0001140361-16-052739.txt : 20160216
0001140361-16-052739.hdr.sgml : 20160215
20160216113132
ACCESSION NUMBER: 0001140361-16-052739
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20151231
FILED AS OF DATE: 20160216
DATE AS OF CHANGE: 20160216
EFFECTIVENESS DATE: 20160216
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: Ashmore Group plc
CENTRAL INDEX KEY: 0001512135
IRS NUMBER: 000000000
STATE OF INCORPORATION: X0
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-14260
FILM NUMBER: 161424903
BUSINESS ADDRESS:
STREET 1: 61, ALDWYCH
CITY: LONDON
STATE: X0
ZIP: WC2B 4AE
BUSINESS PHONE: 203-077-6190
MAIL ADDRESS:
STREET 1: 61, ALDWYCH
CITY: LONDON
STATE: X0
ZIP: WC2B 4AE
13F-HR
1
primary_doc.xml
13F-HR
LIVE
false
true
false
0001512135
XXXXXXXX
12-31-2015
12-31-2015
Ashmore Group plc
61, ALDWYCH
LONDON
X0
WC2B 4AE
13F HOLDINGS REPORT
028-14260
N
Michael S. Perman
Secretary
44-0-203-077-6000
Michael S. Perman
London
X0
02-16-2016
5
98
151756
false
1
0001631853
028-16684
Ashmore Equities Holding Corp
2
0000935111
028-05804
Ashmore Equities Investment Management (US) LLC
3
0001631277
028-16677
Ashmore Investment Advisors Ltd.
4
0001267435
028-14265
ASHMORE INVESTMENTS UK LTD
5
0001267311
028-14274
ASHMORE INVESTMENT MANAGEMENT LTD
INFORMATION TABLE
2
form13fInfoTable.xml
APPLE INC
COM
037833100
168
1600
SH
DFND
4
0
0
1600
AU OPTRONICS CORP
SPONSORED ADR
002255107
1628
559468
SH
DFND
1,2,4
0
0
559468
AU OPTRONICS CORP
SPONSORED ADR
002255107
74
25573
SH
DFND
3,4
25573
0
0
AU OPTRONICS CORP
SPONSORED ADR
002255107
1919
659344
SH
DFND
4,5
16965
0
642379
AVIANCA HLDGS SA
SPON ADR REP PFD
05367G100
3936
921792
SH
DFND
1,2,4
0
0
921792
AVIANCA HLDGS SA
SPON ADR REP PFD
05367G100
601
140660
SH
DFND
3,4
140660
0
0
AVIANCA HLDGS SA
SPON ADR REP PFD
05367G100
5627
1317844
SH
DFND
4,5
1074866
0
242978
BAIDU INC
SPON ADR REP A
056752108
4608
24378
SH
DFND
1,2,4
0
0
24378
BAIDU INC
SPON ADR REP A
056752108
87
462
SH
DFND
3,4
462
0
0
BAIDU INC
SPON ADR REP A
056752108
5352
28309
SH
DFND
4,5
1702
0
26607
BANCO DE CHILE
SPONSORED ADR
059520106
2125
35770
SH
DFND
4,5
1584
0
34186
BANCO MACRO SA
SPON ADR B
05961W105
1948
33525
SH
DFND
3,4
33525
0
0
BANCO MACRO SA
SPON ADR B
05961W105
2728
46930
SH
DFND
4,5
46930
0
0
BBVA BANCO FRANCES S A
SPONSORED ADR
07329M100
1760
92233
SH
DFND
3,4
92233
0
0
BBVA BANCO FRANCES S A
SPONSORED ADR
07329M100
1209
63342
SH
DFND
4,5
63342
0
0
BGC PARTNERS INC
CL A
05541T101
88
9000
SH
DFND
4
0
0
9000
BRASKEM S A
SP ADR PFD A
105532105
3710
274015
SH
DFND
1,2,4
0
0
274015
BRASKEM S A
SP ADR PFD A
105532105
183
13487
SH
DFND
3,4
13487
0
0
BRASKEM S A
SP ADR PFD A
105532105
4995
368873
SH
DFND
4,5
100361
0
268512
CEMEX SAB DE CV
SPON ADR NEW
151290889
7166
1286465
SH
DFND
1,2,4
0
0
1286465
CEMEX SAB DE CV
SPON ADR NEW
151290889
3315
595143
SH
