0001172661-22-002326.txt : 20221109
0001172661-22-002326.hdr.sgml : 20221109
20221109090934
ACCESSION NUMBER: 0001172661-22-002326
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20220930
FILED AS OF DATE: 20221109
DATE AS OF CHANGE: 20221109
EFFECTIVENESS DATE: 20221109
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: Shaker Financial Services, LLC
CENTRAL INDEX KEY: 0001511794
IRS NUMBER: 841723449
STATE OF INCORPORATION: MD
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-14234
FILM NUMBER: 221370896
BUSINESS ADDRESS:
STREET 1: 3101 WILSON BLVD
STREET 2: SUITE 200
CITY: ARLINGTON
STATE: VA
ZIP: 22201
BUSINESS PHONE: (703) 258-0090
MAIL ADDRESS:
STREET 1: 3101 WILSON BLVD
STREET 2: SUITE 200
CITY: ARLINGTON
STATE: VA
ZIP: 22201
13F-HR
1
primary_doc.xml
13F-HR
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0001511794
XXXXXXXX
09-30-2022
09-30-2022
false
Shaker Financial Services, LLC
3101 Wilson Blvd
Suite 200
Arlington
VA
22201
13F HOLDINGS REPORT
028-14234
N
Kathryn S. Baummer
Managing Partner, Performance Analytics & Reporting
410-224-0572
/s/ Kathryn S. Baummer
Arlington
VA
11-09-2022
0
154
202491
INFORMATION TABLE
2
infotable.xml
ABRDN ASIA PACIFIC INCOME FU
COM
003009107
1970
781794
SH
SOLE
767652
0
14142
ABRDN AUSTRALIA EQUITY FD IN
COM
003011103
114
28173
SH
SOLE
28173
0
0
ABRDN EMRG MKTS EQTY INCM FD
COM
00301W105
99
21688
SH
SOLE
21688
0
0
ABRDN GLOBAL DYNAMIC DIVIDEN
COM
00302M106
3116
368783
SH
SOLE
368783
0
0
ABRDN GLOBAL PREMIER PPTYS F
COM SH BEN INT
00302L108
277
72601
SH
SOLE
72601
0
0
ABRDN JAPAN EQUITY FUND INC
COM
00306J109
178
35451
SH
SOLE
35451
0
0
ABRDN TOTAL DYNAMIC DIVIDEND
COM SH BEN INT
00326L100
2511
351686
SH
SOLE
349936
0
1750
ADAMS DIVERSIFIED EQUITY FD
COM
006212104
6719
461177
SH
SOLE
458111
0
3066
ALLIANCEBERNSTEIN GLOBAL HIG
COM
01879R106
372
41901
SH
SOLE
41716
0
185
ALLSPRING INCOME OPPORTUNIT
INC OPPTY FD
94987B105
1534
247386
SH
SOLE
247386
0
0
ALLSPRING MULTI SECTOR INCOM
COM
94987D101
200
23213
SH
SOLE
23213
0
0
ALLSPRING UTILITIES AND HIGH
WF UTILITIES INC
94987E109
183
16757
SH
SOLE
15852
0
905
ANGEL OAK FINL STRATEGIES IN
COM BEN INT
03464A100
625
46654
SH
SOLE
46654
0
0
APOLLO SR FLOATING RATE FD I
COM
037636107
1657
132456
SH
SOLE
132396
0
60
APOLLO TACTICAL INCOME FD IN
COM
037638103
3369
285995
SH
SOLE
282591
0
3404
ARES DYNAMIC CR ALLOCATION F
COM
04014F102
2855
243011
SH
SOLE
242809
0
202
BANCROFT FD LTD
COM
059695106
1145
68490
SH
SOLE
67731
0
759
BARINGS GLOBAL SHORT DURATIO
