0001172661-18-001461.txt : 20180806 0001172661-18-001461.hdr.sgml : 20180806 20180806164742 ACCESSION NUMBER: 0001172661-18-001461 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20180630 FILED AS OF DATE: 20180806 DATE AS OF CHANGE: 20180806 EFFECTIVENESS DATE: 20180806 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Shaker Financial Services, LLC CENTRAL INDEX KEY: 0001511794 IRS NUMBER: 841723449 STATE OF INCORPORATION: MD FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-14234 FILM NUMBER: 18995311 BUSINESS ADDRESS: STREET 1: 1220 N. FILLMORE ST. STREET 2: SUITE 400 CITY: ARLINGTON STATE: VA ZIP: 22201 BUSINESS PHONE: (703) 258-0090 MAIL ADDRESS: STREET 1: 1220 N. FILLMORE ST. STREET 2: SUITE 400 CITY: ARLINGTON STATE: VA ZIP: 22201 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0001511794 XXXXXXXX 06-30-2018 06-30-2018 false Shaker Financial Services, LLC
1220 N. Fillmore St. Suite 400 Arlington VA 22201
13F HOLDINGS REPORT 028-14234 N
Kathryn S. Baummer Partner/Infotech Research and Development 410-224-0572 /s/ Kathryn S. Baummer Arlington VA 08-06-2018 0 106 202853
INFORMATION TABLE 2 infotable.xml ABERDEEN ASIA PACIFIC INCOM COM 003009107 2618 605933 SH SOLE 565802 0 40131 ABERDEEN GLOBAL DYNAMIC DIVI COM 00302M106 4789 467184 SH SOLE 440626 0 26558 ABERDEEN GLOBAL INCOME FD IN COM 003013109 999 126163 SH SOLE 121781 0 4382 ABERDEEN INCOME CR STRATEGIE COM 003057106 1591 115241 SH SOLE 104983 0 10258 ABERDEEN TOTAL DYNAMIC DIVD COM SH BEN INT 00326L100 2862 327086 SH SOLE 279370 0 47716 ADAMS DIVERSIFIED EQUITY FD COM 006212104 6846 443946 SH SOLE 415740 0 28206 ADVENT CLAY CONV SEC INC FD COM 007639107 1893 338705 SH SOLE 315218 0 23487 ADVENT CLAYMORE ENH GRW & IN COM 00765E104 255 32972 SH SOLE 29175 0 3797 ALLIANZGI CON INCM 2024 TARG COM 01883H102 2808 303525 SH SOLE 264897 0 38628 ALLIANZGI NFJ DIVID INT & PR COM 01883A107 4949 392171 SH SOLE 344039 0 48132 APOLLO TACTICAL INCOME FD IN COM 037638103 2663 170728 SH SOLE 160054 0 10674 ARES DYNAMIC CR ALLOCATION F COM 04014F102 435 27036 SH SOLE 26870 0 166 BANCROFT FUND LTD COM 059695106 686 31365 SH SOLE 27949 0 3416 BLACKROCK 2022 GBL INCM OPP COM 09258P104 958 107033 SH SOLE 102843 0 4190 BLACKROCK CORPOR HI YLD FD I COM 09255P107 188 18000 SH SOLE 18000 0 0 BLACKROCK ENH CAP & INC FD I COM 09256A109 466 28758 SH SOLE 28758 0 0 BLACKROCK ENHANCED GBL DIV T COM 092501105 4044 363689 SH SOLE 342584 0 21105 BLACKROCK ENHANCED INTL DIV COM BENE INTER 092524107 2655 462617 SH SOLE 446283 0 16334 BLACKROCK FLOAT RATE OME STR COM 09255X100 448 32254 SH SOLE 32254 0 0 BLACKROCK LTD DURATION INC T COM SHS 09249W101 2600 174881 SH SOLE 151767 0 23114 BOULDER GROWTH & INCOME FD I COM 101507101 8938 869426 SH SOLE 811941 0 57485 CBRE CLARION GLOBAL REAL EST COM 12504G100 160 21200 SH SOLE 21200 0 0 CENTRAL SECS CORP COM 155123102 8489 304716 SH SOLE 287137 0 17579 CHINA FD INC COM 169373107 895 42811 SH SOLE 32875 0 9936 CLOUGH GLOBAL DIVND AND INC COM 18913Y103 308 24766 SH SOLE 24766 0 0 CLOUGH GLOBAL OPPORTUNITIES SH BEN INT 18914E106 462 42040 SH SOLE 42040 0 0 COHEN & STEERS QUALITY RLTY COM 19247L106 144 12000 SH SOLE 12000 0 0 CREDIT SUISSE ASSET MGMT INC COM 224916106 571 180576 SH SOLE 159080 0 21496 DEUTSCHE MULTI-MKT INCOME TR SHS 25160E102 1480 168037 SH SOLE 141150 0 26887 DEUTSCHE STRATEGIC INCOME TR SHS 25160F109 497 40615 SH SOLE 35623 0 4992 DREYFUS ALCENTRA GBL CR INCO COM 26189A105 3816 416120 SH SOLE 375422 0 40698 DREYFUS HIGH