0001812046-22-000007.txt : 20220121 0001812046-22-000007.hdr.sgml : 20220121 20220121151529 ACCESSION NUMBER: 0001812046-22-000007 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20211231 FILED AS OF DATE: 20220121 DATE AS OF CHANGE: 20220121 EFFECTIVENESS DATE: 20220121 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Clear Harbor Asset Management, LLC CENTRAL INDEX KEY: 0001511857 IRS NUMBER: 271506486 STATE OF INCORPORATION: NY FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-14126 FILM NUMBER: 22545746 BUSINESS ADDRESS: STREET 1: 263 TRESSER BLVD STREET 2: 15TH FLOOR CITY: STAMFORD STATE: CT ZIP: 06901 BUSINESS PHONE: 212-867-7310 MAIL ADDRESS: STREET 1: 263 TRESSER BLVD STREET 2: 15TH FLOOR CITY: STAMFORD STATE: CT ZIP: 06901 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001511857 XXXXXXXX 12-31-2021 12-31-2021 false Clear Harbor Asset Management, LLC

263 Tresser Blvd 15th Floor Stamford CT 06901

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COM 74340W103 230 1364 SH SOLE 1364 0 0 PROVENTION BIO INC COM 74374N102 94 16700 SH SOLE 16700 0 0 PURE CYCLE CORP COM NEW 746228303 1273 87171 SH SOLE 87171 0 0 PUTNAM PREMIER INCOME TR SH BEN INT 746853100 145 33980 SH SOLE 33980 0 0 QORVO INC COM 74736K101 7010 44822 SH SOLE 44822 0 0 QUALCOMM INC COM 747525103 2477 13547 SH SOLE 13547 0 0 QUALTRICS INTL INC COM CL A 747601201 1309 36990 SH SOLE 36990 0 0 QUANTUMSCAPE CORP COM CL A 74767V109 585 26375 SH SOLE 26375 0 0 RAYTHEON TECHNOLOGIES CORP COM 75513E101 4144 48154 SH SOLE 48154 0 0 RECRO PHARMA INC COM 75629F109 521 304533 SH SOLE 304533 0 0 REGENERON PHARMACEUTICALS COM 75886F107 1226 1941 SH SOLE 1941 0 0 RENREN INC SPONSORED ADS 759892300 342 23275 SH SOLE 23275 0 0 ROCKLEY PHOTONICS HOLDINGS L ORDINARY SHARES G7614L109 139 32000 SH SOLE 32000 0 0 ROPER TECHNOLOGIES INC COM 776696106 109539 222703 SH SOLE 222703 0 0 ROSECLIFF ACQUISITION CORP I *W EXP 02/11/202 77732R111 31 39700 SH SOLE 39700 0 0 ROSECLIFF ACQUISITION CORP I COM CL A 77732R103 520 53031 SH SOLE 53031 0 0 S&P GLOBAL INC COM 78409V104 7018 14870 SH SOLE 14870 0 0 SALESFORCE COM INC COM 79466L302 1590 6258 SH SOLE 6258 0 0 SAP SE SPON ADR 803054204 260 1857 SH SOLE 1857 0 0 SCHLUMBERGER LTD COM STK 806857108 565 18855 SH SOLE 18855 0 0 SCORPIO TANKERS INC SHS Y7542C130 1959 152896 SH SOLE 152896 0 0 SCVX CORP COM G79448208 150 15000 SH SOLE 15000 0 0 SEA LTD SPONSORD ADS 81141R100 724 3235 SH SOLE 3235 0 0 SELECT SECTOR SPDR TR TECHNOLOGY 81369Y803 286 1645 SH SOLE 1645 0 0 SERVICESOURCE INTL INC COM 81763U100 192 194000 SH SOLE 194000 0 0 SHERWIN WILLIAMS CO COM 824348106 229 651 SH SOLE 651 0 0 SIRIUSPOINT LTD COM G8192H106 104 12840 SH SOLE 12840 0 0 SJW