0001172661-22-001644.txt : 20220720 0001172661-22-001644.hdr.sgml : 20220720 20220720133136 ACCESSION NUMBER: 0001172661-22-001644 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20220630 FILED AS OF DATE: 20220720 DATE AS OF CHANGE: 20220720 EFFECTIVENESS DATE: 20220720 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Clear Harbor Asset Management, LLC CENTRAL INDEX KEY: 0001511857 IRS NUMBER: 271506486 STATE OF INCORPORATION: NY FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-14126 FILM NUMBER: 221093759 BUSINESS ADDRESS: STREET 1: 263 TRESSER BLVD STREET 2: 15TH FLOOR CITY: STAMFORD STATE: CT ZIP: 06901 BUSINESS PHONE: 212-867-7310 MAIL ADDRESS: STREET 1: 263 TRESSER BLVD STREET 2: 15TH FLOOR CITY: STAMFORD STATE: CT ZIP: 06901 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0001511857 XXXXXXXX 06-30-2022 06-30-2022 false Clear Harbor Asset Management, LLC

263 Tresser Blvd 15th Floor Stamford CT 06901

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COM 75513E101 4462 46421 SH SOLE 46421 0 0 REDBALL ACQUISITION CORP COM CL A G7417R105 170 17056 SH SOLE 17056 0 0 REGENERON PHARMACEUTICALS COM 75886F107 1298 2196 SH SOLE 2196 0 0 RENREN INC SPONSORED ADS 759892300 337 11650 SH SOLE 11650 0 0 ROCKET COS INC COM CL A 77311W101 751 102050 SH SOLE 102050 0 0 ROPER TECHNOLOGIES INC COM 776696106 86248 218543 SH SOLE 218543 0 0 ROSECLIFF ACQUISITION CORP I COM CL A 77732R103 471 48031 SH SOLE 48031 0 0 ROSECLIFF ACQUISITION CORP I *W EXP 02/11/202 77732R111 5 56144 SH SOLE 56144 0 0 S&P GLOBAL INC COM 78409V104 4010 11898 SH SOLE 11898 0 0 SALESFORCE INC COM 79466L302 983 5954 SH SOLE 5954 0 0 SANDSTORM GOLD LTD COM NEW 80013R206 563 94595 SH SOLE 94595 0 0 SCHLUMBERGER LTD COM STK 806857108 453 12680 SH SOLE 12680 0 0 SCORPIO TANKERS INC SHS Y7542C130 561 16245 SH SOLE 16245 0 0 SELECT SECTOR SPDR TR TECHNOLOGY 81369Y803 209 1645 SH SOLE 1645 0 0 SERVICESOURCE INTL INC COM 81763U100 285 194000 SH SOLE 194000 0 0 SHAW COMMUNICATIONS INC 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109067 0 0 STAR GROUP L P UNIT LTD PARTNR 85512C105 119 13000 SH SOLE 13000 0 0 STARBUCKS CORP COM 855244109 2005 26253 SH SOLE 26253 0 0 STATE STR CORP COM 857477103 308 5000 SH SOLE 5000 0 0 STEM INC COM 85859N102 214 29839 SH SOLE 29839 0 0 STERIS PLC SHS USD G8473T100 268 1300 SH SOLE 1300 0 0 STONEBRIDGE ACQUISITION CORP *W EXP 03/31/202 G85094129 1 10000 SH SOLE 10000 0 0 STONEBRIDGE ACQUISITION CORP CLASS A ORD SHS G85094103 499 50000 SH SOLE 50000 0 0 STRYKER CORPORATION COM 863667101 801 4025 SH SOLE 4025 0 0 SUNOPTA INC COM 8676EP108 156 20100 SH SOLE 20100 0 0 SYSCO CORP COM 871829107 1173 13850 SH SOLE 13850 0 0 TAILWIND ACQUISITION CORP *W EXP 09/07/202 87403Q110 6 62750 SH SOLE 62750 0 0 TAILWIND ACQUISITION CORP COM CL A 87403Q102 392 39360 SH SOLE 39360 0 0 TAIWAN SEMICONDUCTOR MFG LTD SPONSORED ADS 874039100 11026 134876 SH SOLE 134876 0 0 TEVA PHARMACEUTICAL INDS LTD SPONSORED ADS 881624209 2246 298680 SH SOLE 298680 0 0 TIDAL ETF TR FOLIOBEYOND RISI 886364637 1105 34075 SH SOLE 34075 0 0 TITAN INTL INC ILL COM 88830M102 3200 211935 SH SOLE 211935 0 0 TOLL BROTHERS INC COM 889478103 1187 26625 SH SOLE 26625 0 