COM
06760L100
2037
166677
SH
SOLE
166677
0
0
BLACKROCK CORPOR HI YLD FD I
COM
09255P107
160
18679
SH
SOLE
18679
0
0
BLACKROCK CR ALLOCATION INCO
COM
092508100
218
22879
SH
SOLE
22879
0
0
BLACKROCK DEBT STRATEGIES FD
COM NEW
09255R202
3702
414990
SH
SOLE
409446
0
5544
BLACKROCK ENHANCD CAP & INM
COM
09256A109
3827
232635
SH
SOLE
230843
0
1792
BLACKROCK ENHANCED EQUITY DI
COM
09251A104
1038
127956
SH
SOLE
127956
0
0
BLACKROCK ENHANCED GLOBAL DI
COM
092501105
1066
120963
SH
SOLE
119850
0
1113
BLACKROCK ENHANCED INTL DIV
COM BENE INTER
092524107
1398
312799
SH
SOLE
312799
0
0
BLACKROCK ESG CAP ALLC TR
SHS BEN INT
09262F100
781
60945
SH
SOLE
60945
0
0
BLACKROCK FLOATING RATE INC
COM
091941104
1313
120935
SH
SOLE
120935
0
0
BLACKROCK FLOATING RATE INCO
COM
09255X100
689
62598
SH
SOLE
62598
0
0
BLACKSTONE LONG SHORT CR INC
COM SHS BN INT
09257D102
1929
176976
SH
SOLE
176368
0
608
BLACKSTONE SENIOR FLOATNG RA
COM
09256U105
988
78680
SH
SOLE
77119
0
1561
BLACKSTONE STRATEGIC CREDIT
COM SHS BEN IN
09257R101
993
93422
SH
SOLE
93017
0
405
BNY MELLON ALCENTRA GLOBAL C
COM
05588N108
580
84992
SH
SOLE
84992
0
0
BNY MELLON HIGH YIELD STRATE
SH BEN INT
09660L105
1635
774847
SH
SOLE
773989
0
858
CALAMOS GBL DYN INCOME FUND
COM
12811L107
674
111088
SH
SOLE
107297
0
3791
CALAMOS LNG SHR EQT DYNAMIC
COM
12812C106
2507
167662
SH
SOLE
165622
0
2040
CALAMOS STRATEGIC TOTAL RETU
COM SH BEN INT
128125101
1593
127413
SH
SOLE
127413
0
0
CENTRAL SECS CORP
COM
155123102
5359
158832
SH
SOLE
158091
0
741
CHINA FD INC
COM
169373107
438
37586
SH
SOLE
37586
0
0
CLOUGH GLOBAL DIVID & INCOME
COM
18913Y103
404
60735
SH
SOLE
60735
0
0
CLOUGH GLOBAL EQUITY FD
COM
18914C100
522
76006
SH
SOLE
76006
0
0
CLOUGH GLOBAL OPPORTUNITIES
SH BEN INT
18914E106
203
36560
SH
SOLE
36560
0
0
COHEN & STEERS CLOSED-END OP
COM
19248P106
423
43564
SH
SOLE
43564
0
0
COHEN & STEERS LTD DURATION
COM
19248C105
810
44738
SH
SOLE
44738
0
0
COHEN & STEERS QUALITY INCOM
COM
19247L106
965
85820
SH
SOLE
84098
0
1722
COHEN & STEERS SELECT PFD &
COM
19248Y107
285
15861
SH
SOLE
15512
0
349
COHEN & STEERS TAX ADVAN PFD
COM
19249X108
269
14845
SH
SOLE
14845
0
0
CREDIT SUISSE HIGH YIELD BD
SH BEN INT
22544F103
273
155239
SH
SOLE
155239
0
0
DELAWARE ENHANCED GLOBAL DIV
COM
246060107
1238
180994
SH
SOLE
180526
0
468
DELAWARE INVTS DIVID & INCOM
COM
245915103
994
136711
SH
SOLE
136711
0
0
DOUBLELINE INCOME SOLUTIONS
COM
258622109
2136
197808
SH
SOLE
197808
0
0
DOUBLELINE YIELD OPPORTUNITI
COM
25862D105
511
37859
SH
SOLE
