR | ADR | 42207L106 | 1,576 | 73,469 | SH | DFND | 1 | 73,469 | 0 | 0 | |
| HEADHUNTER GROUP PLC-ADR | ADR | 42207L106 | 1,034 | 48,186 | SH | DFND | 2 | 48,186 | 0 | 0 | |
| ICICI BANK LTD-SPON ADR | ADR | 45104G104 | 6,411 | 424,824 | SH | DFND | 1 | 424,824 | 0 | 0 | |
| ICICI BANK LTD-SPON ADR | ADR | 45104G104 | 32,336 | 2,142,906 | SH | DFND | 2 | 2,142,906 | 0 | 0 | |
| LUCKIN COFFEE INC - ADR | ADR | 54951L109 | 134 | 3,405 | SH | DFND | 2 | 3,405 | 0 | 0 | |
| LUCKIN COFFEE INC - ADR | ADR | 54951L109 | 445 | 11,302 | SH | DFND | 1 | 11,302 | 0 | 0 | |
| NEW ORIENTAL EDUCATIO-SP ADR | ADR | 647581107 | 912 | 7,525 | SH | DFND | 1 | 7,525 | 0 | 0 | |
| NEW ORIENTAL EDUCATIO-SP ADR | ADR | 647581107 | 298 | 2,458 | SH | DFND | 2 | 2,458 | 0 | 0 | |
| PETROLEO BRASILEIRO-SPON ADR | ADR | 71654V408 | 3,454 | 216,676 | SH | DFND | 1 | 216,676 | 0 | 0 | |
| PETROLEO BRASILEIRO-SPON ADR | ADR | 71654V408 | 6,848 | 429,614 | SH | DFND | 2 | 429,614 | 0 | 0 | |
| PETROLEO BRASIL-SP PREF ADR | ADR | 71654V101 | 6,995 | 468,865 | SH | DFND | 1 | 468,865 | 0 | 0 | |
| PETROLEO BRASIL-SP PREF ADR | ADR | 71654V101 | 25,187 | 1,688,142 | SH | DFND | 2 | 1,688,142 | 0 | 0 | |
| TAIWAN SEMICONDUCTOR-SP ADR | ADR | 874039100 | 2,855 | 49,142 | SH | DFND | 1 | 49,142 | 0 | 0 | |
| TAIWAN SEMICONDUCTOR-SP ADR | ADR | 874039100 | 281 | 4,828 | SH | DFND | 2 | 4,828 | 0 | 0 | |
| VALE SA-SP ADR | ADR | 91912E105 | 5,540 | 419,696 | SH | DFND | 1 | 419,696 | 0 | 0 | |
| VALE SA-SP ADR | ADR | 91912E105 | 23,810 | 1,803,821 | SH | DFND | 2 | 1,803,821 | 0 | 0 | |
| WEIBO CORP-SPON ADR | ADR | 948596101 | 311 | 6,718 | SH | DFND | 1 | 6,718 | 0 | 0 | |
| WEIBO CORP-SPON ADR | ADR | 948596101 | 102 | 2,193 | SH | DFND | 2 | 2,193 | 0 | 0 | |