0 TOYOTA MOTOR CORP ADS 892331307 308 2000 SH SOLE 2000 0 0 TRACTOR SUPPLY CO COM 892356106 208 1071 SH SOLE 1071 0 0 TRANE TECHNOLOGIES PLC SHS G8994E103 500 3850 SH SOLE 3850 0 0 TRAVELERS COMPANIES INC COM 89417E109 500 2956 SH SOLE 2956 0 0 TREX CO INC COM 89531P105 359 6600 SH SOLE 6600 0 0 TRIMBLE INC COM 896239100 16589 284881 SH SOLE 284881 0 0 TUESDAY MORNING CORP COM 89904V101 11 30800 SH SOLE 30800 0 0 TWITTER INC COM 90184L102 150 4000 SH Put SOLE 4000 0 0 TWITTER INC COM 90184L102 150 4000 SH SOLE 4000 0 0 UBER TECHNOLOGIES INC COM 90353T100 228 11120 SH SOLE 11120 0 0 UNION PAC CORP COM 907818108 4270 20020 SH SOLE 20020 0 0 UNITED INS HLDGS CORP COM 910710102 108 69115 SH SOLE 69115 0 0 UNITED STS OIL FD LP UNITS 91232N207 1125 14000 SH Put SOLE 14000 0 0 UNITEDHEALTH GROUP INC COM 91324P102 3914 7620 SH SOLE 7620 0 0 VANECK MERK GOLD TR GOLD TRUST 921078101 902 51435 SH SOLE 51435 0 0 VANGUARD BD INDEX FDS TOTAL BND MRKT 921937835 8516 113154 SH SOLE 113154 0 0 VANGUARD INDEX FDS MCAP GR IDXVIP 922908538 389 2216 SH SOLE 2216 0 0 VANGUARD INDEX FDS TOTAL STK MKT 922908769 14000 74223 SH SOLE 74223 0 0 VANGUARD INDEX FDS MCAP VL IDXVIP 922908512 1982 15299 SH SOLE 15299 0 0 VANGUARD INDEX FDS MID CAP ETF 922908629 1262 6409 SH SOLE 6409 0 0 VANGUARD INTL EQUITY INDEX F ALLWRLD EX US 922042775 9839 196931 SH SOLE 196931 0 0 VANGUARD INTL EQUITY INDEX F FTSE EMR MKT ETF 922042858 979 23509 SH SOLE 23509 0 0 VANGUARD INTL EQUITY INDEX F TT WRLD ST ETF 922042742 449 5263 SH SOLE 5263 0 0 VANGUARD SCOTTSDALE FDS MTG-BKD SECS ETF 92206C771 1668 34890 SH SOLE 34890 0 0 VANGUARD SCOTTSDALE FDS LONG TERM TREAS 92206C847 571 8138 SH SOLE 8138 0 0 VANGUARD TAX-MANAGED INTL FD VAN FTSE DEV MKT 921943858 406 9943 SH SOLE 9943 0 0 VANGUARD WHITEHALL FDS HIGH DIV YLD 921946406 4735 46563 SH SOLE 46563 0 0 VELOCITY ACQUISITION CORP COM CL A 92259E104 126 12878 SH SOLE 12878 0 0 VERIZON COMMUNICATIONS INC COM 92343V104 483 9524 SH SOLE 9524 0 0 VERMILION ENERGY INC COM 923725105 525 27642 SH SOLE 27642 0 0 VIRACTA THERAPEUTICS INC COM 92765F108 97 25000 SH SOLE 25000 0 0 VIRNETX HLDG CORP COM 92823T108 1629 1392153 SH SOLE 1392153 0 0 VIRTU FINL INC CL A 928254101 756 32301 SH SOLE 32301 0 0 VISA INC COM CL A 92826C839 258 1309 SH SOLE 1309 0 0 VMWARE INC CL A COM 928563402 568 4985 SH SOLE 4985 0 0 WALGREENS BOOTS ALLIANCE INC COM 931427108 955 25211 SH SOLE 25211 0 0 WARNER BROS DISCOVERY INC COM SER A 934423104 1303 97107 SH SOLE 97107 0 0 WELLS FARGO CO NEW COM 949746101 2590 66125 SH SOLE 66125 0 0 WESTERN ASSET HIGH YIELD DEF COM 95768B107 229 18831 SH SOLE 18831 0 0 WESTERN DIGITAL CORP. COM 958102105 857 19108 SH SOLE 19108 0 0 WESTROCK CO COM 96145D105 645 16200 SH SOLE 16200 0 0 WHOLE EARTH BRANDS INC COM CL A 96684W100 124 20000 SH SOLE 20000 0 0 WISDOMTREE TR JAPN HEDGE EQT 97717W851 270 4329 SH SOLE 4329 0 0 WISDOMTREE TR EUROPE HEDGED EQ 97717X701 254 3868 SH SOLE 3868 0 0 YORK WTR CO COM 987184108 1183 29250 SH SOLE 29250 0 0 ZEBRA TECHNOLOGIES CORPORATI CL A 989207105 551 1875 SH SOLE 1875 0 0 ZILLOW GROUP INC CL A 98954M101 659 20727 SH SOLE 20727 0 0 ZILLOW GROUP INC CL C CAP STK 98954M200 1000 31485 SH SOLE 31485 0 0