0001172661-19-001111.txt : 20190506
0001172661-19-001111.hdr.sgml : 20190506
20190506171812
ACCESSION NUMBER: 0001172661-19-001111
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20190331
FILED AS OF DATE: 20190506
DATE AS OF CHANGE: 20190506
EFFECTIVENESS DATE: 20190506
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: Shaker Financial Services, LLC
CENTRAL INDEX KEY: 0001511794
IRS NUMBER: 841723449
STATE OF INCORPORATION: MD
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-14234
FILM NUMBER: 19800361
BUSINESS ADDRESS:
STREET 1: 3330 WASHINGTON BLVD.
STREET 2: SUITE 200
CITY: ARLINGTON
STATE: VA
ZIP: 22201
BUSINESS PHONE: (703) 258-0090
MAIL ADDRESS:
STREET 1: 3330 WASHINGTON BLVD.
STREET 2: SUITE 200
CITY: ARLINGTON
STATE: VA
ZIP: 22201
13F-HR
1
primary_doc.xml
13F-HR
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0001511794
XXXXXXXX
03-31-2019
03-31-2019
false
Shaker Financial Services, LLC
3330 WASHINGTON BLVD.
Suite 200
Arlington
VA
22201
13F HOLDINGS REPORT
028-14234
N
Kathryn S. Baummer
Managing Partner, Performance Analytics & Reporting
410-224-0572
/s/ Kathryn S. Baummer
Arlington
VA
05-06-2019
0
118
197408
INFORMATION TABLE
2
infotable.xml
ABERDEEN ASIA PACIFIC INCOM
COM
003009107
444
104972
SH
SOLE
102881
0
2091
ABERDEEN GLOBAL DYNAMIC DIVI
COM
00302M106
2481
262008
SH
SOLE
248354
0
13654
ABERDEEN GLOBAL INCOME FD IN
COM
003013109
784
96471
SH
SOLE
86740
0
9731
ABERDEEN INCOME CR STRATEGIE
COM
003057106
1434
118288
SH
SOLE
97352
0
20936
ABERDEEN TOTAL DYNAMIC DIVD
COM SH BEN INT
00326L100
602
72957
SH
SOLE
72957
0
0
ADAMS DIVERSIFIED EQUITY FD
COM
006212104
2575
178326
SH
SOLE
159359
0
18967
ALLIANZGI CON INCM 2024 TARG
COM
01883H102
2731
303399
SH
SOLE
256720
0
46679
ALLIANZGI NFJ DIVID INT & PR
COM
01883A107
1780
147612
SH
SOLE
143585
0
4027
APOLLO SR FLOATING RATE FD I
COM
037636107
696
46922
SH
SOLE
42379
0
4543
APOLLO TACTICAL INCOME FD IN
COM
037638103
4112
279887
SH
SOLE
250808
0
29079
ARES DYNAMIC CR ALLOCATION F
COM
04014F102
3580
241270
SH
SOLE
218933
0
22337
BLACKROCK CORPOR HI YLD FD I
COM
09255P107
800
78000
SH
SOLE
65184
0
12816
BLACKROCK DEBT STRAT FD INC
COM NEW
09255R202
1851
172685
SH
SOLE
167078
0
5607
BLACKROCK ENH CAP & INC FD I
COM
09256A109
3166
200770
SH
SOLE
180602
0
20168
BLACKROCK ENHANCED EQT DIV T
COM
09251A104
5310
621058
SH
SOLE
561255
0
59803
BLACKROCK ENHANCED GBL DIV T
COM
092501105
1437
134329
SH
SOLE
128776
0
5553
BLACKROCK FLOAT RATE OME STR
COM
09255X100
2172
173736
SH
SOLE
151208
0
22528
