0001172661-22-000247.txt : 20220207
0001172661-22-000247.hdr.sgml : 20220207
20220207102614
ACCESSION NUMBER: 0001172661-22-000247
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20211231
FILED AS OF DATE: 20220207
DATE AS OF CHANGE: 20220207
EFFECTIVENESS DATE: 20220207
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: Shaker Financial Services, LLC
CENTRAL INDEX KEY: 0001511794
IRS NUMBER: 841723449
STATE OF INCORPORATION: MD
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-14234
FILM NUMBER: 22595868
BUSINESS ADDRESS:
STREET 1: 3101 WILSON BLVD
STREET 2: SUITE 200
CITY: ARLINGTON
STATE: VA
ZIP: 22201
BUSINESS PHONE: (703) 258-0090
MAIL ADDRESS:
STREET 1: 3101 WILSON BLVD
STREET 2: SUITE 200
CITY: ARLINGTON
STATE: VA
ZIP: 22201
13F-HR
1
primary_doc.xml
13F-HR
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0001511794
XXXXXXXX
12-31-2021
12-31-2021
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Shaker Financial Services, LLC
3101 Wilson Blvd
Suite 200
Arlington
VA
22201
13F HOLDINGS REPORT
028-14234
N
Kathryn S. Baummer
Managing Partner, Performance Analytics & Reporting
410-224-0572
/s/ Kathryn S. Baummer
Arlington
VA
02-07-2022
0
161
283161
INFORMATION TABLE
2
infotable.xml
ABERDEEN ASIA-PACIFIC INCOME
COM
003009107
4256
1114168
SH
SOLE
1107008
0
7160
ABERDEEN AUSTRALIA EQUITY FD
COM
003011103
265
43736
SH
SOLE
43736
0
0
ABERDEEN EMRG MRKTS EQT INM
COM
00301W105
172
21688
SH
SOLE
21688
0
0
ABERDEEN GLOBAL DYNAMIC DIVI
COM
00302M106
2903
240129
SH
SOLE
240129
0
0
ABERDEEN GLOBAL PREMIER PPTY
COM SH BEN INT
00302L108
254
37066
SH
SOLE
37066
0
0
ABERDEEN INCOME CR STRATEGIE
COM
003057106
987
96939
SH
SOLE
95865
0
1074
ABERDEEN JAPAN EQUITY FD INC
COM
00306J109
120
14700
SH
SOLE
14700
0
0
ABERDEEN TOTAL DYNAMIC DIVD
COM SH BEN INT
00326L100
485
47503
SH
SOLE
47503
0
0
ADAMS DIVERSIFIED EQUITY FD
COM
006212104
3945
203246
SH
SOLE
201259
0
1987
ADOBE SYSTEMS INCORPORATED
COM
00724F101
227
400
SH
SOLE
400
0
0
ALLIANCEBERNSTEIN GLOBAL HIG
COM
01879R106
1824
150357
SH
SOLE
146409
0
3948
ALLSPRING GLOBAL DIVIDEND OP
COM
94987C103
294
49895
SH
SOLE
49895
0
0
ALLSPRING INCOME OPPORTUNIT
INC OPPTY FD
94987B105
1571
171459
SH
SOLE
171459
0
0
ANGEL OAK FINL STRATEGIES IN
COM BEN INT
03464A100
3241
189976
SH
SOLE
184693
0
5283
APOLLO SR FLOATING RATE FD I
COM
037636107
859
53349
SH
SOLE
52108
0
1241
APOLLO TACTICAL INCOME FD IN
COM
037638103
5142
335610
SH
SOLE
331243
0
4367
ARES DYNAMIC CR ALLOCATION F
COM
04014F102
3083
188779
SH
SOLE
186785
0
1994
BANCROFT FD LTD
COM
059695106
966
36561
SH
SOLE
36561
0
0
BARINGS GLOBAL SHORT DURATIO
COM
06760L100
4044
233217
