The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||
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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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| COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
| VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
| NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
| 58.COM INC-ADR | ADR | 31680Q104 | 337 | 4,862 | SH | DFND | 3,4 | 4,862 | 0 | 0 | |
| 58.COM INC-ADR | ADR | 31680Q104 | 120 | 1,726 | SH | DFND | 4,5 | 1,726 | 0 | 0 | |
| ALIBABA GROUP HOLDING-SP ADR | ADR | 01609W102 | 6,343 | 34,189 | SH | DFND | 3,4 | 34,189 | 0 | 0 | |
| ALIBABA GROUP HOLDING-SP ADR | ADR | 01609W102 | 22,925 | 123,566 | SH | DFND | 4,5 | 123,566 | 0 | 0 | |
| AVIANCA HOLDINGS SA-SPON ADR | ADR | 05367G100 | 11,041 | 1,709,106 | SH | DFND | 4,5 | 0 | 0 | 1,709,106 | |
| BAIDU INC - SPON ADR | ADR | 056752108 | 3,965 | 16,316 | SH | DFND | 3,4 | 16,316 | 0 | 0 | |
| BAIDU INC - SPON ADR | ADR | 056752108 | 15,300 | 62,964 | SH | DFND | 4,5 | 62,964 | 0 | 0 | |
| BANCOLOMBIA S.A.-SPONS ADR | ADR | 05968L102 | 1,730 | 36,198 | SH | DFND | 4,5 | 0 | 0 | 36,198 | |
| CEMEX SAB-SPONS ADR PART CER | ADR | 151290889 | 2,127 | 324,204 | SH | DFND | 3,4 | 324,204 | 0 | 0 | |
| CEMEX SAB-SPONS ADR PART CER | ADR | 151290889 | 4,162 | 634,406 | SH | DFND | 4,5 | 634,406 | 0 | 0 | |
| ECOPETROL SA-SPONSORED ADR | ADR | 279158109 | 3,185 | 155,000 | SH | DFND | 4,5 | 0 | 0 | 155,000 | |
| FOMENTO ECONOMICO MEX-SP ADR | ADR | 344419106 | 1,853 | 21,110 | SH | DFND | 3,4 | 21,110 | 0 | 0 | |
| FOMENTO ECONOMICO MEX-SP ADR | ADR | 344419106 | 4,353 | 49,585 | SH | DFND | 4,5 | 49,585 | 0 | 0 | |
| GRAN TIERRA ENERGY INC | EQUITY | 38500T101 | 742 | 215,200 | SH | DFND | 4,5 | 215,200 | 0 | 0 | |
| GRUPO AEROPORTUARIO CEN-ADR | ADR | 400501102 | 887 | 21,300 | SH | DFND | 3,4 | 21,300 | 0 | 0 | |
| GRUPO AEROPORTUARIO CEN-ADR | ADR | 400501102 | 1,279 | 30,700 | SH | DFND | 4,5 | 30,700 | 0 | 0 | |
| GRUPO AEROPORTUARIO SUR-ADR | ADR | 40051E202 | 375 | 2,356 | SH | DFND | 3,4 | 2,356 | 0 | 0 | |
| GRUPO AEROPORTUARIO SUR-ADR | ADR | 40051E202 | 132 | 832 | SH | DFND | 4,5 | 832 | 0 | 0 | |
| GRUPO SUPERVIELLE SA-SP ADR | ADR | 40054A108 | 1,182 | 111,679 | SH | DFND | 3,4 | 111,679 | 0 | 0 | |
| GRUPO SUPERVIELLE SA-SP ADR | ADR | 40054A108 | 2,554 | 241,423 | SH | DFND | 4,5 | 241,423 | 0 | 0 | |
| HDFC BANK LTD-ADR | ADR | 40415F101 | 2,224 | 21,179 | SH | DFND | 3,4 | 21,179 | 0 | 0 | |
| HDFC BANK LTD-ADR | ADR | 40415F101 | 7,552 | 71,912 | SH | DFND | 4,5 | 71,912 | 0 | 0 | |
| ICICI BANK LTD-SPON ADR | ADR | 45104G104 | 794 | 98,872 | SH | DFND | 3,4 | 98,872 | 0 | 0 | |
