0000919574-15-006089.txt : 20150814
0000919574-15-006089.hdr.sgml : 20150814
20150814100017
ACCESSION NUMBER: 0000919574-15-006089
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20150630
FILED AS OF DATE: 20150814
DATE AS OF CHANGE: 20150814
EFFECTIVENESS DATE: 20150814
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: Broadfin Capital, LLC
CENTRAL INDEX KEY: 0001511901
IRS NUMBER: 000000000
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-14251
FILM NUMBER: 151053068
BUSINESS ADDRESS:
STREET 1: 300 PARK AVENUE, 25TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10022
BUSINESS PHONE: 212-808-2463
MAIL ADDRESS:
STREET 1: 300 PARK AVENUE, 25TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10022
13F-HR
1
primary_doc.xml
13F-HR
LIVE
false
true
false
0001511901
XXXXXXXX
06-30-2015
06-30-2015
false
Broadfin Capital, LLC
300 PARK AVENUE, 25TH FLOOR
New York
NY
10022
13F HOLDINGS REPORT
028-14251
N
Kevin Kotler
Managing Member
212-808-2460
/s/ Kevin Kotler
New York
NY
08-14-2015
1
96
1860876
1
0001511900
028-14254
Broadfin Healthcare Master Fund Ltd
INFORMATION TABLE
2
infotable.xml
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COM
003654100
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ACCURAY INC
COM
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DFND
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0
ADMA BIOLOGICS INC
COM
000899104
8928
964193
SH
DFND
1
964193
0
0
ADVAXIS INC
COM NEW
007624208
29480
1450094
SH
DFND
1
1450094
0
0
AEGERION PHARMACEUTICALS INC
COM
00767E102
54113
2852578
SH
DFND
1
2852578
0
0
ALCOBRA LTD
SHS
M2239P109
10332
1579806
SH
DFND
1
1579806
0
0
ALERE INC
COM
01449J105
23865
452423
SH
DFND
1
452423
0
0
AMARIN CORP PLC
SPONS ADR NEW
023111206
8672
3525216
SH
DFND
1
3525216
0
0
AMPHASTAR PHARMACEUTICALS IN
COM
03209R103
24928
1417956
SH
DFND
1
1417956
0
0
ANGIODYNAMICS INC
COM
03475V101
39336
2398527
SH
DFND
1
2398527
0
0
ANTARES PHARMA INC
COM
036642106
15756
7575000
SH
DFND
1
7575000
0
0
ANTHERA PHARMACEUTICALS INC
COM NEW
03674U201
11813
1370457
SH
DFND
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0
AQUINOX PHARMACEUTICALS INC
COM
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SH
DFND
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531768
0
0
ARATANA THERAPEUTICS INC
COM
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DFND
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ARDELYX INC
COM
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DFND
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ATRICURE INC
COM
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DFND
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BIODELIVERY SCIENCES INTL IN
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Call
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BIODELIVERY SCIENCES INTL IN
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BIODEL INC
COM NEW
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5747
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DFND
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BIODELIVERY SCIENCES INTL IN
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DFND
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DFND
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BIOTA PHARMACEUTIALS INC
COM
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DFND
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BOVIE MEDICAL CORP
COM
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DFND
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CAPRICOR THERAPEUTICS INC
COM
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596
118002
SH
DFND
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0
CARBYLAN THERAPEUTICS INC
COM
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DFND
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CARDICA INC
COM
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4429
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DFND
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CAS MED SYS INC
COM PAR $0.004
124769209
3351
2618296
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DFND
1
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CATALYST PHARMACEUTICALS INC
COM
14888U101
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SH
DFND
1
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CIDARA THERAPEUTICS INC
COM
171757107
2103
150000
SH
DFND
1
150000
0
0
COLLEGIUM PHARMACEUTICAL INC
COM
19459J104
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SH
DFND
1
297200
0
0
CONTRAFECT CORP
COM
212326102
5957
1418440
SH
DFND
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CORIUM INTL INC
COM
21887L107
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DFND
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CYNAPSUS THERAPEUTICS INC
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DFND
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DEPOMED INC
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DFND
1
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0
DERMA SCIENCES INC
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249827502
16593
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SH
DFND
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DIPEXIUM PHARMACEUTICALS INC
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25456J104
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SH
DFND
1
475000
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0
DISCOVERY LABORATORIES INC N
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5319
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DFND
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DURECT CORP
COM
266605104
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DFND
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DYNAVAX TECHNOLOGIES CORP
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268158201
17944
766010
SH
DFND
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EGALET CORP
COM
28226B104
6273
434750
SH
DFND
1
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0
0
EMERGENT BIOSOLUTIONS INC
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SH
DFND
1
1760519
0
0
EPIRUS BIOPHARMACEUTICALS IN
COM
29428P107
4425
775000
SH
DFND
1
775000
0
0
FATE THERAPEUTICS INC
COM
31189P102
8411
1300000
SH
DFND
1
1300000
0
0
FLAMEL TECHNOLOGIES SA
SPONSORED ADR
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105424
4975184
SH
DFND
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0
0
FLEXION THERAPEUTICS INC
COM
33938J106
7622
348204
SH
DFND
1
348204
0
0
GENOCEA BIOSCIENCES INC
COM
372427104
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SH
DFND
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0
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HERON THERAPEUTICS INC
COM
427746102
74681
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SH
DFND