BLACKROCK FLOATING RATE INCO
COM
091941104
1539
126028
SH
SOLE
119870
0
6158
BLACKROCK LTD DURATION INC T
COM SHS
09249W101
1147
78057
SH
SOLE
75507
0
2550
BLACKROCK MULTI-SECTOR INC T
COM
09258A107
3434
207005
SH
SOLE
191442
0
15563
BLACKSTONE GSO FLTING RTE FU
COM
09256U105
959
58416
SH
SOLE
40996
0
17420
BLACKSTONE GSO STRATEGIC CR
COM SHS BEN IN
09257R101
1800
126347
SH
SOLE
117902
0
8445
BOULDER GROWTH & INCOME FD I
COM
101507101
2362
219150
SH
SOLE
212897
0
6253
BROOKFIELD REAL ASSETS INCOM
SHS BEN INT
112830104
4210
194711
SH
SOLE
173271
0
21440
CALAMOS CONV & HIGH INCOME F
COM SHS
12811P108
1612
148571
SH
SOLE
141687
0
6884
CALAMOS CONV OPP AND INC FD
SH BEN INT
128117108
1791
176526
SH
SOLE
167325
0
9201
CALAMOS STRATEGIC TOTL RETN
COM SH BEN INT
128125101
1662
134103
SH
SOLE
127471
0
6632
CENTRAL SECS CORP
COM
155123102
7515
262309
SH
SOLE
249582
0
12727
CHINA FD INC
COM
169373107
873
42857
SH
SOLE
36965
0
5892
CLOUGH GLOBAL DIVND AND INC
COM
18913Y103
2627
236637
SH
SOLE
227888
0
8749
COHEN & STEERS CLOSED END OP
COM
19248P106
2043
165313
SH
SOLE
148908
0
16405
COHEN & STEERS GLOBAL INC BL
COM
19248M103
175
20498
SH
SOLE
17509
0
2989
COLUMBIA SELIGM PREM TECH GR
COM
19842X109
314
15614
SH
SOLE
15173
0
441
CREDIT SUISSE ASSET MGMT INC
COM
224916106
170
54793
SH
SOLE
47363
0
7430
DELAWARE ENHANCED GBL DIV &
COM
246060107
551
57000
SH
SOLE
44038
0
12962
DOUBLELINE INCOME SOLUTIONS
COM
258622109
245
12281
SH
SOLE
11795
0
486
DOUBLELINE OPPORTUNISTIC CR
COM
258623107
2712
134233
SH
SOLE
113446
0
20787
DREYFUS ALCENTRA GBL CR INCO
COM
26189A105
2408
273230
SH
SOLE
227007
0
46223
DREYFUS HIGH YIELD STRATEGIE
SH BEN INT
26200S101
481
156622
SH
SOLE
139846
0
16776
EATON VANCE ENHANCED EQ INC
COM
278274105
920
64058
SH
SOLE
63119
0
939
EATON VANCE FLTG RATE INCOM
COM SHS BEN INT
278284104
305
20622
SH
SOLE
18376
0
2246
EATON VANCE FLTING RATE INC
COM
278279104
268
20310
SH
SOLE
20310
0
0
EATON VANCE HIGH INCOME 2021
COM SH BEN INT
27829W101
391
40234
SH
SOLE
40234
0
0
EATON VANCE LTD DUR INCOME F
COM
27828H105
1422
112419
SH
SOLE
95196
0
17223
EATON VANCE SH TM DR DIVR IN
COM
27828V104
1028
79282
SH
SOLE
75786
0
3496
EATON VANCE SR FLTNG RTE TR
COM
27828Q105
666
51167
SH
SOLE
48877
0
2290
EATON VANCE SR INCOME TR
SH BEN INT
27826S103
248
40280
SH
SOLE
35821
0
4459
EATON VANCE TAX ADVT DIV INC
COM
27828G107
5870
263351
SH
SOLE
245144
0
18207
EATON VANCE TAX MNGD GBL DV
COM
27829F108
1705
209485
SH
SOLE
209485
0
0
EATON VANCE TX ADV GLBL DIV
COM
27828S101
6537
420635
SH
SOLE
