0001140361-14-032695.txt : 20140814
0001140361-14-032695.hdr.sgml : 20140814
20140814152838
ACCESSION NUMBER: 0001140361-14-032695
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20140630
FILED AS OF DATE: 20140814
DATE AS OF CHANGE: 20140814
EFFECTIVENESS DATE: 20140814
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: Ashmore Group plc
CENTRAL INDEX KEY: 0001512135
IRS NUMBER: 000000000
STATE OF INCORPORATION: X0
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-14260
FILM NUMBER: 141042240
BUSINESS ADDRESS:
STREET 1: 61, ALDWYCH
CITY: LONDON
STATE: X0
ZIP: WC2B 4AE
BUSINESS PHONE: 203-077-6190
MAIL ADDRESS:
STREET 1: 61, ALDWYCH
CITY: LONDON
STATE: X0
ZIP: WC2B 4AE
13F-HR
1
primary_doc.xml
13F-HR
LIVE
false
true
false
0001512135
XXXXXXXX
06-30-2014
06-30-2014
Ashmore Group plc
61, ALDWYCH
LONDON
X0
WC2B 4AE
13F HOLDINGS REPORT
028-14260
N
Michael S. Perman
Secretary
44-0-203-077-6000
/s/ Michael S. Perman
London
X0
08-14-2014
3
91
756193
false
1
0000935111
028-05804
Ashmore Equities Investment Management (US) LLC
2
0001267435
028-14265
ASHMORE INVESTMENTS UK LTD
3
0001267311
028-14274
ASHMORE INVESTMENT MANAGEMENT LTD
INFORMATION TABLE
2
form13fInfoTable.xml
21VIANET GROUP INC
SPONSORED ADR
90138A103
15792
526919
SH
DFND
1,2
199021
0
327898
21VIANET GROUP INC
SPONSORED ADR
90138A103
19974
666472
SH
DFND
2,3
613954
0
52518
ABERDEEN INDONESIA FD INC
COM
00305P106
108
11375
SH
DFND
2,3
11375
0
0
AMBEV SA
SPONSORED ADR
02319V103
9631
1367978
SH
DFND
2,3
1367978
0
0
AVIANCA HLDGS SA
SPON ADR REP PFD
05367G100
16046
999737
SH
DFND
1,2
249140
0
750597
AVIANCA HLDGS SA
SPON ADR REP PFD
05367G100
15654
975322
SH
DFND
2,3
782962
0
192360
BAIDU INC
SPON ADR REP A
056752108
89938
481443
SH
DFND
1,2
174928
0
306515
BAIDU INC
SPON ADR REP A
056752108
16561
88653
SH
DFND
2,3
10238
0
78415
BANCO BRADESCO
SPON ADR PRD NEW
059460303
599
41247
SH
DFND
1,2
41247
0
0
BANCO MACRO SA
SPON ADR B
05961W105
437
12142
SH
DFND
2,3
12142
0
0
BBVA BANCO FRANCES S A
SPONSORED ADR
07329M100
228
19620
SH
DFND
2,3
19620
0
0
BRASKEM S A
SP ADR PFD A
105532105
19507
1518054
SH
DFND
1,2
601268
0
916786
BRASKEM S A
SP ADR PFD A
105532105
647
50381
SH
DFND
2,3
50381
0
0
BRF SA
SPONSORED ADR
10552T107
321
13200
SH
DFND
1,2
13200
0
0
CEMEX SAB DE CV
SPON ADR NEW
151290889
18799
1420927
SH
DFND
1,2
937251
0
483676
CEMEX SAB DE CV
SPON ADR NEW
151290889
24815
1875640
SH
DFND
2,3
1519078
0
356562
CENTRAL EUROPE RUSS & TURK FUND I
COM
153436100
151
5150
SH
DFND
2,3
5150
0
0
CHINA LODGING GROUP LTD
SPONSORED ADR
16949N109
251
10000
SH
DFND
1,2
10000
0
0
CHINA MOBILE LTD
SPONSORED ADR
16941M109
2487
51163
SH
DFND
2,3
51163
0
0
CHINA PETE & CHEM CORP
SPONSORED ADR H SHS
16941R108
12635
