The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
58.COM INC-ADR | ADR | 31680Q104 | 350 | 6,458 | SH | DFND | 1 | 6,458 | 0 | 0 | |
58.COM INC-ADR | ADR | 31680Q104 | 125 | 2,300 | SH | DFND | 2 | 2,300 | 0 | 0 | |
ALIBABA GROUP HOLDING-SP ADR | ADR | 01609W102 | 8,810 | 64,271 | SH | DFND | 1 | 64,271 | 0 | 0 | |
ALIBABA GROUP HOLDING-SP ADR | ADR | 01609W102 | 32,193 | 234,864 | SH | DFND | 2 | 234,864 | 0 | 0 | |
AVIANCA HOLDINGS SA-SPON ADR | ADR | 05367G100 | 6,939 | 1,709,106 | SH | DFND | 2 | 0 | 0 | 1,709,106 | |
AZUL SA-ADR | ADR | 05501U106 | 692 | 25,000 | SH | DFND | 1 | 25,000 | 0 | 0 | |
AZUL SA-ADR | ADR | 05501U106 | 640 | 23,100 | SH | DFND | 2 | 23,100 | 0 | 0 | |
BAIDU INC - SPON ADR | ADR | 056752108 | 2,616 | 16,496 | SH | DFND | 1 | 16,496 | 0 | 0 | |
BAIDU INC - SPON ADR | ADR | 056752108 | 11,122 | 70,125 | SH | DFND | 2 | 70,125 | 0 | 0 | |
BANCO BRADESCO-ADR | ADR | 059460303 | 633 | 63,992 | SH | DFND | 1 | 63,992 | 0 | 0 | |
BANCO BRADESCO-ADR | ADR | 059460303 | 225 | 22,792 | SH | DFND | 2 | 22,792 | 0 | 0 | |
BANCOLOMBIA S.A.-SPONS ADR | ADR | 05968L102 | 16,193 | 425,000 | SH | DFND | 2 | 0 | 0 | 425,000 | |
BBVA BANCO FRANCES SA-ADR | ADR | 07329M100 | 838 | 74,000 | SH | DFND | 1 | 74,000 | 0 | 0 | |
BBVA BANCO FRANCES SA-ADR | ADR | 07329M100 | 1,487 | 131,282 | SH | DFND | 2 | 131,282 | 0 | 0 | |
ECOPETROL SA-SPONSORED ADR | ADR | 279158109 | 1,985 | 125,000 | SH | DFND | 2 | 0 | 0 | 125,000 | |
FOMENTO ECONOMICO MEX-SP ADR | ADR | 344419106 | 588 | 6,837 | SH | DFND | 1 | 6,837 | 0 | 0 | |
FOMENTO ECONOMICO MEX-SP ADR | ADR | 344419106 | 210 | 2,435 | SH | DFND | 2 | 2,435 | 0 | 0 | |
GRAN TIERRA ENERGY INC | EQUITY | 38500T101 | 352 | 162,200 | SH | DFND | 2 | 162,200 | 0 | 0 | |
GRUPO AEROPORTUARIO CEN-ADR | ADR | 400501102 | 677 | 17,800 | SH | DFND | 1 | 17,800 | 0 | 0 | |
GRUPO AEROPORTUARIO CEN-ADR | ADR | 400501102 | 821 | 21,600 | SH | DFND | 2 | 21,600 | 0 | 0 | |
GRUPO AEROPORTUARIO SUR-ADR | ADR | 40051E202 | 537 | 3,566 | SH | DFND | 1 | 3,566 | 0 | 0 | |
GRUPO AEROPORTUARIO SUR-ADR | ADR | 40051E202 | 191 | 1,270 | SH | DFND | 2 | 1,270 | 0 | 0 | |
GRUPO FINANCIERO GALICIA-ADR | ADR | 399909100 | 3,819 | 138,526 | SH | DFND | 1 | 138,526 | 0 | 0 | |
GRUPO FINANCIERO GALICIA-ADR | ADR | 399909100 | 5,389 | 195,478 | SH | DFND | 2 | 195,478 | 0 | 0 | |
GRUPO SUPERVIELLE SA-SP ADR | ADR | 40054A108 | 93 | 10,719 | SH | DFND | 2 | 10,719 | 0 | 0 | |
HDFC BANK LTD-ADR | ADR | 40415F101 | 4,662 | 45,007 | SH | DFND | 1 | 45,007 | 0 | 0 | |
HDFC BANK LTD-ADR | ADR | 40415F101 | 15,921 | 153,689 | SH | DFND | 2 | 153,689 | 0 | 0 | |
ICICI BANK LTD-SPON ADR | ADR | 45104G104 | 2,797 | 271,816 | SH | DFND | 1 | 271,816 | 0 | 0 | |
ICICI BANK LTD-SPON ADR | ADR | 45104G104 | 7,454 | 724,429 | SH | DFND | 2 | 724,429 | 0 | 0 | |
NEW ORIENTAL EDUCATIO-SP ADR | ADR | 647581107 | 429 | 7,821 | SH | DFND | 1 | 7,821 | 0 | 0 | |
NEW ORIENTAL EDUCATIO-SP ADR | ADR | 647581107 | 153 | 2,785 | SH | DFND | 2 | 2,785 | 0 | 0 | |
NOAH HOLDINGS LTD-SPON ADS | ADR | 65487X102 | 433 | 10,000 | SH | DFND | 1 | 10,000 | 0 | 0 | |
NOAH HOLDINGS LTD-SPON ADS | ADR | 65487X102 | 243 | 5,600 | SH | DFND | 2 | 5,600 | 0 | 0 | |
PETROLEO BRASIL-SP PREF ADR | ADR | 71654V101 | 6,482 | 559,296 | SH | DFND | 1 | 559,296 | 0 | 0 | |
PETROLEO BRASIL-SP PREF ADR | ADR | 71654V101 | 9,570 | 825,754 | SH | DFND | 2 | 825,754 | 0 | 0 | |
PETROLEO BRASILEIRO-SPON ADR | ADR | 71654V408 | 3,326 | 255,673 | SH | DFND | 1 | 255,673 | 0 | 0 | |
PETROLEO BRASILEIRO-SPON ADR | ADR | 71654V408 | 9,210 | 707,899 | SH | DFND | 2 | 607,899 | 0 | 100,000 | |
TAIWAN SEMICONDUCTOR-SP ADR | ADR | 874039100 | 2,920 | 79,118 | SH | DFND | 1 | 79,118 | 0 | 0 | |
TAIWAN SEMICONDUCTOR-SP ADR | ADR | 874039100 | 8,768 | 237,544 | SH | DFND | 2 | 237,544 | 0 | 0 | |
VALE SA-SP ADR | ADR | 91912E105 | 10,681 | 809,757 | SH | DFND | 1 | 809,757 | 0 | 0 | |
VALE SA-SP ADR | ADR | 91912E105 | 15,453 | 1,171,584 | SH | DFND | 2 | 1,171,584 | 0 | 0 | |
WEIBO CORP-SPON ADR | ADR | 948596101 | 367 | 6,284 | SH | DFND | 1 | 6,284 | 0 | 0 | |
WEIBO CORP-SPON ADR | ADR | 948596101 | 131 | 2,237 | SH | DFND | 2 | 2,237 | 0 | 0 | |
YPF S.A.-SPONSORED ADR | ADR | 984245100 | 1,605 | 119,872 | SH | DFND | 1 | 119,872 | 0 | 0 | |
YPF S.A.-SPONSORED ADR | ADR | 984245100 | 2,688 | 200,728 | SH | DFND | 2 | 200,728 | 0 | 0 |