0000919574-16-013379.txt : 20160524 0000919574-16-013379.hdr.sgml : 20160524 20160523175603 ACCESSION NUMBER: 0000919574-16-013379 CONFORMED SUBMISSION TYPE: D/A PUBLIC DOCUMENT COUNT: 1 ITEM INFORMATION: 06b ITEM INFORMATION: Investment Company Act Section 3(c) ITEM INFORMATION: Section 3(c)(7) FILED AS OF DATE: 20160524 DATE AS OF CHANGE: 20160523 EFFECTIVENESS DATE: 20160524 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Carolina Securitized Credit Opportunities LLC CENTRAL INDEX KEY: 0001512046 IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: D/A SEC ACT: 1933 Act SEC FILE NUMBER: 021-154876 FILM NUMBER: 161670298 BUSINESS ADDRESS: STREET 1: 280 SOUTH MANGUM ST., SUITE 301 CITY: DURHAM STATE: NC ZIP: 27701 BUSINESS PHONE: 919-328-4700 MAIL ADDRESS: STREET 1: 280 SOUTH MANGUM ST., SUITE 301 CITY: DURHAM STATE: NC ZIP: 27701 FORMER COMPANY: FORMER CONFORMED NAME: AMUNDI SMITH BREEDEN SECURITIZED CREDIT OPPORTUNITIES LLC DATE OF NAME CHANGE: 20131202 FORMER COMPANY: FORMER CONFORMED NAME: Smith Breeden Securitized Credit Opportunities LLC DATE OF NAME CHANGE: 20110203 D/A 1 primary_doc.xml X0707 D/A LIVE 0001512046 Carolina Securitized Credit Opportunities LLC AMUNDI SMITH BREEDEN LLC 280 SOUTH MANGUM ST., SUITE 301 DURHAM NC NORTH CAROLINA 27701 919-328-4700 DELAWARE Amundi Smith Breeden Securitized Credit Oppotunities LLC AMUNDI SMITH BREEDEN SECURITIZED CREDIT OPPORTUNITIES LLC Smith Breeden Securitized Credit Opportunities LLC Limited Liability Company true 2011 -- Amundi Smith Breeden LLC 280 South Mangum Street, Suite 301 Durham NC NORTH CAROLINA 27701 Executive Officer Promoter Managing Member and Investment Manager Pooled Investment Fund Hedge Fund false Decline to Disclose 06b 3C 3C.7 true 0000919574-15-008558 2011-02-01 true true true false 0 AMUNDI DISTRIBUTORS USA, LLC 152399 None None 280 SOUTH MANGUM STREET, SUITE 301 DURHAM NC NORTH CAROLINA 27701 AL ALABAMA AK ALASKA AZ ARIZONA AR ARKANSAS CA CALIFORNIA CO COLORADO CT CONNECTICUT DE DELAWARE DC DISTRICT OF COLUMBIA FL FLORIDA GA GEORGIA HI HAWAII ID IDAHO IL ILLINOIS IN INDIANA IA IOWA KS KANSAS KY KENTUCKY LA LOUISIANA ME MAINE MD MARYLAND MA MASSACHUSETTS MI MICHIGAN MN MINNESOTA MS MISSISSIPPI MO MISSOURI MT MONTANA NE NEBRASKA NV NEVADA NH NEW HAMPSHIRE NJ NEW JERSEY NM NEW MEXICO NY NEW YORK NC NORTH CAROLINA ND NORTH DAKOTA OH OHIO OK OKLAHOMA OR OREGON PA PENNSYLVANIA RI RHODE ISLAND SC SOUTH CAROLINA SD SOUTH DAKOTA TN TENNESSEE TX TEXAS UT UTAH VT VERMONT VA VIRGINIA WA WASHINGTON WV WEST VIRGINIA WI WISCONSIN WY WYOMING false Indefinite 11735929 Indefinite false 11 0 true 0 true The entity listed in Item 12 is paid directly or indirectly commissions or similar sales compensation equal to a percentage of the fee paid to the Investment Manager (or its affiliate) from the assets under management and/or the incentive allocation. 0 true The Investment Manager receives customary management fees as provided in the Issuer's offering documents. true Carolina Securitized Credit Opportunities LLC /s/Stephen A. Eason Stephen A. Eason Senior Executive Vice President of the Investment Manager 2016-05-23