SH
SOLE
228591
0
4626
BLACKROCK CORPOR HI YLD FD I
COM
09255P107
1599
129600
SH
SOLE
127615
0
1985
BLACKROCK DEBT STRATEGIES FD
COM NEW
09255R202
539
46066
SH
SOLE
44721
0
1345
BLACKROCK ENHANCD CAP & INM
COM
09256A109
5016
226746
SH
SOLE
226343
0
403
BLACKROCK ENHANCED EQUITY DI
COM
09251A104
299
29685
SH
SOLE
29685
0
0
BLACKROCK ENHANCED GLOBAL DI
COM
092501105
1229
100865
SH
SOLE
100865
0
0
BLACKROCK ENHANCED GOVT FD I
COM
09255K108
160
12759
SH
SOLE
12759
0
0
BLACKROCK ENHANCED INTL DIV
COM BENE INTER
092524107
2553
406587
SH
SOLE
406587
0
0
BLACKROCK FLOATING RATE INCO
COM
09255X100
2078
154753
SH
SOLE
154057
0
696
BLACKROCK GLOBAL FLOATING RA
COM
091941104
636
45431
SH
SOLE
45414
0
17
BLACKROCK INNOVATION AND GRW
SHS BEN INT
09260Q108
683
47000
SH
SOLE
47000
0
0
BLACKROCK SCIENCE & TECHNOLO
SHS
09258G104
363
7258
SH
SOLE
7258
0
0
BLACKSTONE LONG SHORT CR INC
COM SHS BN INT
09257D102
1463
99499
SH
SOLE
97137
0
2362
BLACKSTONE STRATEGIC CREDIT
COM SHS BEN IN
09257R101
3743
277478
SH
SOLE
275133
0
2345
BNY MELLON HIGH YIELD STRATE
SH BEN INT
09660L105
1884
615614
SH
SOLE
601306
0
14308
BOULDER GROWTH & INCOME FD I
COM
101507101
4788
336936
SH
SOLE
334024
0
2912
CALAMOS GBL DYN INCOME FUND
COM
12811L107
310
31052
SH
SOLE
29364
0
1688
CALAMOS GLOBAL TOTAL RETURN
COM SH BEN INT
128118106
238
15507
SH
SOLE
15507
0
0
CALAMOS LNG SHR EQT DYNAMIC
COM
12812C106
1079
55373
SH
SOLE
53004
0
2369
CALAMOS STRATEGIC TOTAL RETU
COM SH BEN INT
128125101
309
16011
SH
SOLE
16011
0
0
CBRE GBL REAL ESTATE INC FD
COM
12504G100
692
70690
SH
SOLE
69456
0
1234
CENTRAL & EASTERN EUROPE FD
COM
153436100
400
15163
SH
SOLE
15163
0
0
CENTRAL SECS CORP
COM
155123102
3163
70955
SH
SOLE
70572
0
383
CHINA FD INC
COM
169373107
717
39226
SH
SOLE
39226
0
0
CLOUGH GLOBAL DIVID & INCOME
COM
18913Y103
1419
132366
SH
SOLE
132366
0
0
CLOUGH GLOBAL EQUITY FD
COM
18914C100
963
73302
SH
SOLE
73302
0
0
CLOUGH GLOBAL OPPORTUNITIES
SH BEN INT
18914E106
2601
244473
SH
SOLE
242181
0
2292
COHEN & STEERS TAX ADVAN PFD
COM
19249X108
493
20500
SH
SOLE
20500
0
0
CREDIT SUISSE ASSET MGMT INC
COM
224916106
274
79823
SH
SOLE
79823
0
0
CREDIT SUISSE HIGH YIELD BD
SH BEN INT
22544F103
723
292686
SH
SOLE
279769
0
12917
DELAWARE ENHANCED GLOBAL DIV
COM
246060107
2474
243714
SH
SOLE
243714
0
0
DELAWARE INVTS DIVID & INCOM
COM
245915103
1348
115226
SH
SOLE
114531
0
695
DOUBLELINE INCOME SOLUTIONS
COM
258622109
5075
314828
SH
SOLE
310096
0
4732
DOUBLELINE OPPORTUNISTIC CR
COM
258623107
854
44541
SH
SOLE
43991
0
550
DOUBLELINE YIELD OPPORTUNITI
COM
25862D105
1781
95247
SH
SOLE
92726
0
2521
EATON VANCE SR INCOME TR
SH BEN INT
