0000919574-14-006892.txt : 20141204 0000919574-14-006892.hdr.sgml : 20141204 20141204151221 ACCESSION NUMBER: 0000919574-14-006892 CONFORMED SUBMISSION TYPE: D/A PUBLIC DOCUMENT COUNT: 1 ITEM INFORMATION: 06b ITEM INFORMATION: Investment Company Act Section 3(c) ITEM INFORMATION: Section 3(c)(7) FILED AS OF DATE: 20141204 DATE AS OF CHANGE: 20141204 EFFECTIVENESS DATE: 20141204 FILER: COMPANY DATA: COMPANY CONFORMED NAME: AMUNDI SMITH BREEDEN SECURITIZED CREDIT OPPORTUNITIES LLC CENTRAL INDEX KEY: 0001512046 IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: D/A SEC ACT: 1933 Act SEC FILE NUMBER: 021-154876 FILM NUMBER: 141266242 BUSINESS ADDRESS: STREET 1: 280 SOUTH MANGUM ST., SUITE 301 CITY: DURHAM STATE: NC ZIP: 27701 BUSINESS PHONE: 919-328-4700 MAIL ADDRESS: STREET 1: 280 SOUTH MANGUM ST., SUITE 301 CITY: DURHAM STATE: NC ZIP: 27701 FORMER COMPANY: FORMER CONFORMED NAME: Smith Breeden Securitized Credit Opportunities LLC DATE OF NAME CHANGE: 20110203 D/A 1 primary_doc.xml X0707 D/A LIVE 0001512046 AMUNDI SMITH BREEDEN SECURITIZED CREDIT OPPORTUNITIES LLC C/O AMUNDI SMITH BREEDEN LLC 280 SOUTH MANGUM ST., SUITE 301 DURHAM NC NORTH CAROLINA 27701 919-328-4700 DELAWARE None Smith Breeden Securitized Credit Opportunities LLC Limited Liability Company true 2011 -- Amundi Smith Breeden LLC 280 South Mangum Street, Suite 301 Durham NC NORTH CAROLINA 27701 Executive Officer Promoter Managing Member and Investment Manager Michael Giarla c/o Amundi Smith Breeden LLC 280 South Mangum Street, Suite 301 Durham NC NORTH CAROLINA 27701 Executive Officer CEO of the Managing Member / Investment Manager Stephen A. Eason 280 South Mangum Street, Suite 301 Durham NC NORTH CAROLINA 27701 Executive Officer Senior Executive Vice President of the Managing Member / Investment Manager Pooled Investment Fund Hedge Fund false Decline to Disclose 06b 3C 3C.7 true 0000919574-13-006864 2011-02-01 true true false 2000000 AMUNDI DISTRIBUTORS USA, LLC 152399 None None 280 SOUTH MANGUM STREET, SUITE 301 DURHAM NC NORTH CAROLINA 27701 AL ALABAMA AK ALASKA AZ ARIZONA AR ARKANSAS CA CALIFORNIA CO COLORADO CT CONNECTICUT DE DELAWARE DC DISTRICT OF COLUMBIA FL FLORIDA GA GEORGIA HI HAWAII ID IDAHO IL ILLINOIS IA IOWA KS KANSAS KY KENTUCKY LA LOUISIANA MD MARYLAND MA MASSACHUSETTS MI MICHIGAN MN MINNESOTA MS MISSISSIPPI MO MISSOURI MT MONTANA NE NEBRASKA NV NEVADA NH NEW HAMPSHIRE NJ NEW JERSEY NM NEW MEXICO NY NEW YORK NC NORTH CAROLINA ND NORTH DAKOTA OH OHIO OK OKLAHOMA OR OREGON PA PENNSYLVANIA RI RHODE ISLAND SC SOUTH CAROLINA SD SOUTH DAKOTA TN TENNESSEE TX TEXAS UT UTAH VT VERMONT VA VIRGINIA WA WASHINGTON WV WEST VIRGINIA WI WISCONSIN WY WYOMING false Indefinite 11735929 Indefinite false 11 0 true 0 true The entity listed in Item 12 is paid directly or indirectly commissions or similar sales compensation equal to a percentage of the fee paid to the Investment Manager (or its affiliate) from the assets under management and/or the incentive allocation. 0 true false AMUNDI SMITH BREEDEN SECURITIZED CREDIT OPPORTUNITIES LLC /s/ Stephen A. Eason Stephen A. Eason Senior Executive Vice President of the Investment Manager 2014-12-04