0001085146-13-001770.txt : 20131030 0001085146-13-001770.hdr.sgml : 20131030 20131029213925 ACCESSION NUMBER: 0001085146-13-001770 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20130930 FILED AS OF DATE: 20131030 DATE AS OF CHANGE: 20131029 EFFECTIVENESS DATE: 20131030 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Clear Harbor Asset Management, LLC CENTRAL INDEX KEY: 0001511857 IRS NUMBER: 271506486 STATE OF INCORPORATION: NY FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-14126 FILM NUMBER: 131177639 BUSINESS ADDRESS: STREET 1: 420 LEXINGTON AVENUE STREET 2: SUITE 2006 CITY: NEW YORK STATE: NY ZIP: 10170 BUSINESS PHONE: 212-867-7310 MAIL ADDRESS: STREET 1: 420 LEXINGTON AVENUE STREET 2: SUITE 2006 CITY: NEW YORK STATE: NY ZIP: 10170 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0001511857 XXXXXXXX 09-30-2013 09-30-2013 Clear Harbor Asset Management, LLC
420 LEXINGTON AVENUE SUITE 2006 NEW YORK NY 10170
13F HOLDINGS REPORT 028-14126 N
Ian Armstrong Chief Compliance Officer 212-867-7310 /s/ Ian Armstrong New York NY 10-28-2013 0 216 368344 false
INFORMATION TABLE 2 form13fInfoTable.xml DESCRIPTION FOR INFORMATION TABLE ABB LTDSPONSORED ADR00037520452822370SHSOLE 2237000ABBOTT LABSCOM00282410040112085SHSOLE 1208500ABBVIE INCCOM00287Y10954212110SHSOLE 1211000ADVANCED PHOTONIX INCCL A00754E107917000SHSOLE 1700000AETNA INC NEWCOM00817Y108157324571SHSOLE 2457100AGL RES INCCOM00120410657312453SHSOLE 1245300ALTEVACOM02153V10212616250SHSOLE 1625000AMERICAN DG ENERGY INCCOM0253981083522023SHSOLE 2202300AMERICAN WTR WKS CO INC NEWCOM03042010310990266229SHSOLE 26622900AMGEN INCCOM0311621002231992SHSOLE 199200ANADARKO PETE CORPCOM0325111072132290SHSOLE 229000APACHE CORPCOM037411105556065308SHSOLE 6530800APACHE CORPCOM037411105255000SHCallSOLE 000APPLE INCCOM037833100556011663SHSOLE 1166300AQUA AMERICA INCCOM03836W10394438174SHSOLE 3817400ARENA PHARMACEUTICALS INCCOM0400471027915000SHSOLE 1500000AT&T INCCOM00206R10244213055SHSOLE 1305500ATHENAHEALTH INCCOM04685W1033853550SHSOLE 355000ATLAS ENERGY LPCOM UNITS LP04930A1042324250SHSOLE 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6331000EXXON MOBIL CORPCOM30231G1029501110421SHSOLE 11042100FIFTH STREET FINANCE CORPCOM31678A10348346934SHSOLE 4693400FLEXTRONICS INTL LTDORDY2573F102106731174120SHSOLE 117412000FORD MTR CO DELCOM PAR $0.013453708602500SHCallSOLE 000FORD MTR CO DELCOM PAR $0.0134537086047428124SHSOLE 2812400FOREST OIL CORPCOM PAR $0.01346091705031SHSOLE 3100FOREST OIL CORPCOM PAR $0.013460917054140000SHCallSOLE 000FX ENERGY INCCOM30269510141111198604SHSOLE 119860400GALLAGHER ARTHUR J & COCOM363576109378286644SHSOLE 8664400GENERAL ELECTRIC COCOM3696041033219134763SHSOLE 13476300GENERAL MTRS CO*W EXP 07/10/20137045V12683945100SHSOLE 4510000GENERAL MTRS COCOM37045V1005150SHSOLE 15000GENERAL MTRS COCOM37045V100413500SHPutSOLE 1350000GETTY RLTY CORP NEWCOM3742971092671137491SHSOLE 13749100GOOGLE INCCL A38259P508371423SHSOLE 42300HARTFORD FINL SVCS GROUP INCCOM4165151046172198326SHSOLE 19832600HATTERAS FINL CORPCOM41902R103170491065SHSOLE 9106500HAWAIIAN HOLDINGS INCCOM41987910131842710SHSOLE 4271000HEXCEL 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CORPCOM594918104294388443SHSOLE 8844300MICROSOFT CORPCOM5949181045625000SHCallSOLE 000MOSAIC CO NEWCOM61945C10391921364SHSOLE 2136400NEW JERSEY RESCOM646025106400490907SHSOLE 9090700NEWFIELD EXPL COCOM651290108732667SHSOLE 266700NEWFIELD EXPL COCOM6512901086620000SHCallSOLE 000NEWMONT MINING CORPCOM65163910664422915SHSOLE 2291500NORTHERN OIL & GAS INC NEVCOM66553110910741744379SHSOLE 74437900NORTHWEST NAT GAS COCOM6676551045548132157SHSOLE 13215700NOVARTIS A GSPONSORED ADR66987V1093474530SHSOLE 453000NTS INC NEVCOM62943B105224142744SHSOLE 14274400NUVEEN CONN PREM INCOME MUNCOM67060D10712510449SHSOLE 1044900NUVEEN NY MUN VALUE FDCOM67062M10514015650SHSOLE 1565000OCCIDENTAL PETE CORP DELCOM674599105298431897SHSOLE 3189700ODYSSEY MARINE EXPLORATION ICOM6761181021709569785SHSOLE 56978500ODYSSEY MARINE EXPLORATION ICOM67611810203500SHCallSOLE 000ORACLE CORPCOM68389X10539211826SHSOLE 1182600ORBOTECH LTDORDM7525310029424500SHSOLE 2450000OXFORD LANE CAP CORPCOM69154310289858569SHSOLE 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