0001172661-18-001461.txt : 20180806
0001172661-18-001461.hdr.sgml : 20180806
20180806164742
ACCESSION NUMBER: 0001172661-18-001461
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20180630
FILED AS OF DATE: 20180806
DATE AS OF CHANGE: 20180806
EFFECTIVENESS DATE: 20180806
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: Shaker Financial Services, LLC
CENTRAL INDEX KEY: 0001511794
IRS NUMBER: 841723449
STATE OF INCORPORATION: MD
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-14234
FILM NUMBER: 18995311
BUSINESS ADDRESS:
STREET 1: 1220 N. FILLMORE ST.
STREET 2: SUITE 400
CITY: ARLINGTON
STATE: VA
ZIP: 22201
BUSINESS PHONE: (703) 258-0090
MAIL ADDRESS:
STREET 1: 1220 N. FILLMORE ST.
STREET 2: SUITE 400
CITY: ARLINGTON
STATE: VA
ZIP: 22201
13F-HR
1
primary_doc.xml
13F-HR
LIVE
false
true
false
0001511794
XXXXXXXX
06-30-2018
06-30-2018
false
Shaker Financial Services, LLC
1220 N. Fillmore St.
Suite 400
Arlington
VA
22201
13F HOLDINGS REPORT
028-14234
N
Kathryn S. Baummer
Partner/Infotech Research and Development
410-224-0572
/s/ Kathryn S. Baummer
Arlington
VA
08-06-2018
0
106
202853
INFORMATION TABLE
2
infotable.xml
ABERDEEN ASIA PACIFIC INCOM
COM
003009107
2618
605933
SH
SOLE
565802
0
40131
ABERDEEN GLOBAL DYNAMIC DIVI
COM
00302M106
4789
467184
SH
SOLE
440626
0
26558
ABERDEEN GLOBAL INCOME FD IN
COM
003013109
999
126163
SH
SOLE
121781
0
4382
ABERDEEN INCOME CR STRATEGIE
COM
003057106
1591
115241
SH
SOLE
104983
0
10258
ABERDEEN TOTAL DYNAMIC DIVD
COM SH BEN INT
00326L100
2862
327086
SH
SOLE
279370
0
47716
ADAMS DIVERSIFIED EQUITY FD
COM
006212104
6846
443946
SH
SOLE
415740
0
28206
ADVENT CLAY CONV SEC INC FD
COM
007639107
1893
338705
SH
SOLE
315218
0
23487
ADVENT CLAYMORE ENH GRW & IN
COM
00765E104
255
32972
SH
SOLE
29175
0
3797
ALLIANZGI CON INCM 2024 TARG
COM
01883H102
2808
303525
SH
SOLE
264897
0
38628
ALLIANZGI NFJ DIVID INT & PR
COM
01883A107
4949
392171
SH
SOLE
344039
0
48132
APOLLO TACTICAL INCOME FD IN
COM
037638103
2663
170728
SH
SOLE
160054
0
10674
ARES DYNAMIC CR ALLOCATION F
COM
04014F102
435
27036
SH
SOLE
26870
0
166
BANCROFT FUND LTD
COM
059695106
686
31365
SH
SOLE
27949
0
3416
BLACKROCK 2022 GBL INCM OPP
COM
09258P104
958
107033
SH
SOLE
102843
0
4190
BLACKROCK CORPOR HI YLD FD I
COM
09255P107
188
18000
SH
SOLE
18000
0
0
BLACKROCK ENH CAP & INC FD I
COM
09256A109
466
28758
SH
SOLE
28758
0
0
BLACKROCK ENHANCED GBL DIV T
COM
092501105
4044
363689
SH
SOLE
342584
0
21105
BLACKROCK ENHANCED INTL DIV
COM BENE INTER
092524107
2655
462617
SH
SOLE
446283
0
16334
BLACKROCK FLOAT RATE OME STR
COM
09255X100
448
32254
SH
SOLE
32254
0
0
BLACKROCK LTD DURATION INC T
COM SHS
09249W101
2600
174881
SH
SOLE
151767
0
23114
BOULDER GROWTH & INCOME FD I
COM
101507101
8938
869426
SH
SOLE
811941
0
57485
CBRE CLARION GLOBAL REAL EST
COM
12504G100
160
21200
SH
SOLE
21200
0
0
CENTRAL SECS CORP
COM
155123102
8489
304716
SH
SOLE
287137
0
17579
CHINA FD INC
COM
169373107
895
42811
SH
SOLE
32875
0
9936
CLOUGH GLOBAL DIVND AND INC
COM
18913Y103
308
24766
SH
SOLE
24766
