0000919574-16-013079.txt : 20160516
0000919574-16-013079.hdr.sgml : 20160516
20160516100159
ACCESSION NUMBER: 0000919574-16-013079
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20160331
FILED AS OF DATE: 20160516
DATE AS OF CHANGE: 20160516
EFFECTIVENESS DATE: 20160516
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: Broadfin Capital, LLC
CENTRAL INDEX KEY: 0001511901
IRS NUMBER: 000000000
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-14251
FILM NUMBER: 161651232
BUSINESS ADDRESS:
STREET 1: 300 PARK AVENUE, 25TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10022
BUSINESS PHONE: 212-808-2463
MAIL ADDRESS:
STREET 1: 300 PARK AVENUE, 25TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10022
13F-HR
1
primary_doc.xml
13F-HR
LIVE
false
true
false
0001511901
XXXXXXXX
03-31-2016
03-31-2016
false
Broadfin Capital, LLC
300 PARK AVENUE, 25TH FLOOR
New York
NY
10022
13F HOLDINGS REPORT
028-14251
N
Kevin Kotler
Managing Member
212-808-2460
/s/ Kevin Kotler
New York
NY
05-16-2016
1
71
1035405
1
0001511900
028-14254
Broadfin Healthcare Master Fund Ltd
INFORMATION TABLE
2
infotable.xml
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COM
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SH
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ADVAXIS INC
COM NEW
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SH
DFND
1
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0
0
AEGERION PHARMACEUTICALS INC
COM
00767E102
14838
4010291
SH
DFND
1
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0
0
ALCOBRA LTD
SHS
M2239P109
5901
1557106
SH
DFND
1
1557106
0
0
AMARIN CORP PLC
SPONS ADR NEW
023111206
7153
4675216
SH
DFND
1
4675216
0
0
ANACOR PHARMACEUTICALS INC
COM
032420101
5345
100000
SH
DFND
1
100000
0
0
ANACOR PHARMACEUTICALS INC
COM
032420101
21380
400000
SH
Call
DFND
1
400000
0
0
ANGIODYNAMICS INC
COM
03475V101
30707
2498527
SH
DFND
1
2498527
0
0
ANTARES PHARMA INC
COM
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13126
15085393
SH
DFND
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ANTHERA PHARMACEUTICALS INC
COM NEW
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DFND
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ARALEZ PHARMACEUTICALS INC
COM
03852X100
13490
3800000
SH
DFND
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0
0
ARATANA THERAPEUTICS INC
COM
03874P101
18927
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SH
DFND
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ARDELYX INC
COM
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1680
216180
SH
DFND
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BIODELIVERY SCIENCES INTL IN
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SH
DFND
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BIOTA PHARMACEUTICALS INC
COM
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5230
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DFND
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CARDICA INC
COM NEW
14141R309
3159
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SH
DFND
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CARDIOVASCULAR SYS INC DEL
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DFND
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CAS MED SYS INC
COM PAR $0.004
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3542
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DFND
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CATALYST PHARMACEUTICALS INC
COM
14888U101
9594
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SH
DFND
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0
CIDARA THERAPEUTICS INC
COM
171757107
2119
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DFND
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CONTRAFECT CORP
COM
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SH
DFND
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CORIUM INTL INC
COM
21887L107
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DFND
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DERMA SCIENCES INC
COM PAR $.01
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DFND
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DIPEXIUM PHARMACEUTICALS ORD
COM
25456J104
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DFND
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DISCOVERY LABORATORIES INC N
COM PAR
254668502
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DFND
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DYNAVAX TECHNOLOGIES CORP
COM NEW
268158201
10540
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SH
DFND
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EGALET CORP
COM
28226B104
7784
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SH
DFND
1
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ENDOLOGIX INC
COM
29266S106
8360
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SH
DFND
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EPIRUS BIOPHARMACEUTICALS IN
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29428P107
2904
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SH
DFND
1
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FLAMEL TECHNOLOGIES SA
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338488109
48515
4394464
SH
DFND
1
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0
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HERON THERAPEUTICS INC
COM
427746102
27829
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SH
DFND
1
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HORIZON PHARMA PLC
SHS
G4617B105
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SH
DFND
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HORIZON PHARMA PLC
SHS
G4617B105
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SH