373307
0
47328
EATON VANCE TX MGD DIV EQ IN
COM
27828N102
580
51290
SH
SOLE
44237
0
7053
EATON VANCE TXMGD GL BUYWR O
COM
27829C105
3225
330058
SH
SOLE
302311
0
27747
ELLSWORTH GRWTH AND INCOME L
COM
289074106
551
57375
SH
SOLE
49226
0
8149
EUROPEAN EQUITY FUND
COM
298768102
2792
320697
SH
SOLE
303828
0
16869
FIRST TR ABERDEEN GLBL OPP F
COM SHS
337319107
254
25322
SH
SOLE
25322
0
0
FIRST TR ENHANCED EQTY INC F
COM
337318109
2425
161342
SH
SOLE
153078
0
8264
FIRST TR HIGH INCOME L/S FD
COM
33738E109
526
36021
SH
SOLE
34375
0
1646
FIRST TR SR FLG RTE INCM FD
COM
33733U108
1989
168305
SH
SOLE
141126
0
27179
FIRST TR SR FLOATING RATE 20
COM SHS
33740K101
673
76991
SH
SOLE
75993
0
998
FRANKLIN LTD DURATION INC TR
COM
35472T101
1164
120865
SH
SOLE
113666
0
7199
FRANKLIN UNVL TR
SH BEN INT
355145103
321
45577
SH
SOLE
42818
0
2759
GABELLI CONV&INCOM SECS FD I
COM
36240B109
670
128757
SH
SOLE
128757
0
0
GABELLI DIVD & INCOME TR
COM
36242H104
7319
343923
SH
SOLE
320852
0
23071
GENERAL AMERN INVS INC
COM
368802104
2711
81392
SH
SOLE
78327
0
3065
GUGGENHEIM ENHNCD EQTY INCM
COM
40167B100
1598
203271
SH
SOLE
187503
0
15768
HANCOCK JOHN INV TRUST
TAX ADV GLB SH
41013P749
864
126141
SH
SOLE
112566
0
13575
HANCOCK JOHN INVS TR
COM
410142103
3128
198354
SH
SOLE
184304
0
14050
HERZFELD CARIBBEAN BASIN FD
COM
42804T106
878
150081
SH
SOLE
144770
0
5311
IVY HIGH INC OPPORTUNITIES F
COM
465893105
1764
130473
SH
SOLE
124835
0
5638
KKR INCOME OPPORTUNITIES FD
COM
48249T106
2117
136760
SH
SOLE
122944
0
13816
LIBERTY ALL STAR EQUITY FD
SH BEN INT
530158104
5089
832875
SH
SOLE
766732
0
66143
MFS CHARTER INCOME TR
SH BEN INT
552727109
1464
185348
SH
SOLE
170500
0
14848
MFS INTER INCOME TR
SH BEN INT
55273C107
731
192497
SH
SOLE
182550
0
9947
MFS INTERMEDIATE HIGH INC FD
SH BEN INT
59318T109
624
244719
SH
SOLE
233040
0
11679
MFS MULTIMARKET INCOME TR
SH BEN INT
552737108
711
125210
SH
SOLE
115328
0
9882
MORGAN STANLEY CHINA A SH FD
COM
617468103
601
25758
SH
SOLE
24236
0
1522
NEW GERMANY FD INC
COM
644465106
2097
149981
SH
SOLE
144418
0
5563
NEW IRELAND FUND INC
COM
645673104
986
109392
SH
SOLE
86907
0
22485
NUVEEN CORE EQUITY ALPHA FUN
COM
67090X107
6335
450562
SH
SOLE
429414
0
21148
NUVEEN DIVERSIFIED DIV INCM
COM
6706EP105
1189
114742
SH
SOLE
114742
0
0
NUVEEN DOW 30 DYN OVERWRITE
SHS
67075F105
185
10253
SH
SOLE
9938
0
315
NUVEEN FLOATING RATE INCOME
COM
67072T108
486
50465
SH
SOLE
44653
0
5812
NUVEEN FLTNG RTE INCM OPP FD
COM SHS
6706EN100
823
85773
SH
SOLE
82366
0
3407
NUVEEN GLOBAL HIGH INCOME FD