132953
SH
DFND
1,2
46731
0
86222
CHINA PETE & CHEM CORP
SPONSORED ADR H SHS
16941R108
18501
194686
SH
DFND
2,3
93048
0
101638
COMPANIA CERVECERIAS UNIDAS
SPONSORED ADR
204429104
146
6229
SH
DFND
1,2
6229
0
0
COMPANHIA PARANAENSE ENERG C
SPONSORED ADR PFD
20441B407
308
20110
SH
DFND
1,2
20110
0
0
COCA COLA FEMSA S A B DE C V
SPON ADR REP L
191241108
886
7800
SH
DFND
1,2
4300
0
3500
CPFL ENERGIA SA
SPONSORED ADR
126153105
310
17041
SH
DFND
1,2
17041
0
0
DR REDDYS LABS LTD
ADR
256135203
11691
270944
SH
DFND
1,2
92280
0
178664
DR REDDYS LABS LTD
ADR
256135203
1144
26516
SH
DFND
2,3
10603
0
15913
EMBRAER S A
SP ADR REP 4 COM
29082A107
601
16487
SH
DFND
1,2
13361
0
3126
EMPRESAS ICA S A DE CV
SPONS ADR NEW
292448206
3383
432612
SH
DFND
1,2
68557
0
364055
EMPRESAS ICA S A DE CV
SPONS ADR NEW
292448206
11827
1512358
SH
DFND
2,3
1146724
0
365634
GAFISA SA
SPONS ADR
362607301
314
102703
SH
DFND
1,2
102703
0
0
GERDAU S A
SPON ADR REP PFD
373737105
1491
253200
SH
DFND
1,2
120300
0
132900
GRAN TIERRA ENERGY INC
COM
38500T101
4312
531048
SH
DFND
1,2
0
0
531048
GRAN TIERRA ENERGY INC
COM
38500T101
171
21000
SH
DFND
2,3
21000
0
0
GRUPO FINANCIERO SANTANDER M
SP ADR 10 SH B
40053C105
397
29900
SH
DFND
1,2
0
0
29900
GRUPO FINANCIERO GALICIA S A
ADR
399909100
385
26264
SH
DFND
2,3
26264
0
0
GRUPO TELEVISA SA
SPON ADR REP ORD
40049J206
1215
35410
SH
DFND
1,2
21811
0
13599
ICICI BANK LTD
ADR
45104G104
2985
59812
SH
DFND
1,2
59812
0
0
ICICI BANK LTD
ADR
45104G104
45068
903158
SH
DFND
2,3
810769
0
92389
IKANG HEALTHCARE GROUP INC
SPONSORED ADR
45174L108
2844
164016
SH
DFND
1,2
20299
0
143717
IKANG HEALTHCARE GROUP INC
SPONSORED ADR
45174L108
6951
400854
SH
DFND
2,3
400854
0
0
INDIA FUND INC
COM
454089103
792
31213
SH
DFND
2,3
31213
0
0
INFOSYS LTD
SPONSORED ADR
456788108
8788
163446
SH
DFND
1,2
45762
0
117684
INFOSYS LTD
SPONSORED ADR
456788108
5527
102792
SH
DFND
2,3
60261
0
42531
IRSA INVERSIONES Y REP S A
GLOBL DEP RCPT
450047204
2328
142036
SH
DFND
1,2
35661
0
106375
IRSA INVERSIONES Y REP S A
GLOBL DEP RCPT
450047204
8861
540638
SH
DFND
2,3
540638
0
0
ISHARES
CHINA LG-CAP ETF
464287184
1482
40000
SH
DFND
1,2
40000
0
0
ISHARES
MSCI BRZ CAP ETF
464286400
425
8893
SH
DFND
2,3
8893
0
0
ISHARES TR
CHINA SM-CAP ETF
46429B200
1907
41879
SH
DFND
1,2
41879
0
0
ISHARES
MSCI EMG MKT ETF
464287234
0
1
SH
DFND
1,2
1
0
0
ISHARES TR
MSCI INDONIA ETF
46429B309
577
21882
SH
DFND
1,2
21882
0
0
ISHARES
MSCI STH AFR ETF
464286780
2095
30497
SH
DFND
1,2
30497
0
0
ISHARES
MSCI STH KOR ET
464286772
5081
78149
SH
DFND
1,2
78149
0
0
ISHARES
MSCI TURKEY ETF
464286715
872
15700
SH
DFND
1,2
15700
0
0
ISHARES
INDIA 50 ETF
464289529
123
4230
SH
DFND
1,2
4230
0
0
ITAU UNIBANCO HLDG SA
SPON ADR REP PFD