27826S103
1304
193457
SH
SOLE
189657
0
3800
EATON VANCE TAX ADVT DIV INC
COM
27828G107
553
18550
SH
SOLE
18524
0
26
EATON VANCE TAX-MANAGED GLOB
COM
27829F108
452
42389
SH
SOLE
42389
0
0
EATON VANCE TX ADV GLBL DIV
COM
27828S101
4520
198844
SH
SOLE
197248
0
1596
ELLSWORTH GROWTH & INCOME FD
COM
289074106
418
33789
SH
SOLE
33789
0
0
EUROPEAN EQUITY FD INC
COM
298768102
1999
192773
SH
SOLE
191893
0
880
FIRST TR DYNAMIC EUROPE EQUI
COM SHS
33740d107
1974
148629
SH
SOLE
148629
0
0
FIRST TR ENERGY INFRASTRCTR
COM
33738C103
485
35853
SH
SOLE
33187
0
2666
FIRST TR ENHANCED EQUITY INC
COM
337318109
2254
105859
SH
SOLE
105748
0
111
FIRST TR HIGH INCOME LONG /
COM
33738E109
1149
73704
SH
SOLE
73704
0
0
FIRST TR SPECIALTY FIN & FIN
COM BEN INTR
33733G109
354
86527
SH
SOLE
76511
0
10016
FIRST TR SR FLTG RATE INCOME
COM
33733U108
1556
129012
SH
SOLE
127439
0
1573
FRANKLIN LTD DURATION INCOME
COM
35472T101
708
77865
SH
SOLE
76049
0
1816
FRANKLIN UNVL TR
SH BEN INT
355145103
2241
264873
SH
SOLE
259345
0
5528
GABELLI CONV & INC SECS FD I
COM
36240B109
140
20355
SH
SOLE
17854
0
2501
GABELLI DIVID & INCOME TR
COM
36242H104
9929
367756
SH
SOLE
364891
0
2865
GABELLI EQUITY TR INC
COM
362397101
439
61098
SH
SOLE
61098
0
0
GABELLI GLOBAL SMALL & MID C
COM
36249W104
381
23963
SH
SOLE
23048
0
915
GENERAL AMERN INVS CO INC
COM
368802104
4850
109736
SH
SOLE
108795
0
941
HANCOCK JOHN INVT TR
TAX ADV GLB SH
41013P749
945
145632
SH
SOLE
145632
0
0
HERZFELD CARIBBEAN BASIN FD
COM
42804T106
168
30299
SH
SOLE
30299
0
0
HIGHLAND GLOBAL ALLOCATION F
COM
43010T104
2123
234076
SH
SOLE
232940
0
1136
INVESCO HIGH INCOME TR II
COM
46131F101
1263
87962
SH
SOLE
85124
0
2838
INVESCO SR INCOME TR
COM
46131H107
475
109600
SH
SOLE
109600
0
0
JAPAN SMALLER CAPITALIZATION
COM
47109U104
321
40727
SH
SOLE
40727
0
0
JOHN HANCOCK HEDGED EQUITY &
COM
47804L102
2589
199186
SH
SOLE
198646
0
540
KKR INCOME OPPORTUNITIES FD
COM
48249T106
1882
111233
SH
SOLE
109963
0
1270
KOREA FD INC
COM NEW
500634209
202
5877
SH
SOLE
5877
0
0
LAZARD GLOBAL TOTAL RETURN &
COM
52106W103
1953
96645
SH
SOLE
96146
0
499
LIBERTY ALL STAR EQUITY FD
SH BEN INT
530158104
2034
242702
SH
SOLE
242664
0
38
LIBERTY ALL-STAR GROWTH FD I
COM
529900102
1495
166130
SH
SOLE
165891
0
239
LMP CAP & INCOME FD INC
COM
50208A102
2386
156987
SH
SOLE
156987
0
0
MACQUARIE / FIRST TR GLOBAL
COM
55607W100
539
55830
SH
SOLE
55830
0
0
MAINSTAY CBRE GBL INFRSTR ME
COM
56064Q107
353
18300
SH
SOLE
18300
0
0
MFS CHARTER INCOME TR
SH BEN INT
552727109
122
14300
SH
SOLE
14300
0
0
MORGAN STANLEY CHINA A SH FD
COM
617468103
847
41487
SH
SOLE
41487
0
0
MORGAN STANLEY EMERGING MKTS
COM