| ICICI BANK LTD-SPON ADR | ADR | 45104G104 | 282 | 35,076 | SH | DFND | 4,5 | 35,076 | 0 | 0 | |
| ITAU UNIBANCO H-SPON PRF ADR | ADR | 465562106 | 2,006 | 193,236 | SH | DFND | 3,4 | 193,236 | 0 | 0 | |
| ITAU UNIBANCO H-SPON PRF ADR | ADR | 465562106 | 7,635 | 735,542 | SH | DFND | 4,5 | 735,542 | 0 | 0 | |
| LOMA NEGRA CIA IND-SPON ADR | ADR | 54150E104 | 812 | 79,153 | SH | DFND | 3,4 | 79,153 | 0 | 0 | |
| LOMA NEGRA CIA IND-SPON ADR | ADR | 54150E104 | 1,054 | 102,686 | SH | DFND | 4,5 | 102,686 | 0 | 0 | |
| NEW ORIENTAL EDUCATIO-SP ADR | ADR | 647581107 | 317 | 3,348 | SH | DFND | 3,4 | 3,348 | 0 | 0 | |
| NEW ORIENTAL EDUCATIO-SP ADR | ADR | 647581107 | 112 | 1,183 | SH | DFND | 4,5 | 1,183 | 0 | 0 | |
| NOAH HOLDINGS LTD-SPON ADS | ADR | 65487X102 | 532 | 10,200 | SH | DFND | 3,4 | 10,200 | 0 | 0 | |
| NOAH HOLDINGS LTD-SPON ADS | ADR | 65487X102 | 292 | 5,600 | SH | DFND | 4,5 | 5,600 | 0 | 0 | |
| PAMPA ENERGIA SA-SPON ADR | ADR | 697660207 | 1,580 | 44,169 | SH | DFND | 3,4 | 44,169 | 0 | 0 | |
| PAMPA ENERGIA SA-SPON ADR | ADR | 697660207 | 2,094 | 58,544 | SH | DFND | 4,5 | 58,544 | 0 | 0 | |
| PETROLEO BRASIL-SP PREF ADR | ADR | 71654V101 | 1,285 | 145,397 | SH | DFND | 3,4 | 145,397 | 0 | 0 | |
| PETROLEO BRASIL-SP PREF ADR | ADR | 71654V101 | 2,828 | 319,863 | SH | DFND | 4,5 | 319,863 | 0 | 0 | |
| PETROLEO BRASILEIRO-SPON ADR | ADR | 71654V408 | 5,767 | 575,000 | SH | DFND | 4,5 | 0 | 0 | 575,000 | |
| SILICON MOTION TECHNOL-ADR | ADR | 82706C108 | 1,337 | 25,283 | SH | DFND | 3,4 | 25,283 | 0 | 0 | |
| SILICON MOTION TECHNOL-ADR | ADR | 82706C108 | 703 | 13,283 | SH | DFND | 4,5 | 13,283 | 0 | 0 | |
| TAIWAN SEMICONDUCTOR-SP ADR | ADR | 874039100 | 2,529 | 69,172 | SH | DFND | 3,4 | 69,172 | 0 | 0 | |
| TAIWAN SEMICONDUCTOR-SP ADR | ADR | 874039100 | 8,341 | 228,157 | SH | DFND | 4,5 | 228,157 | 0 | 0 | |
| TERNIUM SA-SPONSORED ADR | ADR | 880890108 | 306 | 8,802 | SH | DFND | 3,4 | 8,802 | 0 | 0 | |
| TERNIUM SA-SPONSORED ADR | ADR | 880890108 | 108 | 3,110 | SH | DFND | 4,5 | 3,110 | 0 | 0 | |
| VALE SA-SP ADR | ADR | 91912E105 | 6,532 | 509,519 | SH | DFND | 3,4 | 509,519 | 0 | 0 | |
| VALE SA-SP ADR | ADR | 91912E105 | 11,875 | 926,308 | SH | DFND | 4,5 | 926,308 | 0 | 0 | |
| YPF S.A.-SPONSORED ADR | ADR | 984245100 | 648 | 47,712 | SH | DFND | 3,4 | 47,712 | 0 | 0 | |
| YPF S.A.-SPONSORED ADR | ADR | 984245100 | 905 | 66,606 | SH | DFND | 4,5 | 66,606 | 0 | 0 | |
| YUM CHINA HOLDINGS | EQUITY | 98850P109 | 500 | 13,000 | SH | DFND | 3,4 | 13,000 | 0 | 0 | |
| YUM CHINA HOLDINGS | EQUITY | 98850P109 | 1,852 | 48,145 | SH | DFND | 4,5 | 48,145 | 0 | 0 | |
| YY INC-ADR | ADR | 98426T106 | 1,438 | 14,316 | SH | DFND | 3,4 | 14,316 | 0 | 0 | |
| YY INC-ADR | ADR | 98426T106 | 718 | 7,147 | SH | DFND | 4,5 | 7,147 | 0 | 0 | |