0001511901-17-000008.txt : 20171114
0001511901-17-000008.hdr.sgml : 20171114
20171114105731
ACCESSION NUMBER: 0001511901-17-000008
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20170930
FILED AS OF DATE: 20171114
DATE AS OF CHANGE: 20171114
EFFECTIVENESS DATE: 20171114
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: Broadfin Capital, LLC
CENTRAL INDEX KEY: 0001511901
IRS NUMBER: 000000000
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-14251
FILM NUMBER: 171199204
BUSINESS ADDRESS:
STREET 1: 300 PARK AVENUE, 25TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10022
BUSINESS PHONE: 212-808-2463
MAIL ADDRESS:
STREET 1: 300 PARK AVENUE, 25TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10022
13F-HR
1
primary_doc.xml
13F-HR
LIVE
false
true
false
0001511901
XXXXXXXX
09-30-2017
09-30-2017
false
Broadfin Capital, LLC
300 PARK AVENUE, 25th FLOOR
New York
NY
10022
13F HOLDINGS REPORT
028-14251
N
Kevin Kotler
Managing Member
212-808-2460
Kevin Kotler
New York
NY
11-14-2017
1
45
676005
false
1
28-14254
Broadfin Healthcare Master Fund Ltd
INFORMATION TABLE
2
Form13fInfoTable.xml
AERIE PHARMACEUTICALS INC
COM
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3149
64800
SH
DFND
1
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0
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AERIE PHARMACEUTICALS INC
COM
00771V108
7290
150000
SH
Call
DFND
1
150000
0
0
ALNYLAM PHARMACEUTICALS INC
COM
02043Q107
8719
74208
SH
DFND
1
74208
0
0
AMARIN CORP PLC
SPONS ADR NEW
023111206
5714
1632449
SH
DFND
1
1632449
0
0
AMICUS THERAPEUTICS INC
COM
03152W109
2126
141000
SH
DFND
1
141000
0
0
ANGIODYNAMICS INC
COM
03475V101
30265
1770940
SH
DFND
1
1770940
0
0
ANTARES PHARMA INC
COM
036642106
10387
3205900
SH
DFND
1
3205900
0
0
ARATANA THERAPEUTICS INC
COM
03874P101
31784
5184942
SH
DFND
1
5184942
0
0
AVADEL PHARMACEUTICALS PLC
SPONSORED ADR
05337M104
37465
3568122
SH
DFND
1
3568122
0
0
BAXTER INTL INC
COM
071813109
4098
65300
SH
DFND
1
65300
0
0
BIODELIVERY SCIENCES INTL IN
COM
09060J106
13012
4410866
SH
DFND
1
4410866
0
0
CATALYST PHARMACEUTICALS INC
COM
14888U101
17369
6892500
SH
DFND
1
6892500
0
0
CIDARA THERAPEUTICS INC
COM
171757107
6645
820403
SH
DFND
1
820403
0
0
COGENTIX MED INC
COM
19243A104
2571
1004352
SH
DFND
1
1004352
0
0
CONTRAFECT CORP
COM
212326102
3010
2711561
SH
DFND
1
2711561
0
0
CORIUM INTL INC
COM
21887L107
49159
4436726
SH
DFND
1
4436726
0
0
EGALET CORP
NOTE 5.500% 4/0
28226BAB0
4800
10000000
SH
DFND
1
10000000
0
0
HERON THERAPEUTICS INC
COM
427746102
55810
3455710
SH
DFND
1
3455710
0
0
IDERA PHARMACEUTICALS INC
COM NEW
45168K306
5419
2429937
SH
DFND
1
2429937
0
0
IGNYTA INC
COM
451731103
18456
1494402
SH
DFND
1
1494402
0
0
INTEGRA LIFESCIENCES HLDGS C
COM NEW
457985208
3963
78500
SH
DFND
1
78500
0
0
IOVANCE BIOTHERAPEUTICS INC
COM
462260100
19279
2487622
SH
DFND
1
2487622
0
0
LA JOLLA PHARMACEUTICAL CO
COM PAR $.0001 2
503459604
36802
1058138
SH
DFND
1
1058138
0
0
MIRATI THERAPEUTICS INC
COM
60468T105
29142
2490801
SH
DFND
1
2490801
0
0
NATUS MEDICAL INC DEL
COM
639050103
7665
204400
SH
DFND
1
204400
0
0
NOVELION THERAPEUTICS INC
COM NEW
67001K202
13698
1948554
SH
DFND
1
1948554
0
0
NUVASIVE INC
COM
670704105
4880
88000
SH
DFND
1
88000
0
0
OVASCIENCE INC
COM
69014Q101
781
550000
SH
DFND
1
550000
0
0
OWENS & MINOR INC NEW
COM
690732102
3904
133700
SH
DFND
1
133700
0
0
PARATEK PHARMACEUTICALS INC
COM
699374302
10196
406207
SH
DFND
1
406207
0
0
PERNIX THERAPEUTICS HLDGS IN
DBCV 4.250% 4/0
71426VAK4
5983
15000000
SH
DFND
1
15000000
0
0
RECRO PHARMA INC
COM
75629F109
27839
3100086
SH
DFND
1
3100086
0
0
REGULUS THERAPEUTICS INC
COM
75915K101
5368
4294505
SH
DFND
1
4294505
0
0
RETROPHIN INC
COM
761299106
42735
1716958
SH
DFND
1
1716958
0
0
STRATA SKIN SCIENCES INC
COM NEW
86272A206
85
47825
SH
DFND
1
47825
0
0
TELIGENT INC NEW
COM
87960W104
9565
1425415
SH
DFND
1
1425415
0
0
TETRAPHASE PHARMACEUTICALS I
COM
88165N105
6156
900000
SH
DFND
1
900000
0
0
VERACYTE INC
COM
92337F107
8953
1020832
SH
DFND
1
1020832
0
0
ZIMMER BIOMET HLDGS INC
COM
98956P102
5737
49000
SH
DFND
1
49000
0
0
ZIMMER BIOMET HLDGS INC
COM
98956P102
23418
200000
SH
Call
DFND
1
200000
0
0
ZOGENIX INC
COM NEW
98978L204
4940
140954
SH
DFND
1
140954
0
0
ENDO INTL PLC
SHS
G30401106
25792
3011323
SH
DFND
1
3011323
0
0
HORIZON PHARMA PLC
SHS
G4617B105
39282
3097964
SH
DFND
1
3097964
0
0
STRONGBRIDGE BIOPHARMA PLC
SHS USD
G85347105
19919
2886795
SH
DFND
1
2886795
0
0
MEDIWOUND LTD
ORD SHS
M68830104
2675
500000
SH
DFND
1
500000
0
0