0001140361-13-028048.txt : 20130715
0001140361-13-028048.hdr.sgml : 20130715
20130712173434
ACCESSION NUMBER: 0001140361-13-028048
CONFORMED SUBMISSION TYPE: 13F-HR/A
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20130331
FILED AS OF DATE: 20130715
DATE AS OF CHANGE: 20130712
EFFECTIVENESS DATE: 20130715
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: Ashmore Group plc
CENTRAL INDEX KEY: 0001512135
IRS NUMBER: 000000000
STATE OF INCORPORATION: X0
FILING VALUES:
FORM TYPE: 13F-HR/A
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-14260
FILM NUMBER: 13966690
BUSINESS ADDRESS:
STREET 1: 61, ALDWYCH
CITY: LONDON
STATE: X0
ZIP: WC2B 4AE
BUSINESS PHONE: 203-077-6190
MAIL ADDRESS:
STREET 1: 61, ALDWYCH
CITY: LONDON
STATE: X0
ZIP: WC2B 4AE
13F-HR/A
1
primary_doc.xml
13F-HR/A
LIVE
false
true
false
0001512135
XXXXXXXX
03-31-2013
03-31-2013
true
1
RESTATEMENT
Ashmore Group plc
61, ALDWYCH
LONDON
X0
WC2B 4AE
13F HOLDINGS REPORT
028-14260
Y
On July 1, 2013 Ashmore EMM, L.L.C., one of the Other Included Managers of Ashmore Group plc, changed its name to Ashmore Equities Investment Management (US) LLC.
Michael S. Perman
Secretary
44(0) 203-077-6000
Michael S. Perman
London
X0
07-12-2013
3
101
676976
false
1
0000935111
028-05804
Ashmore Equities Investment Management (US) LLC
2
0001267435
028-14265
ASHMORE INVESTMENTS UK LTD
3
0001267311
028-14274
ASHMORE INVESTMENT MANAGEMENT LTD
INFORMATION TABLE
2
form13fInfoTable.xml
ABERDEEN INDONESIA FUND INC
COM
00305P106
986
77446
SH
DFND
2,3
0
0
77446
ABERDEEN LATIN AMERICAN EQTY
COM
00306K106
1453
38790
SH
DFND
2,3
0
0
38790
BAIDU INC
SPON ADR REP A
056752108
15746
179547
SH
DFND
1,2
151419
0
28128
BAIDU INC
SPON ADR REP A
056752108
8868
101112
SH
DFND
2,3
3882
0
97230
BRASKEM SA
SP ADR PFD A
105532105
20165
1489291
SH
DFND
1,2
660785
0
828506
BRASKEM SA
SP ADR PFD A
105532105
156
11557
SH
DFND
2,3
11557
0
0
CEMEX SAB DE CV
SPON ADR NEW
151290889
49642
4065700
SH
DFND
1,2
1668241
0
2397459
CEMEX SAB DE CV
SPON ADR NEW
151290889
3138
256994
SH
DFND
2,3
37049
0
219945
COMPANHIA ENERGETICA DE MINA
SP ADR N-V PFD
204409601
14673
1238218
SH
DFND
1,2
651102
0
587116
COMPANHIA ENERGETICA DE MINA
SP ADR N-V PFD
204409601
200
16891
SH
DFND
2,3
16891
0
0
CENTRAL EUR RUSS & TURK FD I
COM
153436100
602
18368
SH
DFND
2,3
0
0
18368
CHINA FUND INC
COM
169373107
847
40332
SH
DFND
2,3
0
0
40332
CHINA LODGING GROUP LTD
SPONSORED ADR
16949N109
2390
145227
SH
DFND
1,2
145227
0
0
CHINA LODGING GROUP LTD
SPONSORED ADR
16949N109
188
11444
SH
DFND
2,3
11444
0
0
COMPANIA CERVECERIAS UNIDAS
SPONSORED ADR
204429104
178
5370
SH
DFND
1,2
5370
0
0
COCA-COLA FEMSA SAB DE CV
SPON ADR REP L
191241108
1277
7800
SH
DFND
1,2
4300
0
3500
CTRIP.COM INTERNATIONAL
AMERICAN DEP SHS
22943F100
25035
1170954
SH
DFND
1,2
510754
0
660200
CTRIP.COM INTERNATIONAL
AMERICAN DEP SHS
22943F100
2621
122589
SH
DFND
2,3
122589
0
0
DESARROLLADORA HOMEX
SPONSORED ADR
25030W100
19330
2162243
SH
DFND
1,2
1068625
0
1093618
DESARROLLADORA HOMEX