37859
0
0
EATON VANCE ENHANCED EQUITY
COM
278274105
2527
179198
SH
SOLE
178628
0
570
EATON VANCE FLTING RATE INC
COM
278279104
1807
159035
SH
SOLE
155876
0
3159
EATON VANCE LTD DURATION INC
COM
27828H105
518
56271
SH
SOLE
53456
0
2815
EATON VANCE SR FLTNG RTE TR
COM
27828Q105
2329
209629
SH
SOLE
206780
0
2849
EATON VANCE SR INCOME TR
SH BEN INT
27826S103
1203
228278
SH
SOLE
222601
0
5677
EATON VANCE TAX ADVT DIV INC
COM
27828G107
742
34097
SH
SOLE
33928
0
169
EATON VANCE TAX-ADVANTAGED G
COM
27828U106
282
13910
SH
SOLE
13910
0
0
EATON VANCE TAX-MANAGED GLOB
COM
27829C105
133
17600
SH
SOLE
17600
0
0
EATON VANCE TAX-MANAGED GLOB
COM
27829F108
351
48459
SH
SOLE
48459
0
0
EATON VANCE TX ADV GLBL DIV
COM
27828S101
301
19931
SH
SOLE
19931
0
0
ELLSWORTH GROWTH & INCOME FD
COM
289074106
194
24200
SH
SOLE
24200
0
0
EUROPEAN EQUITY FD INC
COM
298768102
1609
259156
SH
SOLE
259156
0
0
FIRST TR ABRDN EMERGING OPP
COM
33731K102
116
13000
SH
SOLE
13000
0
0
FIRST TR ABRDN GBL OPP INCM
COM SHS
337319107
213
38972
SH
SOLE
35676
0
3296
FIRST TR DYNAMIC EUROPE EQUI
COM SHS
33740D107
890
93317
SH
SOLE
93317
0
0
FIRST TR ENERGY INFRASTRCTR
COM
33738C103
511
38353
SH
SOLE
38353
0
0
FIRST TR ENHANCED EQUITY INC
COM
337318109
7599
517265
SH
SOLE
515341
0
1924
FIRST TR HIGH INCOME LONG /
COM
33738E109
1701
156915
SH
SOLE
153756
0
3159
FIRST TR HIGH YIELD OPPRT 20
COM
33741Q107
342
25388
SH
SOLE
24815
0
573
FIRST TR INTER DURATN PFD &
COM
33718W103
684
41226
SH
SOLE
41199
0
27
FIRST TR SPECIALTY FIN & FIN
COM BEN INTR
33733G109
575
201051
SH
SOLE
199822
0
1229
FIRST TR SR FLTG RATE INCOME
COM
33733U108
331
33101
SH
SOLE
33101
0
0
FRANKLIN LTD DURATION INCOME
COM
35472T101
673
108921
SH
SOLE
107104
0
1817
FRANKLIN UNVL TR
SH BEN INT
355145103
196
31007
SH
SOLE
31007
0
0
GABELLI DIVID & INCOME TR
COM
36242H104
8248
440623
SH
SOLE
439330
0
1293
GABELLI GLOBAL SMALL & MID C
COM
36249W104
504
52897
SH
SOLE
52897
0
0
GENERAL AMERN INVS CO INC
COM
368802104
3849
113706
SH
SOLE
113429
0
277
HANCOCK JOHN INVT TR
TAX ADV GLB SH
41013P749
292
65800
SH
SOLE
65800
0
0
HANCOCK JOHN TAX-ADVANTAGED
COM
41013V100
442
21103
SH
SOLE
21103
0
0
HIGHLAND GLOBAL ALLOCATION F
COM
43010T104
2376
272438
SH
SOLE
272438
0
0
INVESCO HIGH INCOME TR II
COM
46131F101
1076
110179
SH
SOLE
109945
0
234
INVESCO SR INCOME TR
COM
46131H107
148
39761
SH
SOLE
39603
0
158
JAPAN SMALLER CAPITALIZATION
COM
47109U104
469
80043
SH
SOLE
80043
0
0
KKR INCOME OPPORTUNITIES FD
COM
48249T106
2227
194705
SH
SOLE
194705
0
0