GROUP COM 784305104 2166 29587 SH SOLE 29587 0 0 SLR INVESTMENT CORP COM 83413U100 2641 143313 SH SOLE 143313 0 0 SNAP INC CL A 83304A106 619 13156 SH SOLE 13156 0 0 SOUTHWEST AIRLS CO COM 844741108 671 15660 SH SOLE 15660 0 0 SPDR GOLD TR GOLD SHS 78463V107 1328 7765 SH SOLE 7765 0 0 SPDR S&P 500 ETF TR TR UNIT 78462F103 30015 63195 SH SOLE 63195 0 0 SPDR S&P MIDCAP 400 ETF TR UTSER1 S&PDCRP 78467Y107 1052 2032 SH SOLE 2032 0 0 SPDR SER TR BLOOMBERG 1-3 MO 78468R663 1341 14666 SH SOLE 14666 0 0 SPDR SER TR S&P BIOTECH 78464A870 280 2500 SH Call SOLE 2500 0 0 SPDR SER TR PORTFOLI S&P1500 78464A805 322 5512 SH SOLE 5512 0 0 SPDR SER TR SPDR S&P 500 ETF 78468R796 265 2253 SH SOLE 2253 0 0 SPOTIFY TECHNOLOGY S A SHS L8681T102 936 4000 SH SOLE 4000 0 0 SPRING VY ACQUISITION CORP CL A G8377A108 103 10250 SH SOLE 10250 0 0 STAGWELL INC COM CL A 85256A109 946 109067 SH SOLE 109067 0 0 STAR GROUP L P UNIT LTD PARTNR 85512C105 140 13000 SH SOLE 13000 0 0 STARBUCKS CORP COM 855244109 210 1791 SH SOLE 1791 0 0 STERIS PLC SHS USD G8473T100 316 1300 SH SOLE 1300 0 0 STITCH FIX INC COM CL A 860897107 1493 78900 SH SOLE 78900 0 0 STONECASTLE FINL CORP COM 861780104 303 13814 SH SOLE 13814 0 0 STRYKER CORPORATION COM 863667101 1130 4225 SH SOLE 4225 0 0 SUNOPTA INC COM 8676EP108 140 20100 SH SOLE 20100 0 0 SYSCO CORP COM 871829107 962 12250 SH SOLE 12250 0 0 TAILWIND ACQUISITION CORP *W EXP 09/07/202 87403Q110 33 62750 SH SOLE 62750 0 0 TAILWIND ACQUISITION CORP COM CL A 87403Q102 387 39360 SH SOLE 39360 0 0 TAIWAN SEMICONDUCTOR MFG LTD SPONSORED ADS 874039100 19903 165429 SH SOLE 165429 0 0 TCG BDC INC COM 872280102 2146 156305 SH SOLE 156305 0 0 TELESAT CORP CL A & CL B SHS 879512309 494 17239 SH SOLE 17239 0 0 THE ODP CORP COM 88337F105 482 12266 SH SOLE 12266 0 0 TILRAY INC COM CL 2 88688T100 1067 151766 SH SOLE 151766 0 0 TITAN INTL INC ILL COM 88830M102 2717 247900 SH SOLE 247900 0 0 TOLL BROTHERS INC COM 889478103 1844 25475 SH SOLE 25475 0 0 TOYOTA MOTOR CORP ADS 892331307 371 2000 SH SOLE 2000 0 0 TRACTOR SUPPLY CO COM 892356106 239 1000 SH SOLE 1000 0 0 TRANE TECHNOLOGIES PLC SHS G8994E103 778 3850 SH SOLE 3850 0 0 TRAVELERS COMPANIES INC COM 89417E109 457 2921 SH SOLE 2921 0 0 TREX CO INC COM 89531P105 972 7200 SH SOLE 7200 0 0 TRIMBLE INC COM 896239100 24868 285211 SH SOLE 285211 0 0 TUESDAY MORNING CORP COM 89904V101 70 30800 SH SOLE 30800 0 0 TWITTER INC COM 90184L102 857 19828 SH SOLE 19828 0 0 UBER TECHNOLOGIES INC COM 90353T100 356 8485 SH SOLE 8485 0 0 UNION PAC CORP COM 907818108 5105 20262 SH SOLE 20262 0 0 UNITED INS HLDGS CORP COM 910710102 235 54210 SH SOLE 54210 0 0 UNITEDHEALTH GROUP INC COM 91324P102 3792 7552 SH SOLE 7552 0 0 UPHEALTH INC COM 