SPONSORED ADR
25030W100
2587
289407
SH
DFND
2,3
132019
0
157388
DOCTOR REDDY'S LAB
ADR
256135203
4231
130801
SH
DFND
1,2
130801
0
0
EMBRAER SA
SP ADR REP 4 COM
29082A107
20059
562348
SH
DFND
1,2
276358
0
285990
EMBRAER SA
SP ADR REP 4 COM
29082A107
52
1462
SH
DFND
2,3
1462
0
0
EMPRESAS ICA S.A. DE CV
SPONS ADR NEW
292448206
14135
1065987
SH
DFND
1,2
555987
0
510000
EMPRESAS ICA S.A. DE CV
SPONS ADR NEW
292448206
233
17600
SH
DFND
2,3
17600
0
0
FOMENTO ECONOMICO MEX
SPON ADR UNITS
344419106
639
5630
SH
DFND
1,2
5630
0
0
GERDAU SA
SPON ADR REP PFD
373737105
1952
253200
SH
DFND
1,2
120300
0
132900
GLOBAL X FDS
FTSE COLOMBIA20
37950E200
82
3933
SH
DFND
1,2
0
0
3933
GRAN TIERRA ENERGY INC
COM
38500T101
1009
172900
SH
DFND
1,2
172900
0
0
GRUPO FIN SANTANDER
SPON ADR SHS B
40053C105
461
29900
SH
DFND
1,2
0
0
29900
GRUPO FIN SANTANDER
SPON ADR SHS B
40053C105
3365
218087
SH
DFND
2,3
0
0
218087
GRUPO TELEVISA SA
SPON ADR REP ORD
40049J206
1129
42410
SH
DFND
1,2
21811
0
20599
ICICI BANK LTD
ADR
45104G104
33119
772013
SH
DFND
1,2
426232
0
345781
ICICI BANK LTD
ADR
45104G104
476
11092
SH
DFND
2,3
11092
0
0
INDIA FUND INC
COM
454089103
638
30037
SH
DFND
2,3
0
0
30037
INFOSYS LTD
SPONSORED ADR
456788108
17079
316809
SH
DFND
1,2
137567
0
179242
INFOSYS LTD
SPONSORED ADR
456788108
9862
182930
SH
DFND
2,3
5734
0
177196
ISHARES TR
MSCI BRAZ SMCP
464289131
181
6589
SH
DFND
1,2
0
0
6589
ISHARES TR
MSCI BRAZ SMCP
464289131
566
20634
SH
DFND
2,3
0
0
20634
ISHARES TR
FTSE CHINA25 IDX
464287184
869
23540
SH
DFND
1,2
0
0
23540
ISHARES TR
MSCI PERU CAP
464289842
77
1740
SH
DFND
1,2
0
0
1740
ISHARES INC
MSCI BRAZIL CAPP
464286400
464
8525
SH
DFND
1,2
0
0
8525
ISHARES INC
MSCI CHILE CAPP
464286640
45
694
SH
DFND
1,2
0
0
694
ISHARES TR
MSCI CHINA IDX
46429B671
1181
26063
SH
DFND
1,2
0
0
26063
ISHARES TR
MSCI CHIN SMCP
46429B200
543
12840
SH
DFND
1,2
0
0
12840
ISHARES TR
MSCI EMERG MKT
464287234
9965
233000
SH
DFND
1,2
233000
0
0
ISHARES TR
INDONE INVS MRKT
46429B309
368
10566
SH
DFND
1,2
0
0
10566
ISHARES INC
MSCI MALAYSIA
464286830
502
33561
SH
DFND
1,2
0
0
33561
ISHARES TR
PHILL INVSTMRK
46429B408
264
6415
SH
DFND
1,2
0
0
6415
ISHARES TR
MSCI POLAND CAP
46429B606
167
6516
SH
DFND
1,2
0
0
6516
ISHARES TR
MSCI RUSS INDX
46429B705
519
23623
SH
DFND
1,2
0
0
23623
ISHARES INC
MSCI STH AFRICA
464286780
285
4468
SH
DFND
1,2
0
0
4468
ISHARES INC
MSCI STH KOR CAP
464286772
2316
38972
SH
DFND
1,2
0
0
38972
ISHARES INC
MSCI TAIWAN
464286731
925
69311
SH
DFND
1,2
0
0
69311
ISHARES INC
MSCI THAI CAPPED
464286624
534
5864
SH
DFND
1,2
0
0
5864
ISHARES INC
MSCI TURKEY FD
464286715
413
5807
SH
DFND
1,2
0
0
5807
ISHARES TR
INDIA 50 ETF
464289529
535
22271
SH
DFND
1,2
0
0
22271
ITAU UNIBANCO HLDNG SA
SPON ADR REP PFD
465562106
82397
4629069
SH
DFND
1,2
2008227
0
2620842
ITAU UNIBANCO HLDNG SA
SPON ADR REP PFD
465562106
21914
1231120
SH
DFND
2,3
44722
0
1186398
JF CHINA REGION FUND INC
COM
46614T107
894
62051
SH
DFND
2,3
0
0
62051
KOREA EQUITY FUND
COM
50063B104
1303
145592
SH