KOREA FD INC
COM NEW
500634209
213
11069
SH
SOLE
11069
0
0
LAZARD GLOBAL TOTAL RETURN &
COM
52106W103
255
18832
SH
SOLE
18832
0
0
LIBERTY ALL STAR EQUITY FD
SH BEN INT
530158104
144
26000
SH
SOLE
26000
0
0
LIBERTY ALL-STAR GROWTH FD I
COM
529900102
193
38967
SH
SOLE
38967
0
0
LMP CAP & INCOME FD INC
COM
50208A102
868
76983
SH
SOLE
76983
0
0
MADISON COVERED CALL & EQUIT
COM
557437100
98
15118
SH
SOLE
15118
0
0
MAINSTAY CBRE GBL INFRSTR ME
COM
56064Q107
265
21438
SH
SOLE
21438
0
0
MEXICO EQUITY & INCOME FD
COM
592834105
565
74842
SH
SOLE
74842
0
0
MFS CHARTER INCOME TR
SH BEN INT
552727109
702
117973
SH
SOLE
117841
0
132
MFS INTER INCOME TR
SH BEN INT
55273C107
45
16000
SH
SOLE
16000
0
0
MFS MULTIMARKET INCOME TR
SH BEN INT
552737108
769
181754
SH
SOLE
181754
0
0
MORGAN STANLEY CHINA A SH FD
COM
617468103
552
40884
SH
SOLE
40884
0
0
NEUBERGER BERMAN NEXT GENERA
COMMON STOCK
64133Q108
532
56398
SH
SOLE
54640
0
1758
NEW GERMANY FD INC
COM
644465106
1419
203912
SH
SOLE
203912
0
0
NUVEEN CORE EQUITY ALPHA FD
COM
67090X107
1450
119658
SH
SOLE
119597
0
61
NUVEEN CR STRATEGIES INCOME
COM SHS
67073D102
1297
253850
SH
SOLE
249298
0
4552
NUVEEN DOW 30 DYNMC OVERWRT
SHS
67075F105
3175
235327
SH
SOLE
234967
0
360
NUVEEN EMERGING MKTS DEBT 20
COM
67077P101
915
142192
SH
SOLE
142192
0
0
NUVEEN FLOATING RATE INCOME
COM
67072T108
1635
201614
SH
SOLE
201614
0
0
NUVEEN FLOATING RATE INCOME
COM SHS
6706EN100
452
56103
SH
SOLE
56103
0
0
NUVEEN GLOBAL HIGH INCOME FD
SHS
67075G103
252
23872
SH
SOLE
23872
0
0
NUVEEN MULTI ASSET INCOME FU
COM
670750108
2663
233821
SH
SOLE
233821
0
0
NUVEEN PFD & INCOME OPPORTUN
COM
67073B106
398
57210
SH
SOLE
57210
0
0
NUVEEN PFD & INCOME SECS FD
COM
67072C105
1628
247832
SH
SOLE
245803
0
2029
NUVEEN REAL ASSET INCOME & G
COM
67074Y105
1270
113860
SH
SOLE
113860
0
0
NUVEEN REAL ESTATE INCOME FD
COM
67071B108
531
68630
SH
SOLE
68630
0
0
NUVEEN S&P 500 BUY-WRITE INC
COM
6706ER101
199
16740
SH
SOLE
16740
0
0
NUVEEN SHORT DURATION CR OPP
COM
67074X107
1384
117028
SH
SOLE
114538
0
2490
NUVEEN SR INCOME FD
COM
67067Y104
2815
602729
SH
SOLE
598941
0
3788
PGIM HIGH YIELD BOND FUND IN
COM
69346H100
374
32395
SH
SOLE
32355
0
40
PGIM SHORT DUR HIG YLD OPP F
COM
69355J104
210
14621
SH
SOLE
14621
0
0
PIMCO DYNAMIC INCOME OPRNTS
COM BEN SHS
69355M107
559
42392
SH
SOLE
42392
0
0
PIMCO INCOME STRATEGY FD
COM
72201H108
429
53801
SH
SOLE
53801
0
0
PIMCO INCOME STRATEGY FD II
COM
72201J104
1518
219723
SH
SOLE
216293
0
3430
PIONEER DIVERSIFIED HIGH INC
COM