DFND
3,4
595143
0
0
CEMEX SAB DE CV
SPON ADR NEW
151290889
6933
1244667
SH
DFND
4,5
38806
0
1205861
CHINA LODGING GROUP LTD
SPONSORED ADR
16949N109
173
5541
SH
DFND
4,5
5541
0
0
CHINA MING YANG WIND PWR GRO
SPONSORED ADR
16951C108
386
166183
SH
DFND
4,5
166183
0
0
CHINA UNICOM (HONG KONG) LTD
SPONSORED ADR
16945R104
280
23184
SH
DFND
1,2,4
23184
0
0
DR REDDYS LAB LTD
ADR
256135203
233
5040
SH
DFND
1,2,4
5040
0
0
FIBRIA CELULOSE S A
SP ADR REP COM
31573A109
172
13574
SH
DFND
1,2,4
13574
0
0
GAMESTOP CORP NEW
CL A
36467W109
66
2350
SH
DFND
4
0
0
2350
GILEAD SCIENCES INC
COM
375558103
202
2000
SH
DFND
4
0
0
2000
GRAN TIERRA ENERGY INC
COM
38500T101
709
326900
SH
DFND
3,4
326900
0
0
GRUPO FINANCIERO SANTANDER M
SPON ADR SHS B
40053C105
1609
185536
SH
DFND
3,4
185536
0
0
GRUPO FINANCIERO GALICIA S A
SP ADR 10 SH B
399909100
3138
115887
SH
DFND
1,2,4
0
0
115887
GRUPO FINANCIERO GALICIA S A
SP ADR 10 SH B
399909100
2149
79373
SH
DFND
3,4
79373
0
0
GRUPO FINANCIERO GALICIA S A
SP ADR 10 SH B
399909100
1619
59800
SH
DFND
4,5
59800
0
0
ICICI BK LTD
ADR
45104G104
2069
264199
SH
DFND
1,2,4
0
0
264199
ICICI BK LTD
ADR
45104G104
117
14912
SH
DFND
3,4
14912
0
0
ICICI BK LTD
ADR
45104G104
2385
304609
SH
DFND
4,5
0
0
304609
IKANG HEALTHCARE GROUP INC
SPONSORED ADR
45174L108
4015
196428
SH
DFND
1,2,4
0
0
196428
IKANG HEALTHCARE GROUP INC
SPONSORED ADR
45174L108
1098
53739
SH
DFND
3,4
53739
0
0
IKANG HEALTHCARE GROUP INC
SPONSORED ADR
45174L108
344
16829
SH
DFND
4,5
16829
0
0
IRSA INVERSIONES Y REP S A
GLOBL DEP RCPT
450047204
1279
103962
SH
DFND
1,2,4
0
0
103962
IRSA INVERSIONES Y REP S A
GLOBL DEP RCPT
450047204
573
46617
SH
DFND
3,4
46617
0
0
IRSA INVERSIONES Y REP S A
GLOBL DEP RCPT
450047204
3988
324237
SH
DFND
4,5
324237
0
0
ISHARES
BRAZIL SM-CP-ETF
464289131
151
21900
SH
DFND
1,2,4
21900
0
0
ISHARES TR
CHINA LG-CAP ETF
464287184
969
27456
SH
DFND
4,5
27456
0
0
ISHARES
MSCI BRZ CAP ETF
464286400
240
11619
SH
DFND
4,5
11619
0
0
ISHARES
MSCI CH CAP ETF
464286640
255
7986
SH
DFND
4,5
7986
0
0
ISHARES TR
MSCI EMG MKT ETF
464287234
0
1
SH
DFND
1,2,4
1
0
0
ISHARES
MSCI FRNTR100ETF
464286145
159
6394
SH
DFND
1,2,4
6394
0
0
ISHARES TR
MSCI INDIA ETF
46429B598
481
17500
SH
DFND
4
0
0
17500
ISHARES TR
MSCI INDONIA ETF
46429B309
315
15116
SH
DFND
1,2,4
15116
0
0
ISHARES TR
MSCI INDONIA ETF
46429B309
547
26232
SH
DFND
4,5
26232
0
0
ISHARES
MSCI MALAYSI ETF
464286830
247
31900
SH
DFND
1,2,4
31900
0
0
ISHARES
MSCI MEX CAP ETF
464286822
672
13485
SH
DFND
4,5
13485
0
0
ISHARES
MSCI STH KOR ETF
464286772
704
14181
SH
DFND
1,2,4
14181
0
0
ISHARES
MSCI STH KOR ETF
464286772
2097
42210
SH
DFND
4,5
42210
0
0
ISHARES
MSCI TAIWAN ETF
464286731
2642
206855
SH
DFND
4,5
206855
0
0
ISHARES
MSCI TURKEY ETF
464286715
579
15922
SH
DFND
1,2,4
15922
0
0
ISHARES
MSCI WORLD ETF
464286392
696
10000
SH
DFND