465562106
31286
2175644
SH
DFND
1,2
652426
0
1523218
ITAU UNIBANCO HLDG SA
SPON ADR REP PFD
465562106
946
65757
SH
DFND
2,3
65757
0
0
KOREA FUND INC
COM NEW
500634209
10
226
SH
DFND
2,3
226
0
0
MARKET VECTORS ETF TR
RUSSIA ETF
57060U506
4021
152721
SH
DFND
1,2
152721
0
0
MARKET VECTORS ETF TR
RUSSIA ETF
57060U506
1365
51842
SH
DFND
2,3
51842
0
0
MARKET VECTORS ETF TR
VIETNAM ETF
57060U761
1083
52077
SH
DFND
2,3
52077
0
0
MORGAN STANLEY EASTN EUR FD
COM
616988101
54
2910
SH
DFND
2,3
2910
0
0
MORGAN STANLEY INDIA INVS FD
COM
61745C105
350
15110
SH
DFND
2,3
15110
0
0
NATIONAL BK GREECE S A
ADR PRF SER A
633643705
1191
323720
SH
DFND
1,2
323720
0
0
NEW ORIENTAL ED & TECH GRP I
SPON ADR
647581107
1216
45762
SH
DFND
1,2
45762
0
0
NOAH HOLDINGS LTD
SPONSORED ADS
65487X102
3422
242000
SH
DFND
1,2
28100
0
213900
NOAH HOLDINGS LTD
SPONSORED ADS
65487X102
8328
589000
SH
DFND
2,3
589000
0
0
PERFECT WORLD CO LTD
SPON ADR REP B
71372U104
939
47850
SH
DFND
1,2
47850
0
0
PHOENIX NEW MEDIA LTD
SPONSORED ADS
71910C103
18472
1724706
SH
DFND
1,2
493702
0
1231004
PHOENIX NEW MEDIA LTD
SPONSORED ADS
71910C103
11654
1088118
SH
DFND
2,3
933451
0
154667
SOHU COM INC
COM
83408W103
19797
343158
SH
DFND
1,2
112438
0
230720
SOHU COM INC
COM
83408W103
3473
60200
SH
DFND
2,3
7300
0
52900
SOUFUN HLDGS LTD
ADR
836034108
8861
905146
SH
DFND
1,2
198400
0
706746
SOUFUN HLDGS LTD
ADR
836034108
18657
1905752
SH
DFND
2,3
1650171
0
255581
TAIWAN SEMICONDUCTOR MFG LTD
SPONSORED ADR
874039100
2054
96027
SH
DFND
1,2
0
0
96027
TAIWAN SEMICONDUCTOR MFG LTD
SPONSORED ADR
874039100
33843
1582168
SH
DFND
2,3
1433408
0
148760
TARENA INTERNATIONAL INC
ADR
876108101
1893
144179
SH
DFND
1,2
17100
0
127079
TARENA INTERNATIONAL INC
ADR
876108101
4740
361000
SH
DFND
2,3
361000
0
0
TEMPLETON RUS AND EAST EUR F
COM
88022F105
145
9531
SH
DFND
2,3
9531
0
0
TERNIUM SA
SPON ADR
880890108
33401
1195886
SH
DFND
1,2
296370
0
899516
TERNIUM SA
SPON ADR
880890108
3712
132898
SH
DFND
2,3
25290
0
107608
TRINA SOLAR LTD
ADR
89628E104
1386
108000
SH
DFND
1,2
108000
0
0
TURKISH INVT FD INC
COM
900145103
130
10836
SH
DFND
2,3
10836
0
0
UNITED MICROELECTRONICS CORP
SPON ADR NEW
910873405
27602
11452909
SH
DFND
1,2
3454047
0
7998862
UNITED MICROELECTRONICS CORP
SPON ADR NEW
910873405
10929
4534894
SH
DFND
2,3
544940
0
3989954
VALE S A
ADR
91912E105
40270
3043810
SH
DFND
1,2
1022431
0
2021379
VALE S A
ADR
91912E105
8279
625750
SH
DFND
2,3
145912
0
479838
VALE S A
ADR REPSTG PFD
91912E204
21440
1801650
SH
DFND
2,3
1801650
0
0
WISDOMTREE TR
MID EAST DIVD
97717X305
40
1889
SH
DFND
2,3
1889
0
0
YPF SOCIEDAD ANONIMA
ADR
984245100
8435
258120
SH
DFND
1,2
101496
0
156624
YPF SOCIEDAD ANONIMA
ADR
984245100
4402
134703
SH
DFND
2,3
49170
0
85533