0001221073-14-000009.txt : 20140207 0001221073-14-000009.hdr.sgml : 20140207 20140207160845 ACCESSION NUMBER: 0001221073-14-000009 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20131231 FILED AS OF DATE: 20140207 DATE AS OF CHANGE: 20140207 EFFECTIVENESS DATE: 20140207 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Clear Harbor Asset Management, LLC CENTRAL INDEX KEY: 0001511857 IRS NUMBER: 271506486 STATE OF INCORPORATION: NY FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-14126 FILM NUMBER: 14584425 BUSINESS ADDRESS: STREET 1: 420 LEXINGTON AVENUE STREET 2: SUITE 2006 CITY: NEW YORK STATE: NY ZIP: 10170 BUSINESS PHONE: 212-867-7310 MAIL ADDRESS: STREET 1: 420 LEXINGTON AVENUE STREET 2: SUITE 2006 CITY: NEW YORK STATE: NY ZIP: 10170 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0001511857 XXXXXXXX 12-31-2013 12-31-2013 Clear Harbor Asset Management, LLC

420 LEXINGTON AVENUE SUITE 2006 NEW YORK NY 10170

13F HOLDINGS REPORT 028-14126 N Ian Armstrong 212-867-7310 /s/ Ian Armstrong New York NY 01-30-2014 0 188 397917 false INFORMATION TABLE 2 form13fInfoTable.xml DESCRIPTION FOR INFORMATION TABLE 3M COCOM88579Y1012421723SHSOLE 172300ABB LTDSPONSORED ADR00037520491934600SHSOLE 3460000ABBOTT LABSCOM00282410046312085SHSOLE 1208500ABBVIE INCCOM00287Y10964012110SHSOLE 1211000AETNA INC NEWCOM00817Y108175025521SHSOLE 2552100AMERICAN CAP MTG INVT CORPCOM02504A10419211000SHSOLE 1100000AMERICAN CAPITAL AGENCY CORPCOM02503X105139072050SHSOLE 7205000AMERICAN DG ENERGY INCCOM0253981084224423SHSOLE 2442300AMERICAN WTR WKS CO INC NEWCOM03042010311208265208SHSOLE 26520800AMGEN INCCOM0311621002271992SHSOLE 199200APACHE CORPCOM037411105579367402SHSOLE 6740200APPLE INCCOM03783310055889961SHSOLE 996100AQUA AMERICA INCCOM03836W10391538799SHSOLE 3879900ARES COML REAL ESTATE CORPCOM04013V10887466700SHSOLE 6670000AT&T INCCOM00206R102146641695SHSOLE 4169500ATHENAHEALTH INCCOM04685W1034773550SHSOLE 355000AUTODESK INCCOM0527691062875705SHSOLE 570500AXIS CAPITAL HOLDINGS LTDSHSG0692U109170035733SHSOLE 3573300BARRICK GOLD CORPCOM06790110818410439SHSOLE 1043900BERKSHIRE HATHAWAY INC DELCL B NEW084670702597850419SHSOLE 5041900BHP BILLITON LTDSPONSORED ADR08860610868910100SHSOLE 1010000BLACKROCK INCOME TR INCCOM09247F10021933834SHSOLE 3383400BOFI HLDG INCCOM05566U1084585840SHSOLE 584000BRISTOL MYERS SQUIBB COCOM1101221084508473SHSOLE 847300CALIFORNIA WTR SVC GROUPCOM1307881022438105674SHSOLE 10567400CATERPILLAR INC DELCOM149123101757583420SHSOLE 8342000CENOVUS ENERGY INCCOM15135U109107037354SHSOLE 3735400CENTRAL FD CDA LTDCL A15350110118013600SHSOLE 1360000CF INDS HLDGS INCCOM12526910010074322SHSOLE 432200CHERRY HILL MTG INVT CORPCOM16465110132818425SHSOLE 1842500CHESAPEAKE UTILS CORPCOM165303108357259513SHSOLE 5951300CHEVRON CORP NEWCOM166764100128210267SHSOLE 1026700CHINA CERAMICS CO LTDSHSG2113X10039371613557SHSOLE 161355700CHINA GERUI ADV MAT GR LTDSHSG211011033426985SHSOLE 2698500CHINA TECHFAITH 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NEWCOM3742971092520137191SHSOLE 13719100GOL LINHAS AEREAS INTLG S ASP ADR REP PFD38045R10739385900SHSOLE 8590000GOOGLE INCCL A38259P508457408SHSOLE 40800HARTFORD FINL SVCS GROUP INCCOM4165151047140197076SHSOLE 