4
0
0
10000
ISHARES
INDIA 50 ETF
464289529
734
26990
SH
DFND
4,5
26990
0
0
ITAU UNIBANCO HLDG SA
SPON ADR REP PFD
465562106
2381
365789
SH
DFND
1,2,4
34693
0
331096
ITAU UNIBANCO HLDG SA
SPON ADR REP PFD
465562106
2022
310540
SH
DFND
3,4
310540
0
0
ITAU UNIBANCO HLDG SA
SPON ADR REP PFD
465562106
4074
625820
SH
DFND
4,5
41987
0
583833
JD COM INC
SPON ADR CL A
47215P106
213
6600
SH
DFND
4,5
6600
0
0
KB FINANCIAL GROUP INC
SPONSORED ADR
48241A105
302
10842
SH
DFND
1,2,4
10842
0
0
MARKET VECTORS ETF TR
RUSSIA ETF
57060U506
230
15666
SH
DFND
1,2,4
15666
0
0
MARKET VECTORS ETF TR
RUSSIA ETF
57060U506
328
22404
SH
DFND
4,5
22404
0
0
MOBILE TELESYSTEMS PJSC
SPONSORED ADR
607409109
272
44019
SH
DFND
1,2,4
44019
0
0
NETEASE INC
SPONSORED ADR
64110W102
2916
16090
SH
DFND
1,2,4
0
0
16090
NETEASE INC
SPONSORED ADR
64110W102
138
761
SH
DFND
3,4
761
0
0
NETEASE INC
SPONSORED ADR
64110W102
90
496
SH
DFND
4,5
496
0
0
NOAH HLDGS LTD
SPONSORED ADS
65487X102
6575
235415
SH
DFND
1,2,4
0
0
235415
NOAH HLDGS LTD
SPONSORED ADS
65487X102
1575
56400
SH
DFND
3,4
56400
0
0
NOAH HLDGS LTD
SPONSORED ADS
65487X102
12633
452315
SH
DFND
4,5
452315
0
0
OUTERWALL INC
COM
690070107
172
4700
SH
DFND
4
0
0
4700
PAMPA ENERGIA S A
SPONS ADR LVL I
697660207
1098
53407
SH
DFND
4,5
53407
0
0
QIHOO 360 TECHNOLOGY CO LTD
ADS
74734M109
204
2800
SH
DFND
4,5
2800
0
0
SASOL LTD
SPONSORED ADR
803866300
1042
38857
SH
DFND
1,2,4
0
0
38857
SASOL LTD
SPONSORED ADR
803866300
81
3025
SH
DFND
3,4
3025
0
0
SASOL LTD
SPONSORED ADR
803866300
2006
74809
SH
DFND
4,5
1943
0
72866
SILICON MOTION TECHNOLOGY CO
SPONSORED ADR
82706C108
1229
39177
SH
DFND
4,5
0
0
39177
SILICONWARE PRECISION INDS L
SPONSD ADR SPL
827084864
538
69455
SH
DFND
1,2,4
69455
0
0
SOHU COM INC
COM
83408W103
11
200
SH
DFND
1,2,4
0
0
200
SOUFUN HLDGS LTD
ADR
836034108
2204
298277
SH
DFND
1,2,4
0
0
298277
SOUFUN HLDGS LTD
ADR
836034108
526
71170
SH
DFND
3,4
71170
0
0
SOUFUN HLDGS LTD
ADR
836034108
33
4464
SH
DFND
4,5
4464
0
0
TARENA INTL INC
ADR
876108101
1831
175338
SH
DFND
1,2,4
0
0
175338
TARENA INTL INC
ADR
876108101
560
53651
SH
DFND
3,4
53651
0
0
TERNIUM S A
SPON ADR
880890108
2642
212579
SH
DFND
1,2,4
0
0
212579
TERNIUM S A
SPON ADR
880890108
119
9593
SH
DFND
3,4
9593
0
0
TERNIUM S A
SPON ADR
880890108
2444
196612
SH
DFND
4,5
5946
0
190666
UNITED MICROELECTRONICS CORP
SPON ADR NEW
910873405
867
461068
SH
DFND
4,5
0
0
461068
VANGUARD TAX MANAGED INTL FD
FTSE DEV MKT ETF
921943858
404
11000
SH
DFND
4
0
0
11000
VIPSHOP HLDGS LTD
SPONSORED ADR
92763W103
145
9500
SH
DFND
4,5
9500
0
0
WIPRO LTD
SPON ADR 1 SH
97651M109
302
26167
SH
DFND
1,2,4
26167
0
0
YPF SOCIEDAD ANONIMA
SPON ADR CL D
984245100
257
16331
SH
DFND
1,2,4
16331
0
0
YY INC
ADS REPCOM CLA
98426T106
750
11998
SH
DFND
1,2,4
0
0
11998
YY INC
ADS REPCOM CLA
98426T106
290
4640
SH
DFND
3,4
4640
0
0