0001812046-21-000036.txt : 20210414 0001812046-21-000036.hdr.sgml : 20210414 20210414165726 ACCESSION NUMBER: 0001812046-21-000036 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20210331 FILED AS OF DATE: 20210414 DATE AS OF CHANGE: 20210414 EFFECTIVENESS DATE: 20210414 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Clear Harbor Asset Management, LLC CENTRAL INDEX KEY: 0001511857 IRS NUMBER: 271506486 STATE OF INCORPORATION: NY FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-14126 FILM NUMBER: 21826249 BUSINESS ADDRESS: STREET 1: 263 TRESSER BLVD STREET 2: 15TH FLOOR CITY: STAMFORD STATE: CT ZIP: 06901 BUSINESS PHONE: 212-867-7310 MAIL ADDRESS: STREET 1: 263 TRESSER BLVD STREET 2: 15TH FLOOR CITY: STAMFORD STATE: CT ZIP: 06901 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001511857 XXXXXXXX 03-31-2021 03-31-2021 false Clear Harbor Asset Management, LLC

263 Tresser Blvd 15th Floor Stamford CT 06901

13F HOLDINGS REPORT 028-14126 N Ian Armstrong 212-867-7310 /s/ Ian Armstrong New York NY 04-14-2021 0 336 764867 INFORMATION TABLE 2 infotable.xml 3M CO COM 88579Y101 3099 16084 SH SOLE 16084 0 0 ABBOTT LABS COM 002824100 1843 15382 SH SOLE 15382 0 0 ABBVIE INC COM 00287Y109 1686 15576 SH SOLE 15576 0 0 ADAMAS PHARMACEUTICALS INC COM 00548A106 98 20389 SH SOLE 20389 0 0 AIR PRODS & CHEMS INC COM 009158106 492 1749 SH SOLE 1749 0 0 ALIBABA GROUP HLDG LTD SPONSORED ADS 01609W102 472 2082 SH SOLE 2082 0 0 ALLIANCE DATA SYSTEMS CORP COM 018581108 700 6249 SH SOLE 6249 0 0 ALLSTATE CORP COM 020002101 276 2400 SH SOLE 2400 0 0 ALPHABET INC CAP STK CL A 02079K305 5026 2437 SH SOLE 2437 0 0 ALPHABET INC CAP STK CL C 02079K107 9530 4607 SH SOLE 4607 0 0 ALTICE USA INC CL A 02156K103 927 28494 SH SOLE 28494 0 0 ALTRIA GROUP INC COM 02209S103 1799 35155 SH SOLE 35155 0 0 AMAZON COM INC COM 023135106 2178 704 SH SOLE 704 0 0 AMBAC FINL GROUP INC *W EXP 04/30/202 023139116 69 15296 SH SOLE 15296 0 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SOLE 3850 0 0 TRAVELERS COMPANIES INC COM 89417E109 499 3316 SH SOLE 3316 0 0 TREX CO INC COM 89531P105 819 8944 SH SOLE 8944 0 0 TRIMBLE INC COM 896239100 22779 292823 SH SOLE 292823 0 0 UBER TECHNOLOGIES INC COM 90353T100 415 7605 SH SOLE 7605 0 0 UNION PAC CORP COM 907818108 4374 19843 SH SOLE 19843 0 0 UNITEDHEALTH GROUP INC COM 91324P102 2987 8027 SH SOLE 8027 0 0 UNIVERSAL TECHNICAL INST INC COM 913915104 357 61100 SH SOLE 61100 0 0 VANECK MERK GOLD TR GOLD TRUST 921078101 599 36000 SH SOLE 36000 0 0 VANECK VECTORS ETF TR GOLD MINERS ETF 92189F106 316 9736 SH SOLE 9736 0 0 VANGUARD BD INDEX FDS TOTAL BND MRKT 921937835 8729 103032 SH SOLE 103032 0 0 VANGUARD INDEX FDS MID CAP ETF 922908629 309 1394 SH SOLE 1394 0 0 VANGUARD INDEX FDS MCAP VL IDXVIP 922908512 1459 10820 SH SOLE 10820 0 0 VANGUARD INDEX FDS TOTAL STK MKT 922908769 10143 49075 SH SOLE 49075 0 0 VANGUARD INTL EQUITY INDEX F ALLWRLD EX US 922042775 8160 134476 SH SOLE 134476 0 0 VANGUARD SCOTTSDALE FDS LONG TERM TREAS 92206C847 541 6528 SH SOLE 6528 0 0 VANGUARD SCOTTSDALE FDS MORTG-BACK SEC 92206C771 1395 26140 SH SOLE 26140 0 0 VERISK ANALYTICS INC COM 92345Y106 424 2399 SH SOLE 2399 0 0 VERIZON COMMUNICATIONS INC COM 92343V104 706 12133 SH SOLE 12133 0 0 VERMILION ENERGY INC COM 923725105 149 20537 SH SOLE 20537 0 0 VIACOMCBS INC CL B 92556H206 382 8477 SH SOLE 8477 0 0 VIRNETX HLDG CORP COM 92823T108 284 51045 SH SOLE 51045 0 0 VIRTU FINL INC CL A 928254101 925 29800 SH SOLE 29800 0 0 VISA INC COM CL A 92826C839 939 4436 SH SOLE 4436 0 0 VODAFONE GROUP PLC NEW SPONSORED ADR 92857W308 1588 86186 SH SOLE 86186 0 0 WALGREENS BOOTS ALLIANCE INC COM 931427108 1810 32971 SH SOLE 32971 0 0 WELLS FARGO CO NEW COM 949746101 8397 214915 SH SOLE 214915 0 0 WESTERN ASSET EMERGING MKTS COM 95766A101 386 29231 SH SOLE 29231 0 0 WESTERN ASSET GLOBAL CP DEFI COM 95790C107 745 42283 SH SOLE 42283 0 0 WESTERN ASSET HIGH YIELD DEF COM 95768B107 375 24281 SH SOLE 24281 0 0 WESTERN DIGITAL CORP. COM 958102105 1508 22585 SH SOLE 22585 0 0 WESTROCK CO COM 96145D105 1896 36420 SH SOLE 36420 0 0 WISDOMTREE TR JAPN HEDGE EQT 97717W851 266 4329 SH SOLE 4329 0 0 WISDOMTREE TR EUROPE HEDGED EQ 97717X701 281 3868 SH SOLE 3868 0 0 WISDOMTREE TR EM EX ST-OWNED 97717X578 332 8160 SH SOLE 8160 0 0 YORK WTR CO COM 987184108 1500 30625 SH SOLE 30625 0 0 ZEBRA TECHNOLOGIES CORPORATI CL A 989207105 821 1693 SH SOLE 1693 0 0