DFND
2,3
0
0
145592
KOREA FD
COM NEW
500634209
1445
36932
SH
DFND
2,3
0
0
36932
LG DISPLAY CO LTD
SPONS ADR REP
50186V102
60
4100
SH
DFND
1,2
0
0
4100
MARKET VECTORS ETF TR
BRAZL SMCP ETF
57060U613
52
1282
SH
DFND
1,2
0
0
1282
MARKET VECTORS ETF TR
EGYPT INDX ETF
57060U548
47
4200
SH
DFND
1,2
0
0
4200
MARKET VECTORS ETF TR
INDIA SMALL CP
57060U563
239
27167
SH
DFND
1,2
0
0
27167
MARKET VECTORS ETF TR
RUSSIA ETF
57060U506
521
18790
SH
DFND
1,2
0
0
18790
MARKET VECTORS ETF TR
RUSSIA ETF
57060U506
583
21000
SH
DFND
2,3
21000
0
0
MECHEL OAO
SPON ADR PFD
583840509
409
282000
SH
DFND
2,3
282000
0
0
MECHEL OAO
SPON ADR PFD
583840103
39
7700
SH
DFND
2,3
7700
0
0
MEXICO EQUITY AND INCOME FD
COM
592834105
1038
62054
SH
DFND
2,3
0
0
62054
MEXICO FUND INC
COM
592835102
256
6989
SH
DFND
2,3
0
0
6989
MORGAN STANLEY EASTN EUR FD
COM
616988101
655
39365
SH
DFND
2,3
0
0
39365
MORGAN STANLEY INDIA INVEST
COM
61745C105
609
34335
SH
DFND
2,3
0
0
34335
NEW ORIENTAL ED & TECH GRP I
SPON ADR
647581107
2819
156614
SH
DFND
1,2
101075
0
55539
PETROBRAS ARGENTINA
SPON ADR
71646J109
7
1520
SH
DFND
1,2
0
0
1520
PETROBRAS ARGENTINA
SPON ADR
71646J109
1
280
SH
DFND
2,3
280
0
0
PETROLEO BRASILEIRO S.A. PETRO
SPONSORED ADR
71654V408
26021
1570347
SH
DFND
1,2
767106
0
803241
PETROLEO BRASILEIRO S.A. PETRO
SPONSORED ADR
71654V408
11286
681140
SH
DFND
2,3
12980
0
668160
SOUFUN HOLDINGS LTD
ADR
836034108
17150
654339
SH
DFND
1,2
627875
0
26464
SOUFUN HOLDINGS LTD
ADR
836034108
3442
131322
SH
DFND
2,3
131322
0
0
SPREADTRUM COMMUNICATIONS INC
ADR
849415203
16355
797420
SH
DFND
1,2
614051
0
183369
SPREADTRUM COMMUNICATIONS INC
ADR
849415203
2524
123074
SH
DFND
2,3
123074
0
0
TAIWAN FUND INC
COM
874036106
513
31321
SH
DFND
2,3
0
0
31321
TAIWAN SEMICONDUCTOR MFG LTG
SPONSORED ADR
874039100
292
17015
SH
DFND
1,2
0
0
17015
TAIWAN SEMICONDUCTOR MFG LTG
SPONSORED ADR
874039100
46675
2715255
SH
DFND
2,3
60380
0
2654875
TATA MOTORS LTD
SPONSORED ADR
876568502
3980
163047
SH
DFND
2,3
0
0
163047
TELEFONICA BRASIL
SPONSORED ADR
87936R106
534
20000
SH
DFND
1,2
20000
0
0
TEMPLETON DRAGON FUND INC
COM
88018T101
855
30630
SH
DFND
2,3
0
0
30630
TEMPLETON RUSSIA & EAST EURO
COM
88022F105
341
23074
SH
DFND
2,3
0
0
23074
TERNIUM SA
SPON ADR
880890108
29516
1450434
SH
DFND
1,2
699814
0
750620
TERNIUM SA
SPON ADR
880890108
401
19725
SH
DFND
2,3
19725
0
0
THAI FUND INC
COM
882904105
1117
46725
SH
DFND
2,3
0
0
46725
TURKISH INVESTMENT FUND
COM
900145103
231
12627
SH
DFND
2,3
0
0
12627
UNITED MICROELECTRONICS CORP
SPON ADR NEW
910873405
2805
1558262
SH
DFND
2,3
0
0
1558262
VALE SA
ADR
91912E105
74454
4306200
SH
DFND
1,2
2022522
0
2283678
VALE SA
ADR
91912E105
1044
60353
SH
DFND
2,3
60353
0
0
VALE SA
ADR REPSTG PFD
91912E204
19082
1154405
SH
DFND
2,3
0
0
1154405
VIMPELCOM LTD
SPONSORED ADR
92719A106
352
29578
SH
DFND
2,3
29578
0
0
WUXI PHARMATECH CAYMAN
SPONS ADR SHS
929352102
1048
60979
SH
DFND
1,2
31838
0
29141
WUXI PHARMATECH CAYMAN
SPONS ADR SHS
929352102
2338
136060
SH
DFND
2,3
136060
0
0