Call
DFND
1
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0
0
IDERA PHARMACEUTICALS INC
COM NEW
45168K306
6128
3094745
SH
DFND
1
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0
IGNYTA INC
COM
451731103
15277
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SH
DFND
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ISHARES TR
RUSSELL 2000 ETF
464287655
110630
1000000
SH
Put
DFND
1
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KEMPHARM INC
COM
488445107
4346
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SH
DFND
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0
LA JOLLA PHARMACEUTICAL CO
COM PAR $.0001 2
503459604
24368
1165373
SH
DFND
1
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0
0
LION BIOTECHNOLOGIES INC
COM
53619R102
10696
2105519
SH
DFND
1
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0
0
MEDGENICS INC
COM NEW
58436Q203
13399
3045306
SH
DFND
1
3045306
0
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MEDIWOUND LTD
ORD SHS
M68830104
4285
530985
SH
DFND
1
530985
0
0
MIRATI THERAPEUTICS INC
COM
60468T105
4149
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SH
DFND
1
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0
NEVRO CORP
COM
64157F103
37576
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SH
DFND
1
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NEVRO CORP
COM
64157F103
16878
300000
SH
Call
DFND
1
300000
0
0
NEXVET BIOPHARMA PUB LTD CO
ORD SHS
G6503X109
3300
1000000
SH
DFND
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0
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NOVADAQ TECHNOLOGIES INC
COM
66987G102
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SH
DFND
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PARATEK PHARMACEUTICALS INC
COM
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SH
DFND
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PERNIX THERAPEUTICS HLDGS IN
COM
71426V108
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DFND
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PERNIX THERAPEUTICS HLDGS IN
DEBT 4.250% 4/0
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DFND
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PROGENICS PHARMACEUTICALS IN
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DFND
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PROTALIX BIOTHERAPEUTICS INC
COM
74365A101
2846
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SH
DFND
1
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0
0
QLT INC
COM
746927102
8847
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SH
DFND
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RAPTOR PHARMACEUTICAL CORP
COM
75382F106
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SH
DFND
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RECRO PHARMA INC
COM
75629F109
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SH
DFND
1
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REDHILL BIOPHARMA LTD
SPONSORED ADS
757468103
10024
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SH
DFND
1
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RETROPHIN INC
COM
761299106
40431
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SH
DFND
1
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0
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RITTER PHARMACEUTICALS INC
COM
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879
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SH
DFND
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RXI PHARMACEUTICALS ORD
COM NEW
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1355
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SH
DFND
1
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0
0
SCYNEXIS INC
COM
811292101
3036
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SH
DFND
1
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0
0
SEASPINE HLDGS CORP
COM
81255T108
14640
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SH
DFND
1
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0
0
SPECTRANETICS CORP
COM
84760C107
1054
72615
SH
DFND
1
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0
0
STRATA SKIN SCIENCES INC
COM
86272A107
953
1008297
SH
DFND
1
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0
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STRONGBRIDGE BIOPHARMA PLC
SHS USD
G85347105
7555
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SH
DFND
1
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SYNERON MEDICAL LTD
ORD SHS
M87245102
6360
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SH
DFND
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TELIGENT INC NEW
COM
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SH
DFND
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TENAX THERAPEUTICS INC
COM
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SH
DFND
1
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TONIX PHARMACEUTICALS HLDG C
COM NEW
890260201
1991
825986
SH
DFND
1
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TREVENA INC
COM
89532E109
6720
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SH
DFND
1
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VERACYTE INC
COM
92337F107
525
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SH
DFND
1
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XENOPORT INC
COM
98411C100
7180
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SH
DFND
1
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0
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ZOGENIX INC
COM NEW
98978L204
8153
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SH
DFND
1
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0
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