617477104
875
159760
SH
SOLE
152601
0
7159
NEUBERGER BERMAN HIGH YIELD
COM
64128C106
270
21700
SH
SOLE
18705
0
2995
NEUBERGER BERMAN NEXT GENERA
COMMON STOCK
64133Q108
657
38000
SH
SOLE
36242
0
1758
NEUBERGER BERMAN REAL ESTATE
COM
64190A103
339
64365
SH
SOLE
64365
0
0
NEW GERMANY FD INC
COM
644465106
2934
198109
SH
SOLE
197393
0
716
NEW IRELAND FD INC
COM
645673104
894
80115
SH
SOLE
79213
0
902
NUVEEN CORE EQUITY ALPHA FD
COM
67090X107
979
52714
SH
SOLE
52714
0
0
NUVEEN CORE PLUS IMPACT FUND
COM BEN INT
67080D103
500
27303
SH
SOLE
24556
0
2747
NUVEEN CR STRATEGIES INCOME
COM SHS
67073D102
2517
387850
SH
SOLE
382539
0
5311
NUVEEN DOW 30 DYNMC OVERWRT
SHS
67075F105
7424
417799
SH
SOLE
416333
0
1466
NUVEEN EMERGING MKTS DEBT 20
COM
67077P101
1216
160590
SH
SOLE
160590
0
0
NUVEEN FLOATING RATE INCOME
COM
67072T108
2102
206650
SH
SOLE
205591
0
1059
NUVEEN FLOATING RATE INCOME
COM SHS
6706EN100
2037
201076
SH
SOLE
198245
0
2831
NUVEEN GLOBAL HIGH INCOME FD
SHS
67075G103
1277
80434
SH
SOLE
80434
0
0
NUVEEN MORTGAGE AND INCOME F
COM
670735109
244
11628
SH
SOLE
10215
0
1413
NUVEEN MULTI ASSET INCOME FU
COM
670750108
1584
84942
SH
SOLE
84692
0
250
NUVEEN MULTI-MKT INCOME FD
COM
67075J107
78
10349
SH
SOLE
10349
0
0
NUVEEN NASDAQ 100 DYNAMIC OV
COM SHS
670699107
2334
76139
SH
SOLE
75259
0
880
NUVEEN PFD & INCM SECURTIES
COM
67072C105
3142
323298
SH
SOLE
319853
0
3445
NUVEEN PFD & INCOME 2022 TER
COM
67075T105
306
12450
SH
SOLE
12450
0
0
NUVEEN PFD & INCOME OPPORTUN
COM
67073B106
3608
369687
SH
SOLE
369350
0
337
NUVEEN REAL ASSET INCOME & G
COM
67074Y105
1191
73862
SH
SOLE
73862
0
0
NUVEEN REAL ESTATE INCOME FD
COM
67071B108
380
29615
SH
SOLE
27826
0
1789
NUVEEN S&P 500 BUY-WRITE INC
COM
6706ER101
5010
342005
SH
SOLE
339940
0
2065
NUVEEN S&P 500 DYNAMIC OVERW
COM
6706EW100
4511
242503
SH
SOLE
239032
0
3471
NUVEEN SHORT DURATION CR OPP
COM
67074X107
1601
108042
SH
SOLE
105976
0
2066
NUVEEN SR INCOME FD
COM
67067Y104
3404
576916
SH
SOLE
566454
0
10462
PGIM GLOBAL HIGH YIELD FD FO
COM
69346J106
2834
187809
SH
SOLE
181404
0
6405
PGIM HIGH YIELD BOND FUND IN
COM
69346H100
2158
134445
SH
SOLE
134445
0
0
PGIM SHORT DUR HIG YLD OPP F
COM
69355J104
474
25700
SH
SOLE
25700
0
0
PIONEER DIVERSIFIED HIGH INC
COM
723653101
421
27488
SH
SOLE
27488
0
0
PIONEER FLOATING RATE FUND I
COM
72369J102
632
54470
SH
SOLE
53124
0
1346
PIONEER HIGH INCOME FUND INC
COM
72369H106
832
85734
SH
SOLE
83469
0
2265
PRINCIPAL REAL ESTATE INCOME
SHS BEN INT
74255X104
787
49871
SH
SOLE
49871
0
0
PUTNAM MASTER INTER INCOME T
SH BEN INT
746909100
1792
453789
SH
SOLE
449030
0
4759
PUTNAM PREMIER INCOME TR
SH BEN INT
746853100
