0001140361-16-086020.txt : 20161114 0001140361-16-086020.hdr.sgml : 20161111 20161114095733 ACCESSION NUMBER: 0001140361-16-086020 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20160930 FILED AS OF DATE: 20161114 DATE AS OF CHANGE: 20161114 EFFECTIVENESS DATE: 20161114 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Ashmore Group plc CENTRAL INDEX KEY: 0001512135 IRS NUMBER: 000000000 STATE OF INCORPORATION: X0 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-14260 FILM NUMBER: 161991486 BUSINESS ADDRESS: STREET 1: 61, ALDWYCH CITY: LONDON STATE: X0 ZIP: WC2B 4AE BUSINESS PHONE: 203-077-6190 MAIL ADDRESS: STREET 1: 61, ALDWYCH CITY: LONDON STATE: X0 ZIP: WC2B 4AE 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0001512135 XXXXXXXX 09-30-2016 09-30-2016 Ashmore Group plc

61, ALDWYCH LONDON X0 WC2B 4AE

13F HOLDINGS REPORT 028-14260 N Michael S. Perman 44-0-203-077-6000 Michael S. Perman London X0 11-14-2016 5 58 138591 false 1 0001631853 028-16684 Ashmore Equities Holding Corp 2 0000935111 028-05804 Ashmore Equities Investment Management (US) LLC 3 0001631277 028-16677 Ashmore Investment Advisors Ltd. 4 0001267435 028-14265 ASHMORE INVESTMENTS UK LTD 5 0001267311 028-14274 ASHMORE INVESTMENT MANAGEMENT LTD INFORMATION TABLE 2 form13fInfoTable.xml ADEPTUS HEALTH INC CL A 006855100 240 5650 SH DFND 4 0 0 5650 ALIBABA GROUP HLDG LTD SPONSORED ADS 01609W102 6196 63753 SH DFND 3,4 63753 0 0 ALIBABA GROUP HLDG LTD SPONSORED ADS 01609W102 13636 140304 SH DFND 4,5 20318 0 119986 APPLE INC COM 037833100 21 200 SH DFND 4 0 0 200 AVIANCA HLDGS SA SPON ADR REP PFD 05367G100 2285 330695 SH DFND 1,2,4 0 0 330695 AVIANCA HLDGS SA SPON ADR REP PFD 05367G100 636 91980 SH DFND 3,4 91980 0 0 AVIANCA HLDGS SA SPON ADR REP PFD 05367G100 6274 907949 SH DFND 4,5 907949 0 0 BAIDU INC SPON ADR REP A 056752108 86 504 SH DFND 3,4 504 0 0 BAIDU INC SPON ADR REP A 056752108 227 1326 SH DFND 4,5 1326 0 0 BANCO MACRO SA SPON ADR B 05961W105 1237 15785 SH DFND 3,4 15785 0 0 BANCO MACRO SA SPON ADR B 05961W105 1005 12824 SH DFND 4,5 12824 0 0 BBVA BANCO FRANCES S A SPONSORED ADR 07329M100 824 40918 SH DFND 3,4 40918 0 0 BBVA BANCO FRANCES S A SPONSORED ADR 07329M100 686 34021 SH DFND 4,5 34021 0 0 BGC PARTNERS INC CL A 05541T101 79 9000 SH DFND 4 0 0 9000 BITAUTO HLDGS LTD SPONSORED ADS 091727107 1465 58046 SH DFND 1,2,4 0 0 58046 BITAUTO HLDGS LTD SPONSORED ADS 091727107 466 18456 SH DFND 3,4 18456 0 0 BITAUTO HLDGS LTD SPONSORED ADS 091727107 4060 160862 SH DFND 4,5 160862 0 0 BRASKEM S A SP ADR PFD A 105532105 236 15921 SH DFND 3,4 15921 0 0 BRASKEM S A SP ADR PFD A 105532105 169 11437 SH DFND 4,5 11437 0 0 CEMEX SAB DE CV SPON ADR NEW 151290889 315 38032 SH DFND 3,4 38032 0 0 CEMEX SAB DE CV SPON ADR NEW 151290889 239 28823 SH