0
0
CLOUGH GLOBAL OPPORTUNITIES
SH BEN INT
18914E106
462
42040
SH
SOLE
42040
0
0
COHEN & STEERS QUALITY RLTY
COM
19247L106
144
12000
SH
SOLE
12000
0
0
CREDIT SUISSE ASSET MGMT INC
COM
224916106
571
180576
SH
SOLE
159080
0
21496
DEUTSCHE MULTI-MKT INCOME TR
SHS
25160E102
1480
168037
SH
SOLE
141150
0
26887
DEUTSCHE STRATEGIC INCOME TR
SHS
25160F109
497
40615
SH
SOLE
35623
0
4992
DREYFUS ALCENTRA GBL CR INCO
COM
26189A105
3816
416120
SH
SOLE
375422
0
40698
DREYFUS HIGH YIELD STRATEGIE
SH BEN INT
26200S101
2320
736452
SH
SOLE
627272
0
109180
EAGLE GRWTH & INCOME OPPTY F
COM SHS BEN IN
26958j105
2126
138203
SH
SOLE
134807
0
3396
EATON VANCE LTD DUR INCOME F
COM
27828H105
5194
412867
SH
SOLE
373312
0
39555
EATON VANCE SH TM DR DIVR IN
COM
27828V104
1614
123967
SH
SOLE
116630
0
7337
EATON VANCE SR INCOME TR
SH BEN INT
27826S103
2764
433194
SH
SOLE
417300
0
15894
EATON VANCE TAX ADV BD OPT S
COM SH BEN INT
27829M103
770
84207
SH
SOLE
69329
0
14878
EUROPEAN EQUITY FUND
COM
298768102
2210
235311
SH
SOLE
217880
0
17431
FIRST TR ABERDEEN GLBL OPP F
COM SHS
337319107
2019
201319
SH
SOLE
176281
0
25038
FIRST TR DYNAMIC EUROPE EQT
COM SHS
33740d107
3123
193516
SH
SOLE
181696
0
11820
FIRST TR HIGH INCOME L/S FD
COM
33738E109
3772
256050
SH
SOLE
226891
0
29159
FIRST TR SR FLG RTE INCM FD
COM
33733U108
689
53649
SH
SOLE
46401
0
7248
FIRST TR SR FLOATING RATE 20
COM SHS
33740K101
665
71707
SH
SOLE
45504
0
26203
FRANKLIN UNVL TR
SH BEN INT
355145103
926
138616
SH
SOLE
120676
0
17940
GABELLI DIVD & INCOME TR
COM
36242H104
2967
131502
SH
SOLE
125833
0
5669
GABELLI GLB SML & MD CP VAL
COM
36249W104
1922
158603
SH
SOLE
142953
0
15650
GENERAL AMERN INVS INC
COM
368802104
9788
285206
SH
SOLE
265354
0
19852
HANCOCK JOHN INVS TR
COM
410142103
1227
76905
SH
SOLE
74057
0
2848
HANCOCK JOHN TAX-ADV DIV INC
COM
41013V100
1237
52911
SH
SOLE
51133
0
1778
HERZFELD CARIBBEAN BASIN FD
COM
42804T106
683
103532
SH
SOLE
98221
0
5311
INVESCO DYNAMIC CR OPP FD
COM
46132R104
1443
124178
SH
SOLE
119675
0
4503
INVESCO HIGH INCOME TR II
COM
46131F101
178
13230
SH
SOLE
11850
0
1380
INVESCO SR INCOME TR
COM
46131H107
342
79854
SH
SOLE
78108
0
1746
IVY HIGH INC OPPORTUNITIES F
COM
465893105
3805
265559
SH
SOLE
236548
0
29011
LAZARD WORLD DIVID & INCOME
COM
521076109
545
52630
SH
SOLE
49370
0
3260
LMP CAP & INCOME FD INC
COM
50208A102
675
52495
SH
SOLE
48622
0
3873
MACQUARIE FT TR GB INF UT DI
COM
55607W100
141
13063
SH
SOLE
13063
0
0
MADISON CVRED CALL & EQ STR
COM
557437100
2795
375171
SH
SOLE
336978
0
38193
MFS CHARTER INCOME TR
SH BEN INT
552727109
224
28200
SH
SOLE
15321
0
12879
MFS INTER INCOME TR
SH BEN INT
55273C107
80
20629
SH
SOLE
20629
0
0
MFS INTERMEDIATE HIGH INC FD
SH BEN INT
59318T109
219
86777
SH
SOLE
84148
0
2629
MORGAN STANLEY CHINA A SH FD
COM
617468103
681
29500
SH
SOLE
27978
0
1522
MORGAN STANLEY EMER MKTS DEB
COM
61744H105
116
13220
SH
SOLE
13220
0
0
MORGAN STANLEY EMER MKTS FD
COM
61744G107
291
17892
SH
SOLE
17892
0
0
NEUBERGER BERMAN HGH YLD FD
COM
64128C106
2867
264998
SH
SOLE
237991
0
