0001144204-11-023923.txt : 20110426 0001144204-11-023923.hdr.sgml : 20110426 20110426082704 ACCESSION NUMBER: 0001144204-11-023923 CONFORMED SUBMISSION TYPE: SC 13G/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20110426 DATE AS OF CHANGE: 20110426 GROUP MEMBERS: BRENDAN T. O'NEIL GROUP MEMBERS: IRONRIDGE GLOBAL PARTNERS, LLC GROUP MEMBERS: JOHN C. KIRKLAND GROUP MEMBERS: RICHARD H. KREGER SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: NUTRACEA CENTRAL INDEX KEY: 0001063537 STANDARD INDUSTRIAL CLASSIFICATION: GRAIN MILL PRODUCTS [2040] IRS NUMBER: 870673375 STATE OF INCORPORATION: CA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G/A SEC ACT: 1934 Act SEC FILE NUMBER: 005-62383 FILM NUMBER: 11778795 BUSINESS ADDRESS: STREET 1: 6720 N SCOTTSDALE RD STREET 2: SUITE 390 CITY: SCOTTSDALE STATE: AZ ZIP: 85253 BUSINESS PHONE: 6025223000 MAIL ADDRESS: STREET 1: 6720 N SCOTTSDALE RD STREET 2: SUITE 390 CITY: SCOTTSDALE STATE: AZ ZIP: 85253 FORMER COMPANY: FORMER CONFORMED NAME: NUTRASTAR INC DATE OF NAME CHANGE: 20011221 FORMER COMPANY: FORMER CONFORMED NAME: ALLIANCE CONSUMER INTERNATIONAL INC DATE OF NAME CHANGE: 20010418 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: Ironridge Global IV, Ltd. CENTRAL INDEX KEY: 0001512103 IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G/A BUSINESS ADDRESS: STREET 1: HARBOUR HOUSE, WATERFRONT DRIVE STREET 2: P.O. BOX 972 CITY: ROAD TOWN, TORTOLA STATE: D8 ZIP: VG1110 BUSINESS PHONE: 284 949 4770 MAIL ADDRESS: STREET 1: HARBOUR HOUSE, WATERFRONT DRIVE STREET 2: P.O. BOX 972 CITY: ROAD TOWN, TORTOLA STATE: D8 ZIP: VG1110 SC 13G/A 1 v219701_sc13ga.htm
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C.  20549

SCHEDULE 13G
Under the Securities Exchange Act of 1934
(Amendment No. 1)

NUTRACEA
(Name of Issuer)

Common Stock, no par value
(Title of Class of Securities)

45776L100
(CUSIP Number)

April 7, 2011
(Date of Event which requires filing of this Statement)

Check the appropriate box to designate the rule pursuant to which this Schedule is filed:

¨           Rule 13d-1(b)
þ           Rule 13d-1(c)
¨           Rule 13d-1(d)


 
*
The remainder of this cover page shall be filled out for a reporting person’s initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page.

 
The information required in the remainder of this cover page shall not be deemed to be “filed” for purpose of Section 18 of the Securities Exchange Act of 1934 (“Act”) or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).
 
 
 

 
 
1.
NAME OF REPORTING PERSON
   
 
Ironridge Global IV, Ltd.
   
 
IRS IDENTIFICATION NO. OF ABOVE PERSON (ENTITIES ONLY)
 
 
 

 
 
1.
NAME OF REPORTING PERSON
   
 
Ironridge Global Partners, LLC
   
 
IRS IDENTIFICATION NO. OF ABOVE PERSON (ENTITIES ONLY)
   
 
27-4741201
 
 
 

 
 
1.
NAME OF REPORTING PERSON
   
 
Brendan T. O’Neil
   
 
IRS IDENTIFICATION NO. OF ABOVE PERSON (ENTITIES ONLY)
 
 
 

 
 
1.
NAME OF REPORTING PERSON
   
 
Richard H. Kreger
   
 
IRS IDENTIFICATION NO. OF ABOVE PERSON (ENTITIES ONLY)
 
 
 

 
 
1.
NAME OF REPORTING PERSON
   
 
John C. Kirkland
   
 
IRS IDENTIFICATION NO. OF ABOVE PERSON (ENTITIES ONLY)
 
 
 

 
 
ITEM1  (a)
Name of Issuer:

NutraCea
 
ITEM2  (a)
Name of Person Filing:
 
This statement is filed by Ironridge Global IV, Ltd. (“IV”) with respect to shares of common stock of the issuer beneficially owned by IV, and by Ironridge Global Partners, LLC (“IGP”), and IGP’s managing members Brendan T. O’Neil, Richard H. Kreger and John C. Kirkland with respect to the shares beneficially owned by IV.

ITEM 4:
Ownership
 
Provide the following information regarding the aggregate number and percentage of the class of securities of the issuer identified in Item 1.
 
(a)           Amount beneficially owned:
 
(b)           Percent of class:
 
As reported in the Schedule 13G filed by the reporting persons with the Securities and Exchange Commission on April 7, 2011, IV was issued 2,576,775 shares of common stock of the issuer.  This represents approximately 1.3% of the total issued and outstanding shares, based upon the 195,717,735 common shares issued and outstanding as of March 31, 2011, as stated in the preliminary proxy statement on Schedule 14A filed by the issuer with the SEC on April 21, 2011.
 
This amendment is filed solely to reflect that the inadvertent statement under Item 4 in the original filing that the shares issued to IV represent approximately 5% of the outstanding common stock after such issuance, is erroneous and should have stated 1.3%.  The number of shares and percent of class represented, as stated in Items 5 through 11 of the cover page of the original filing were correct.
 
ITEM 10: Certifications.
 
By signing below, I certify that, to the best of my knowledge and belief, the securities referred to above were acquired and are held in the ordinary course of business and were not acquired and are not held for the purpose of or with the effect of changing or influencing the control of the issuer of the securities and were not acquired and are not held in connection with or as a participant in any transaction having such purpose or effect.
 
 
 

 
 
SIGNATURES
 
After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.

Dated:
April 25, 2011
IRONRIDGE GLOBAL IV, LTD.
     
   
By:
/s/ David Sims
 
   
Name:  David Sims
   
Its:  Vice President
     
Dated:
April 25, 2011
IRONRIDGE GLOBAL PARTNERS, LLC
     
   
By:
/s/ Keith Coulston
 
   
Name:  Keith Coulston
   
Its:  Vice President
     
Dated:
April 25, 2011
/s/ Brendan T. O’Neil  
   
Brendan T. O’Neil
     
Dated:
April 25, 2011
/s/ Richard H. Kreger  
   
Richard H. Kreger
     
Dated:
April 25, 2011
/s/ John C. Kirkland  
   
John C. Kirkland