91532B101 258 115000 SH SOLE 115000 0 0 VANECK ETF TRUST GOLD MINERS ETF 92189F106 801 25000 SH Call SOLE 25000 0 0 VANECK ETF TRUST GOLD MINERS ETF 92189F106 286 8931 SH SOLE 8931 0 0 VANECK MERK GOLD TR GOLD TRUST 921078101 901 50700 SH SOLE 50700 0 0 VANGUARD BD INDEX FDS TOTAL BND MRKT 921937835 9556 112760 SH SOLE 112760 0 0 VANGUARD INDEX FDS MCAP GR IDXVIP 922908538 699 2744 SH SOLE 2744 0 0 VANGUARD INDEX FDS MCAP VL IDXVIP 922908512 2216 14744 SH SOLE 14744 0 0 VANGUARD INDEX FDS MID CAP ETF 922908629 1767 6934 SH SOLE 6934 0 0 VANGUARD INDEX FDS TOTAL STK MKT 922908769 16667 69030 SH SOLE 69030 0 0 VANGUARD INTL EQUITY INDEX F ALLWRLD EX US 922042775 11871 193710 SH SOLE 193710 0 0 VANGUARD INTL EQUITY INDEX F FTSE EMR MKT ETF 922042858 1254 25359 SH SOLE 25359 0 0 VANGUARD INTL EQUITY INDEX F TT WRLD ST ETF 922042742 576 5363 SH SOLE 5363 0 0 VANGUARD SCOTTSDALE FDS LONG TERM TREAS 92206C847 694 7763 SH SOLE 7763 0 0 VANGUARD SCOTTSDALE FDS MTG-BKD SECS ETF 92206C771 1633 30900 SH SOLE 30900 0 0 VANGUARD TAX-MANAGED INTL FD FTSE DEV MKT ETF 921943858 650 12738 SH SOLE 12738 0 0 VANGUARD WHITEHALL FDS HIGH DIV YLD 921946406 5047 45015 SH SOLE 45015 0 0 VANGUARD WORLD FDS CONSUM DIS ETF 92204A108 216 635 SH SOLE 635 0 0 VELOCITY ACQUISITION CORP COM CL A 92259E104 124 12778 SH SOLE 12778 0 0 VERISK ANALYTICS INC COM 92345Y106 556 2432 SH SOLE 2432 0 0 VERIZON COMMUNICATIONS INC COM 92343V104 523 10064 SH SOLE 10064 0 0 VERMILION ENERGY INC COM 923725105 299 23759 SH SOLE 23759 0 0 VIACOMCBS INC CL B 92556H206 453 15000 SH Call SOLE 15000 0 0 VIACOMCBS INC CL B 92556H206 2869 95072 SH SOLE 95072 0 0 VIRNETX HLDG CORP COM 92823T108 611 235120 SH SOLE 235120 0 0 VIRTU FINL INC CL A 928254101 1248 43293 SH SOLE 43293 0 0 VISA INC COM CL A 92826C839 260 1200 SH SOLE 1200 0 0 VMWARE INC CL A COM 928563402 580 5007 SH SOLE 5007 0 0 VODAFONE GROUP PLC NEW SPONSORED ADR 92857W308 2279 152631 SH SOLE 152631 0 0 WALMART INC COM 931142103 201 1390 SH SOLE 1390 0 0 WELLS FARGO CO NEW COM 949746101 4960 103368 SH SOLE 103368 0 0 WESTERN ASSET EMERGING MKTS COM 95766A101 345 26932 SH SOLE 26932 0 0 WESTERN ASSET GLOBAL CORP DE COM 95790C107 351 20050 SH SOLE 20050 0 0 WESTERN ASSET HIGH YIELD DEF COM 95768B107 315 20001 SH SOLE 20001 0 0 WESTERN DIGITAL CORP. COM 958102105 1350 20695 SH SOLE 20695 0 0 WESTROCK CO COM 96145D105 1034 23310 SH SOLE 23310 0 0 WISDOMTREE TR EUROPE HEDGED EQ 97717X701 470 5868 SH SOLE 5868 0 0 WISDOMTREE TR JAPN HEDGE EQT 97717W851 271 4329 SH SOLE 4329 0 0 YORK WTR CO COM 987184108 1471 29550 SH SOLE 29550 0 0 ZEBRA TECHNOLOGIES CORPORATI CL A 989207105 971 1632 SH SOLE 1632 0 0 ZILLOW GROUP INC CL A 98954M101 238 3830 SH SOLE 3830 0 0