27007
NEW GERMANY FD INC
COM
644465106
3682
201872
SH
SOLE
194501
0
7371
NEW IRELAND FUND INC
COM
645673104
986
84416
SH
SOLE
71499
0
12917
NUVEEN CR OPPORTUNITIES 2022
COM
67075U102
122
12897
SH
SOLE
12897
0
0
NUVEEN CR STRATEGIES INCM FD
COM SHS
67073D102
299
37641
SH
SOLE
36250
0
1391
NUVEEN DIVERSIFIED DIV INCM
COM
6706EP105
279
23900
SH
SOLE
23900
0
0
NUVEEN FLOATING RATE INCOME
COM
67072T108
714
68354
SH
SOLE
46419
0
21935
NUVEEN FLTNG RTE INCM OPP FD
COM SHS
6706EN100
234
22520
SH
SOLE
22520
0
0
NUVEEN GLOBAL HIGH INCOME FD
SHS
67075G103
1584
102612
SH
SOLE
85852
0
16760
NUVEEN PFD & INCM OPPORTNYS
COM
67073B106
168
18000
SH
SOLE
16146
0
1854
NUVEEN PFD & INCM SECURTIES
COM
67072C105
467
53004
SH
SOLE
53004
0
0
NUVEEN REAL ESTATE INCOME FD
COM
67071B108
187
18679
SH
SOLE
16949
0
1730
NUVEEN SR INCOME FD
COM
67067Y104
2364
379466
SH
SOLE
333332
0
46134
NUVEEN TAX ADVANTAGED DIV GR
COM
67073G105
2841
172301
SH
SOLE
163637
0
8664
NUVEEN TX ADV TOTAL RET STRG
COM
67090H102
2518
195638
SH
SOLE
188488
0
7150
PIONEER DIV HIGH INCOME TRUS
COM
723653101
3185
218627
SH
SOLE
212622
0
6005
PIONEER FLOATING RATE TR
COM
72369J102
3313
296292
SH
SOLE
252029
0
44263
PIONEER HIGH INCOME TR
COM
72369H106
947
101977
SH
SOLE
98319
0
3658
PUTNAM MASTER INTER INCOME T
SH BEN INT
746909100
614
131399
SH
SOLE
113581
0
17818
RIVERNORTH DOUBLELINE STRATE
COM
76882G107
745
42117
SH
SOLE
34903
0
7214
ROYCE GLOBAL VALUE TR INC
COM
78081T104
1370
130310
SH
SOLE
117621
0
12689
ROYCE MICRO-CAP TR INC
COM
780915104
5346
535168
SH
SOLE
508230
0
26938
SOURCE CAP INC
COM
836144105
8951
225177
SH
SOLE
209646
0
15531
SPECIAL OPPORTUNITIES FD INC
COM
84741T104
6701
446144
SH
SOLE
421779
0
24365
SPECIAL OPPORTUNITIES FD INC
PFD CONV SE B
84741T302
931
36515
SH
SOLE
33506
0
3009
SPROTT FOCUS TR INC
COM
85208J109
682
87227
SH
SOLE
84924
0
2303
SWISS HELVETIA FD INC
COM
870875101
303
24511
SH
SOLE
24077
0
434
TEKLA HEALTHCARE INVS
SH BEN INT
87911J103
556
25870
SH
SOLE
24818
0
1052
TEMPLETON DRAGON FD INC
COM
88018T101
636
29854
SH
SOLE
29854
0
0
TEMPLETON GLOBAL INCOME FD
COM
880198106
129
20957
SH
SOLE
17717
0
3240
TRI CONTL CORP
COM
895436103
9081
342551
SH
SOLE
318961
0
23590
VIRTUS GLOBAL MULTI-SEC INC
COM
92829B101
1743
130383
SH
SOLE
116188
0
14195
VOYA ASIA PAC DIVID EQUITY I
COM
92912J102
402
40193
SH
SOLE
23152
0
17041
VOYA EMERGING MKTS HIGH DIVI
COM
92912P108
402
49936
SH
SOLE
49936
0
0
WELLS FARGO GLOBAL DIVIDEND
COM
94987C103
226
40496
SH
SOLE
36098
0
4398
WELLS FARGO INCOME OPPORTUNI
WF INC OPPTY FD
94987B105
2315
289756
SH
SOLE
260146
0
29610
WELLS FARGO MULTI SECTOR INC
COM
94987D101
193
15500
SH
SOLE
15500
0
0
WESTERN ASSET GLB HI INCOME
COM
95766B109
2625
287805
SH
SOLE
278242
0
9563
WESTERN ASSET HGH YLD DFNDFD
COM
95768B107
369
25313
SH
SOLE
19345
0
5968
WESTERN ASSET HIGH INCM FD I
COM
95766J102
1780
276432
SH
SOLE
261616
0
14816
WESTERN ASSET HIGH INCM OPP
COM
95766K109
230
47626
SH
SOLE
43628
0
3998
XAI OCTAGON FLOATNG RATE ALT
COM
98400T106
1702
186233
SH
SOLE
161363
0
24870