DFND 4,5 28823 0 0 COMPANHIA PARANAENSE ENERG C SPON ADR PFD 20441B407 2430 238907 SH DFND 1,2,4 0 0 238907 GILEAD SCIENCES INC COM 375558103 78 1000 SH DFND 4 0 0 1000 GRAN TIERRA ENERGY INC COM 38500T101 1930 696700 SH DFND 1,2,4 0 0 696700 GRAN TIERRA ENERGY INC COM 38500T101 520 187600 SH DFND 3,4 187600 0 0 GRAN TIERRA ENERGY INC COM 38500T101 2987 1078377 SH DFND 4,5 1078377 0 0 GRUPO FINANCIERO GALICIA S A SP ADR 10 SH B 399909100 1631 54792 SH DFND 3,4 54792 0 0 GRUPO FINANCIERO GALICIA S A SP ADR 10 SH B 399909100 1216 40857 SH DFND 4,5 40857 0 0 GRUPO SUPERVIELLE S A SPONSORED ADR 40054A108 2259 160700 SH DFND 1,2,4 0 0 160700 GRUPO SUPERVIELLE S A SPONSORED ADR 40054A108 2032 144500 SH DFND 3,4 144500 0 0 GRUPO SUPERVIELLE S A SPONSORED ADR 40054A108 10039 713999 SH DFND 4,5 713999 0 0 HENNESSY ADVISORS INC COM 425885100 68 1990 SH DFND 4 0 0 1990 ICICI BK LTD ADR 45104G104 9657 1258997 SH DFND 3,4 1258997 0 0 ICICI BK LTD ADR 45104G104 20311 2648049 SH DFND 4,5 322031 0 2326018 IRSA INVERSIONES Y REP S A GLOBL DEP RCPT 450047204 2023 106532 SH DFND 1,2,4 0 0 106532 IRSA INVERSIONES Y REP S A GLOBL DEP RCPT 450047204 586 30861 SH DFND 3,4 30861 0 0 IRSA INVERSIONES Y REP S A GLOBL DEP RCPT 450047204 6946 365755 SH DFND 4,5 365755 0 0 ISHARES TR MSCI EMG MKT ETF 464287234 420 11500 SH DFND 4 0 0 11500 ISHARES TR MSCI INDIA ETF 46429B598 517 17500 SH DFND 4 0 0 17500 ISHARES MSCI WORLD ETF 464286392 670 9250 SH DFND 4 0 0 9250 ITAU UNIBANCO HLDG SA SPON ADR REP PFD 465562106 4653 419925 SH DFND 3,4 419925 0 0 ITAU UNIBANCO HLDG SA SPON ADR REP PFD 465562106 10063 908200 SH DFND 4,5 129466 0 778734 JD COM INC SPON ADR CL A 47215P106 135 5300 SH DFND 4,5 5300 0 0 NATURAL HEALTH TRENDS CORP COM PAR $.001 63888P406 121 3750 SH DFND 4 0 0 3750 NOAH HLDGS LTD SPON ADS CL A 65487X102 634 24115 SH DFND 1,2,4 0 0 24115 NOAH HLDGS LTD SPON ADS CL A 65487X102 150 5700 SH DFND 3,4 5700 0 0 PAMPA ENERGIA S A SPONS ADR LVL I 697660207 1507 60137 SH DFND 1,2,4 0 0 60137 PAMPA ENERGIA S A SPONS ADR LVL I 697660207 1453 57983 SH DFND 3,4 57983 0 0 PAMPA ENERGIA S A SPONS ADR LVL I 697660207 7129 284469 SH DFND 4,5 284469 0 0 SASOL LTD SPONSORED ADR 803866300 149 5882 SH DFND 3,4 5882 0 0 SASOL LTD SPONSORED ADR 803866300 113 4462 SH DFND 4,5 4462 0 0 TAIWAN SEMICONDUCTOR MFG LTD SPONSORED ADR 874039100 71 2463 SH DFND 4,5 2463 0 0 TARENA INTL INC ADR 876108101 2144 163659 SH DFND 1,2,4 0 0 163659 TARENA INTL INC ADR 876108101 586 44728 SH DFND 3,4 44728 0 0 TERNIUM SA SPON ADR 880890108 180 8983 SH DFND 3,4 8983 0 0 TERNIUM SA SPON ADR 880890108 135 6770 SH DFND 4,5 6770 0 0 YPF SOCIEDAD ANONIMA SPON ADR CL D 984245100 1434 84380 SH DFND 3,4 84380 0 0 YPF SOCIEDAD ANONIMA SPON ADR CL D 984245100 1236 72746 SH DFND 4,5 72746 0 0