SHS
67075G103
419
27631
SH
SOLE
25917
0
1714
NUVEEN REAL ASSET INM AND GW
COM
67074Y105
297
18500
SH
SOLE
16186
0
2314
NUVEEN S&P 500 BUY-WRITE INC
COM
6706ER101
877
66433
SH
SOLE
65614
0
819
NUVEEN TAX ADVANTAGED DIV GR
COM
67073G105
4509
280734
SH
SOLE
252429
0
28305
NUVEEN TX ADV TOTAL RET STRG
COM
67090H102
6037
524926
SH
SOLE
493263
0
31663
PGIM HIGH YIELD BOND FUND IN
COM
69346H100
193
13620
SH
SOLE
13620
0
0
PIMCO INCOME STRATEGY FUND
COM
72201H108
898
78296
SH
SOLE
74701
0
3595
PIMCO INCOME STRATEGY FUND I
COM
72201J104
2343
227736
SH
SOLE
199887
0
27849
PIONEER FLOATING RATE TR
COM
72369J102
1566
150537
SH
SOLE
119161
0
31376
PIONEER HIGH INCOME TR
COM
72369H106
183
20447
SH
SOLE
20447
0
0
PUTNAM PREMIER INCOME TR
SH BEN INT
746853100
184
35719
SH
SOLE
35719
0
0
RIVERNORTH DOUBLELINE STRATE
COM
76882G107
315
19235
SH
SOLE
12924
0
6311
ROYCE MICRO-CAP TR INC
COM
780915104
2335
280270
SH
SOLE
258192
0
22078
ROYCE VALUE TR INC
COM
780910105
3820
277644
SH
SOLE
249854
0
27790
SOURCE CAP INC
COM
836144105
4184
116209
SH
SOLE
109203
0
7006
SPECIAL OPPORTUNITIES FD INC
COM
84741T104
5244
390154
SH
SOLE
374473
0
15681
SPECIAL OPPORTUNITIES FD INC
PFD CONV SE B
84741T302
839
33482
SH
SOLE
30473
0
3009
SPROTT FOCUS TR INC
COM
85208J109
752
109849
SH
SOLE
108211
0
1638
TAIWAN FD INC
COM
874036106
224
12500
SH
SOLE
12500
0
0
TEKLA HEALTHCARE INVS
SH BEN INT
87911J103
422
20529
SH
SOLE
19477
0
1052
TEMPLETON DRAGON FD INC
COM
88018T101
736
37014
SH
SOLE
37014
0
0
THL CR SR LN FD
COM
87244R103
293
19058
SH
SOLE
19058
0
0
VIRTUS GLOBAL MULTI-SEC INC
COM
92829B101
1138
92880
SH
SOLE
79093
0
13787
VOYA ASIA PAC DIVID EQUITY I
COM
92912J102
341
36400
SH
SOLE
22423
0
13977
VOYA EMERGING MKTS HIGH DIVI
COM
92912P108
399
50136
SH
SOLE
50136
0
0
VOYA GLBL ADV & PREM OPP FD
COM
92912R104
2004
185697
SH
SOLE
183273
0
2424
VOYA GLBL EQTY DIV & PREM OP
COM
92912T100
175
27000
SH
SOLE
10557
0
16443
VOYA PRIME RATE TR
SH BEN INT
92913A100
229
48000
SH
SOLE
48000
0
0
WELLS FARGO GLOBAL DIVIDEND
COM
94987C103
381
72765
SH
SOLE
72765
0
0
WELLS FARGO INCOME OPPORTUNI
WF INC OPPTY FD
94987B105
1197
151891
SH
SOLE
132019
0
19872
WELLS FARGO MULTI SECTOR INC
COM
94987D101
578
47806
SH
SOLE
36302
0
11504
WESTERN ASSET HGH YLD DFNDFD
COM
95768B107
512
34687
SH
SOLE
34687
0
0
WESTERN ASSET HIGH INCM OPP
COM
95766K109
182
37761
SH
SOLE
25811
0
11950
WESTERN ASSET VAR RT STRG FD
COM
957667108
339
21263
SH
SOLE
19323
0
1940
XAI OCTAGON FLOATNG RATE ALT
COM
98400T106
448
51588
SH
SOLE
48568
0
3020