723653101
1364
132321
SH
SOLE
131436
0
885
PIONEER FLOATING RATE FUND I
COM
72369J102
1637
189954
SH
SOLE
186244
0
3710
PIONEER HIGH INCOME FUND INC
COM
72369H106
2623
406110
SH
SOLE
404918
0
1192
PUTNAM MASTER INTER INCOME T
SH BEN INT
746909100
169
51978
SH
SOLE
51978
0
0
PUTNAM PREMIER INCOME TR
SH BEN INT
746853100
259
72246
SH
SOLE
72246
0
0
RIVERNORTH DOUBLELINE STRATE
COM
76882G107
138
15000
SH
SOLE
15000
0
0
ROYCE GLOBAL VALUE TR INC
COM
78081T104
502
62552
SH
SOLE
62443
0
109
ROYCE MICRO-CAP TR INC
COM
780915104
5191
654579
SH
SOLE
651693
0
2886
ROYCE VALUE TR INC
COM
780910105
728
58000
SH
SOLE
55147
0
2853
SOURCE CAP INC
COM
836144105
4847
138476
SH
SOLE
138476
0
0
SPDR S&P 500 ETF TR
TR UNIT
78462F103
5659
15844
SH
SOLE
15842
0
2
SPECIAL OPPORTUNITIES FD INC
COM
84741T104
872
78635
SH
SOLE
77285
0
1350
SPROTT FOCUS TR INC
COM
85208J109
4062
590376
SH
SOLE
590260
0
116
SRH TOTAL RETURN FUND INC
COM
101507101
3972
365111
SH
SOLE
364523
0
588
SWISS HELVETIA FD INC
COM
870875101
1633
240499
SH
SOLE
235752
0
4747
TAIWAN FD INC
COM
874036106
713
33921
SH
SOLE
33543
0
378
TEKLA HEALTHCARE OPPORTUNITI
SHS
879105104
695
38368
SH
SOLE
38368
0
0
TEKLA LIFE SCIENCES INVS
SH BEN INT
87911K100
845
61867
SH
SOLE
60250
0
1617
TEMPLETON DRAGON FD INC
COM
88018T101
885
95084
SH
SOLE
95084
0
0
TEMPLETON EMERGING MKTS FD
COM
880191101
277
26752
SH
SOLE
26752
0
0
TEMPLETON EMERGING MKTS INCO
COM
880192109
211
47633
SH
SOLE
47633
0
0
THORNBURG INCM BUILDER OPP T
COM
885213108
185
14500
SH
SOLE
14500
0
0
VIRTUS ARTIFICIAL INTELLIGEN
COM
92838Y100
227
14574
SH
SOLE
14574
0
0
VIRTUS CONVERTIBLE & INC FD
COM
92838U108
245
86710
SH
SOLE
86387
0
323
VIRTUS DIVIDEND INTEREST & P
COM
92840R101
7206
674724
SH
SOLE
673706
0
1018
VIRTUS EQUITY & CONV INCM FD
COM
92841M101
2015
99230
SH
SOLE
99230
0
0
VIRTUS GLOBAL MULTI-SECTOR I
COM
92829B101
2856
381878
SH
SOLE
377771
0
4107
VOYA ASIA PAC HIGH DIV EQT I
COM
92912J102
1046
174635
SH
SOLE
170886
0
3749
VOYA EMERGING MKTS HIGH DIVI
COM
92912P108
339
68904
SH
SOLE
68904
0
0
VOYA GLBL ADV & PREM OPP FD
COM
92912R104
2138
253587
SH
SOLE
252190
0
1397
VOYA INFRASTRUCTURE INDLS &
COM
92912X101
232
26195
SH
SOLE
26195
0
0
WESTERN ASSET DIVERSIFIED IN
COM SHS BEN INT
95790K109
1334
106080
SH
SOLE
106036
0
44
WESTERN ASSET GBL HIGH INC F
COM
95766B109
1761
268466
SH
SOLE
267556
0
910
WESTERN ASSET HIGH INCOME OP
COM
95766K109
1280
347709
SH
SOLE
345527
0
2182
WESTERN AST INFL LKD OPP & I
COM
95766R104
231
25430
SH
SOLE
25430
0
0