19707600HATTERAS FINL CORPCOM41902R10393056930SHSOLE 5693000HAWAIIAN HOLDINGS INCCOM41987910142644210SHSOLE 4421000HERCULES OFFSHORE INCCOM42709310926140000SHSOLE 4000000HEXCEL CORP NEWCOM428291108418393603SHSOLE 9360300HOLLYFRONTIER CORPCOM436106108109622047SHSOLE 2204700HOME DEPOT INCCOM4370761022322812SHSOLE 281200I D SYSTEMS INCCOM4494891039015600SHSOLE 1560000INTEL CORPCOM45814010048018493SHSOLE 1849300INTERNATIONAL BUSINESS MACHSCOM45920010118269736SHSOLE 973600INTEVAC INCCOM461148108957128830SHSOLE 12883000ISHARESIBOXX INV CP ETF4642872422782431SHSOLE 243100ISHARES20+ YR TR BD ETF4642874323823755SHSOLE 375500ISHARES7-10 Y TR BD ETF4642874405455495SHSOLE 549500ISHARES1-3 YR CR BD ETF4642886464234008SHSOLE 400800ISHARES GOLD TRUSTISHARES46428510541635595SHSOLE 3559500ITRON 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NEWCOM77669610652570379074SHSOLE 37907400SANDSTORM GOLD LTDCOM NEW80013R20620146586SHSOLE 4658600SCHLUMBERGER LTDCOM806857108111412361SHSOLE 1236100SELECT INCOME REITCOM SH BEN INT81618T100116943708SHSOLE 4370800SKYWORKS SOLUTIONS INCCOM83088M10262922030SHSOLE 2203000SMUCKER J M COCOM NEW8326964057246987SHSOLE 698700SOLAR CAP LTDCOM83413U100100544575SHSOLE 4457500SOLAR SR CAP LTDCOM83416M1052219121786SHSOLE 12178600SOUTH JERSEY INDS INCCOM838518108374366883SHSOLE 6688300SOUTHWESTERN ENERGY COCOM8454671092125400SHSOLE 540000SPDR GOLD TRUSTGOLD SHS78463V10711069523SHSOLE 952300SPDR SERIES TRUSTINTR TRM CORP BD78464A3752136325SHSOLE 632500SPECTRANETICS CORPCOM84760C10772829110SHSOLE 2911000SPECTRUM PHARMACEUTICALS INCCOM84763A1088910066SHSOLE 1006600STERICYCLE INCCOM8589121082322000SHSOLE 200000STILLWATER MNG COCOM86074Q10238631250SHSOLE 3125000STRYKER CORPCOM8636671012042714SHSOLE 271400TAIWAN SEMICONDUCTOR MFG LTDSPONSORED ADR87403910070540414SHSOLE 4041400TAKE-TWO INTERACTIVE SOFTWARCOM8740541091951112329SHSOLE 11232900TEEKAY TANKERS LTDCL AY8565N1027920000SHSOLE 2000000TEREX CORP NEWCOM8807791034029585SHSOLE 958500TICC CAPITAL CORPCOM87244T10963361257SHSOLE 6125700TITAN INTL INC ILLCOM88830M1022017112195SHSOLE 11219500TRADE STR RESIDENTIAL INCCOM NEW89255N203801126535SHSOLE 12653500TRIMBLE NAVIGATION LTDCOM89623910012329355308SHSOLE 35530800TWO HBRS INVT CORPCOM90187B1012647285221SHSOLE 28522100UNI PIXEL INCCOM NEW9045722032518251530SHSOLE 25153000UNION PAC CORPCOM907818108201912018SHSOLE 1201800UNITED TECHNOLOGIES CORPCOM9130171095484813SHSOLE 481300UNITEDHEALTH GROUP INCCOM91324P10275310000SHSOLE 1000000URS CORP NEWCOM903236107138426125SHSOLE 2612500V F CORPCOM91820410864210304SHSOLE 1030400VALUECLICK INCCOM92046N1022544108845SHSOLE 10884500VANGUARD INTL EQUITY INDEX FFTSE EUROPE ETF9220428744998491SHSOLE 849100VECTREN CORPCOM92240G101148941945SHSOLE 4194500VODAFONE GROUP PLC NEWSPONS ADR NEW92857W209144636786SHSOLE 3678600W & T OFFSHORE INCCOM92922P1061629101790SHSOLE 10179000WALGREEN COCOM93142210965011308SHSOLE 1130800WESTERN DIGITAL CORPCOM9581021057849350SHSOLE 935000WILLIAMS CLAYTON ENERGY INCCOM9694901017479115SHSOLE 911500WISDOMTREE TRJAPN HEDGE EQT97717W85185716850SHSOLE 1685000WISDOMTREE TRASIA LC DBT FD97717X8423226735SHSOLE 673500XEROX CORPCOM9841211032069169985SHSOLE 16998500YORK WTR COCOM98718410878537499SHSOLE 3749900