0001511901-18-000006.txt : 20181114
0001511901-18-000006.hdr.sgml : 20181114
20181114081137
ACCESSION NUMBER: 0001511901-18-000006
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20180930
FILED AS OF DATE: 20181114
DATE AS OF CHANGE: 20181114
EFFECTIVENESS DATE: 20181114
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: Broadfin Capital, LLC
CENTRAL INDEX KEY: 0001511901
IRS NUMBER: 000000000
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-14251
FILM NUMBER: 181180494
BUSINESS ADDRESS:
STREET 1: 300 PARK AVENUE, 25TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10022
BUSINESS PHONE: 212-808-2463
MAIL ADDRESS:
STREET 1: 300 PARK AVENUE, 25TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10022
13F-HR
1
primary_doc.xml
13F-HR
LIVE
false
true
false
0001511901
XXXXXXXX
09-30-2018
09-30-2018
false
Broadfin Capital, LLC
300 PARK AVENUE, 25th FLOOR
New York
NY
10022
13F HOLDINGS REPORT
028-14251
N
Kevin Kotler
Managing Member
212-808-2460
Kevin Kotler
New York
NY
11-14-2018
1
50
679523
false
1
28-14254
Broadfin Healthcare Master Fund Ltd
INFORMATION TABLE
2
Form13fInfoTable.xml
ADMA BIOLOGICS INC
COM
000899104
27720
4463829
SH
DFND
1
4463829
0
0
ADAMAS PHARMACEUTICALS INC
COM
00548A106
26595
1328424
SH
DFND
1
1328424
0
0
ALNYLAM PHARMACEUTICALS INC
COM
02043Q107
5444
62200
SH
DFND
1
62200
0
0
ALPHATEC HOLDINGS INC
COM NEW
02081G201
2257
669812
SH
DFND
1
669812
0
0
AMARIN CORP PLC
SPONS ADR NEW
023111206
23673
1455000
SH
Call
DFND
1
1455000
0
0
ANGIODYNAMICS INC
COM
03475V101
6284
289035
SH
DFND
1
289035
0
0
ANTARES PHARMA INC
COM
036642106
15534
4623247
SH
DFND
1
4623247
0
0
ARATANA THERAPEUTICS INC
COM
03874P101
23846
4083135
SH
DFND
1
4083135
0
0
AVADEL PHARMACEUTICALS PLC
SPONSORED ADR
05337M104
12260
2792773
SH
DFND
1
2792773
0
0
BIODELIVERY SCIENCES INTL IN
COM
09060J106
12250
4375066
SH
DFND
1
4375066
0
0
CATALYST PHARMACEUTICALS INC
COM
14888U101
19415
5136264
SH
DFND
1
5136264
0
0
CORIUM INTL INC
COM
21887L107
22525
2368557
SH
DFND
1
2368557
0
0
DEXCOM INC
COM
252131107
3462
24200
SH
DFND
1
24200
0
0
GLOBAL BLOOD THERAPEUTICS IN
COM
37890U108
5700
150000
SH
Call
DFND
1
150000
0
0
HERON THERAPEUTICS INC
COM
427746102
9217
291213
SH
DFND
1
291213
0
0
HERON THERAPEUTICS INC
COM
427746102
3165
100000
SH
Call
DFND
1
100000
0
0
IDERA PHARMACEUTICALS INC
COM PAR
45168K405
5607
629340
SH
DFND
1
629340
0
0
INTEGRA LIFESCIENCES HLDGS C
COM NEW
457985208
12948
196572
SH
DFND
1
196572
0
0
INTERSECT ENT INC
COM
46071F103
6733
234200
SH
DFND
1
234200
0
0
IOVANCE BIOTHERAPEUTICS INC
COM
462260100
55062
4894361
SH
DFND
1
4894361
0
0
ISHARES TR
RUSSELL 2000 ETF
464287655
67420
400000
SH
Put
DFND
1
400000
0
0
KALA PHARMACEUTICALS INC
COM
483119103
3416
346083
SH
DFND
1
346083
0
0
KALVISTA PHARMACEUTICALS INC
COM
483497103
3317
150000
SH
DFND
1
150000
0
0
LA JOLLA PHARMACEUTICAL CO
COM PAR $.0001 2
503459604
41347
2053991
SH
DFND
1
2053991
0
0
LA JOLLA PHARMACEUTICAL CO
COM PAR $.0001 2
503459604
2013
100000
SH
Call
DFND
1
100000
0
0
MIRATI THERAPEUTICS INC
COM
60468T105
16846
357672
SH
DFND
1
357672
0
0
NANOSTRING TECHNOLOGIES INC
COM
63009R109
15156
850000
SH
DFND
1
850000
0
0
NOVELION THERAPEUTICS INC
COM NEW
67001K202
5768
1948554
SH
DFND
1
1948554
0
0
ONCOMED PHARMACEUTICALS INC
COM
68234X102
424
200000
SH
DFND
1
200000
0
0
PACIFIC BIOSCIENCES CALIF IN
COM
69404D108
13487
2493021
SH
DFND
1
2493021
0
0
PERNIX THERAPEUTICS HLDGS IN
DBCV 4.250% 4/0
71426VAK4
3375
15000000
SH
DFND
1
15000000
0
0
RECRO PHARMA INC
COM
75629F109
14561
2048025
SH
DFND
1
2048025
0
0
RETROPHIN INC
COM
761299106
26955
938214
SH
DFND
1
938214
0
0
SPDR SERIES TRUST
S&P BIOTECH
78464A870
15339
160000
SH
Put
DFND
1
160000
0
0
SCYNEXIS INC
COM
811292101
2263
1885904
SH
DFND
1
1885904
0
0
SIERRA ONCOLOGY INC
COM
82640U107
6954
4090344
SH
DFND
1
4090344
0
0
STRATA SKIN SCIENCES INC
COM NEW
86272A206
7722
2181363
SH
DFND
1
2181363
0
0
TANDEM DIABETES CARE INC
COM NEW
875372203
24551
573079
SH
DFND
1
573079
0
0
TELIGENT INC NEW
COM
87960W104
12059
3052852
SH
DFND
1
3052852
0
0
TESARO INC
COM
881569107
4084
104700
SH
DFND
1
104700
0
0
TESARO INC
COM
881569107
4876
125000
SH
Call
DFND
1
125000
0
0
VERICEL CORP
COM
92346J108
1876
132600
SH
DFND
1
132600
0
0
VIEWRAY INC
COM
92672L107
2340
250000
SH
DFND
1
250000
0
0
XENON PHARMACEUTICALS INC
COM
98420N105
11821
895553
SH
DFND
1
895553
0
0
ZOGENIX INC
COM NEW
98978L204
32632
657898
SH
DFND
1
657898
0
0
HORIZON PHARMA PLC
SHS
G4617B105
8038
410532
SH
DFND
1
410532
0
0
LIVANOVA PLC
SHS
G5509L101
6322
51000
SH
DFND
1
51000
0
0
QUOTIENT LTD
SHS
G73268107
6075
804700
SH
DFND
1
804700
0
0
STRONGBRIDGE BIOPHARMA PLC
SHS USD
G85347105
12431
2563096
SH
DFND
1
2563096
0
0
SOL GEL TECHNOLOGIES
SHS
M8694L103
6358
847700
SH
DFND
1
847700
0
0