3036
710940
SH
SOLE
708582
0
2358
RIVERNORTH OPPORTUNITIES FD
COM
76881y109
853
53473
SH
SOLE
52281
0
1192
RIVERNORTH SPECIALTY FIN COR
COM
76882B108
1199
62470
SH
SOLE
62470
0
0
ROYCE GLOBAL VALUE TR INC
COM
78081T104
269
20469
SH
SOLE
20469
0
0
ROYCE MICRO-CAP TR INC
COM
780915104
4736
410078
SH
SOLE
405379
0
4699
ROYCE VALUE TR INC
COM
780910105
1792
91480
SH
SOLE
89024
0
2456
SABA CAPITAL INCOME & OPRNT
SHARES
78518H103
848
187593
SH
SOLE
187593
0
0
SOURCE CAP INC
COM
836144105
6627
153371
SH
SOLE
153136
0
235
SPDR S&P 500 ETF TR
TR UNIT
78462F103
18310
38550
SH
SOLE
38044
0
506
SPECIAL OPPORTUNITIES FD INC
COM
84741T104
162
10457
SH
SOLE
10457
0
0
SPROTT FOCUS TR INC
COM
85208J109
1340
155762
SH
SOLE
153852
0
1910
SWISS HELVETIA FD INC
COM
870875101
1714
172410
SH
SOLE
169542
0
2868
TAIWAN FD INC
COM
874036106
886
23574
SH
SOLE
23574
0
0
TEMPLETON DRAGON FD INC
COM
88018T101
831
48867
SH
SOLE
48867
0
0
TEMPLETON EMERGING MKTS FD
COM
880191101
165
10276
SH
SOLE
10276
0
0
TEMPLETON EMERGING MKTS INCO
COM
880192109
299
41051
SH
SOLE
41051
0
0
TEMPLETON GLOBAL INCOME FD
COM
880198106
1363
262644
SH
SOLE
249774
0
12870
THORNBURG INCM BUILDER OPP T
COM
885213108
896
48000
SH
SOLE
48000
0
0
TRI CONTL CORP
COM
895436103
3758
113218
SH
SOLE
113218
0
0
VIRTUS ALLIANZGI CONVERTIBLE
COM
92838U108
676
132511
SH
SOLE
129856
0
2655
VIRTUS ALLIANZGI CONVERTIBLE
COM
92838X102
424
72719
SH
SOLE
72719
0
0
VIRTUS ALLIANZGI EQUITY & CO
COM
92841M101
4122
136748
SH
SOLE
135640
0
1108
VIRTUS DIVIDEND INTEREST & P
COM
92840R101
8696
541477
SH
SOLE
535591
0
5886
VIRTUS GLOBAL MULTI-SECTOR I
COM
92829B101
2876
257670
SH
SOLE
253214
0
4456
VOYA ASIA PAC HIGH DIV EQT I
COM
92912J102
1002
123494
SH
SOLE
122678
0
816
VOYA EMERGING MKTS HIGH DIVI
COM
92912P108
490
68990
SH
SOLE
68990
0
0
VOYA GLBL ADV & PREM OPP FD
COM
92912R104
1188
114539
SH
SOLE
113641
0
898
VOYA GLBL EQTY DIV & PREM OP
COM
92912T100
352
56763
SH
SOLE
53817
0
2946
VOYA INFRASTRUCTURE INDLS &
COM
92912X101
239
19783
SH
SOLE
19783
0
0
WESTERN ASSET DIVERSIFIED IN
COM SHS BEN INT
95790K109
1798
98200
SH
SOLE
98200
0
0
WESTERN ASSET EMERGING MKTS
COM
95766A101
2190
171107
SH
SOLE
167688
0
3419
WESTERN ASSET GBL HIGH INC F
COM
95766B109
2570
254248
SH
SOLE
251939
0
2309
WESTERN ASSET GLOBAL CORP DE
COM
95790C107
484
27667
SH
SOLE
26215
0
1452
WESTERN ASSET HIGH INCOME FD
COM
95766J102
1657
231361
SH
SOLE
231361
0
0
WESTERN ASSET HIGH INCOME OP
COM
95766K109
986
189706
SH
SOLE
189265
0
441
WESTERN ASSET HIGH YIELD DEF
COM
95768B107
820
52013
SH
SOLE
51358
0
655
WESTERN ASSET MTG DEFINED OP
COM
95790B109
176
11583
SH
SOLE
11583
0
0