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HORIZON PHARMA PLC
SHS
G4617B105
167301
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DFND
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HORIZON PHARMA PLC
SHS
G4617B105
20844
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SH
Call
DFND
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HORIZON PHARMA PLC
SHS
G4617B105
17370
500000
SH
Call
DFND
1
500000
0
0
IDERA PHARMACEUTICALS INC
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45168K306
21013
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DFND
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IGI LABS INC
COM
449575109
14413
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DFND
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0
IGNYTA INC
COM
451731103
34051
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DFND
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IRADIMED CORP
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46266A109
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SH
DFND
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RUSSELL 2000 ETF
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Put
DFND
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124860
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Put
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KEMPHARM INC
COM
488445107
15207
827810
SH
DFND
1
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0
0
LA JOLLA PHARMACEUTICAL CO
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503459604
18615
759470
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DFND
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LION BIOTECHNOLOGIES INC
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53619R102
16620
1812419
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DFND
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MEDGENICS INC
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58436Q203
6828
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DFND
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MEDIWOUND LTD
ORD SHS
M68830104
847
119868
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DFND
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MELA SCIENCES INC
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441
383625
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DFND
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0
0
MIRATI THERAPEUTICS INC
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60468T105
11319
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DFND
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NEVRO CORP
COM
64157F103
22551
419559
SH
DFND
1
419559
0
0
NOVADAQ TECHNOLOGIES INC
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66987G102
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DFND
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OHR PHARMACEUTICAL INC
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67778H200
4455
1775000
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DFND
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0
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ONCOTHYREON INC
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682324108
6358
1700000
SH
DFND
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1700000
0
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ORASURE TECHNOLOGIES INC
COM
68554V108
3695
685528
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DFND
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PARATEK PHARMACEUTICALS INC
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699374302
13665
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DFND
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PERNIX THERAPEUTICS HLDGS IN
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71426VAJ7
13837
15500000
SH
DFND
1
15500000
0
0
QLT INC
COM
746927102
18360
4445527
SH
DFND
1
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0
0
RAPTOR PHARMACEUTICAL CORP
COM
75382F106
20841
1319883
SH
DFND
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RECRO PHARMA INC
COM
75629F109
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DFND
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REDHILL BIOPHARMA LTD
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DFND
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0
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RETROPHIN INC
COM
761299106
71701
2162928
SH
DFND
1
2162928
0
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RIGEL PHARMACEUTICALS INC
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18864
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SH
DFND
1
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0
0
RITTER PHARMACEUTICALS INC
COM
767836109
3462
778000
SH
DFND
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RXI PHARMACEUTICALS CORP NEW
COM NEW
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3002
6126482
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DFND
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0
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SCYNEXIS INC
COM
811292101
6812
775000
SH
DFND
1
775000
0
0
SPECTRUM PHARMACEUTICALS INC
COM
84763A108
18126
2650000
SH
DFND
1
2650000
0
0
SYNERON MEDICAL LTD
ORD SHS
M87245102
10675
1005221
SH
DFND
1
1005221
0
0
TEARLAB CORP
COM
878193101
1847
914499
SH
DFND
1
914499
0
0
TENAX THERAPEUTICS INC
COM
88032L100
7264
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SH
DFND
1
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TONIX PHARMACEUTICALS HLDG C
COM NEW
890260201
6824
760748
SH
DFND
1
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TORNIER N V
SHS
N87237108
2499
100000
SH
DFND
1
100000
0
0
TREVENA INC
COM
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8821
1409153
SH
DFND
1
1409153
0
0
TRIVASCULAR TECHNOLOGIES INC
COM
89685A102
32
6032
SH
DFND
1
6032
0
0
UNILIFE CORP NEW
COM
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2473
1150000
SH
DFND
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1150000
0
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VERACYTE INC
COM
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736196
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DFND
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0
VERASTEM INC
COM
92337C104
7917
1050000
SH
DFND
1
1050000
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0
SPDR SERIES TRUST
S&P BIOTECH
78464A870
71888
285000
SH
Put
DFND
1
285000
0
0
XOMA CORP DEL
COM
98419J107
5820
1500000
SH
DFND
1
1500000
0
0
ZOGENIX INC
COM
98978L105
18039
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SH
DFND
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0
0
ZOSANO PHARMA CORP
COM
98979H103
3516
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SH
DFND
1
485000
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