YIELD STRATEGIE SH BEN INT 26200S101 2320 736452 SH SOLE 627272 0 109180 EAGLE GRWTH & INCOME OPPTY F COM SHS BEN IN 26958j105 2126 138203 SH SOLE 134807 0 3396 EATON VANCE LTD DUR INCOME F COM 27828H105 5194 412867 SH SOLE 373312 0 39555 EATON VANCE SH TM DR DIVR IN COM 27828V104 1614 123967 SH SOLE 116630 0 7337 EATON VANCE SR INCOME TR SH BEN INT 27826S103 2764 433194 SH SOLE 417300 0 15894 EATON VANCE TAX ADV BD OPT S COM SH BEN INT 27829M103 770 84207 SH SOLE 69329 0 14878 EUROPEAN EQUITY FUND COM 298768102 2210 235311 SH SOLE 217880 0 17431 FIRST TR ABERDEEN GLBL OPP F COM SHS 337319107 2019 201319 SH SOLE 176281 0 25038 FIRST TR DYNAMIC EUROPE EQT COM SHS 33740d107 3123 193516 SH SOLE 181696 0 11820 FIRST TR HIGH INCOME L/S FD COM 33738E109 3772 256050 SH SOLE 226891 0 29159 FIRST TR SR FLG RTE INCM FD COM 33733U108 689 53649 SH SOLE 46401 0 7248 FIRST TR SR FLOATING RATE 20 COM SHS 33740K101 665 71707 SH SOLE 45504 0 26203 FRANKLIN UNVL TR SH BEN INT 355145103 926 138616 SH SOLE 120676 0 17940 GABELLI DIVD & INCOME TR COM 36242H104 2967 131502 SH SOLE 125833 0 5669 GABELLI GLB SML & MD CP VAL COM 36249W104 1922 158603 SH SOLE 142953 0 15650 GENERAL AMERN INVS INC COM 368802104 9788 285206 SH SOLE 265354 0 19852 HANCOCK JOHN INVS TR COM 410142103 1227 76905 SH SOLE 74057 0 2848 HANCOCK JOHN TAX-ADV DIV INC COM 41013V100 1237 52911 SH SOLE 51133 0 1778 HERZFELD CARIBBEAN BASIN FD COM 42804T106 683 103532 SH SOLE 98221 0 5311 INVESCO DYNAMIC CR OPP FD COM 46132R104 1443 124178 SH SOLE 119675 0 4503 INVESCO HIGH INCOME TR II COM 46131F101 178 13230 SH SOLE 11850 0 1380 INVESCO SR INCOME TR COM 46131H107 342 79854 SH SOLE 78108 0 1746 IVY HIGH INC OPPORTUNITIES F COM 465893105 3805 265559 SH SOLE 236548 0 29011 LAZARD WORLD DIVID & INCOME COM 521076109 545 52630 SH SOLE 49370 0 3260 LMP CAP & INCOME FD INC COM 50208A102 675 52495 SH SOLE 48622 0 3873 MACQUARIE FT TR GB INF UT DI COM 55607W100 141 13063 SH SOLE 13063 0 0 MADISON CVRED CALL & EQ STR COM 557437100 2795 375171 SH SOLE 336978 0 38193 MFS CHARTER INCOME TR SH BEN INT 552727109 224 28200 SH SOLE 15321 0 12879 MFS INTER INCOME TR SH BEN INT 55273C107 80 20629 SH SOLE 20629 0 0 MFS INTERMEDIATE HIGH INC FD SH BEN INT 59318T109 219 86777 SH SOLE 84148 0 2629 MORGAN STANLEY CHINA A SH FD COM 617468103 681 29500 SH SOLE 27978 0 1522 MORGAN STANLEY EMER MKTS DEB COM 61744H105 116 13220 SH SOLE 13220 0 0 MORGAN STANLEY EMER MKTS FD COM 61744G107 291 17892 SH SOLE 17892 0 0 NEUBERGER BERMAN HGH YLD FD COM 64128C106 2867 264998 SH SOLE 237991 0 27007 NEW GERMANY FD INC COM 644465106 3682 201872 SH SOLE 194501 0 7371 NEW IRELAND FUND INC COM 645673104 986 84416 SH SOLE 71499 0 12917 NUVEEN CR OPPORTUNITIES 2022 COM 67075U102 122 12897 SH SOLE 12897 0 0 NUVEEN CR STRATEGIES INCM FD COM SHS 67073D102 299 37641 SH SOLE 36250 0 1391 NUVEEN DIVERSIFIED DIV INCM COM 6706EP105 279 23900 SH SOLE 23900 0 0 NUVEEN FLOATING RATE INCOME COM 67072T108 714 68354 SH SOLE 46419 0 21935 NUVEEN FLTNG RTE INCM OPP FD COM SHS 6706EN100 234 22520 SH SOLE 22520 0 0 NUVEEN GLOBAL HIGH INCOME FD SHS 67075G103 1584 102612 SH SOLE 85852 0 16760 NUVEEN PFD & INCM OPPORTNYS COM 67073B106 168 18000 SH SOLE 16146 0 1854 NUVEEN PFD & INCM SECURTIES COM 67072C105 467 53004 SH SOLE 53004 0 0 NUVEEN REAL ESTATE INCOME FD COM 67071B108 187 18679 SH SOLE 16949 0 1730 NUVEEN SR INCOME FD COM 67067Y104 2364 379466 SH SOLE 333332 0 46134 NUVEEN TAX ADVANTAGED DIV GR COM 67073G105 2841 172301 SH SOLE 163637 0 8664 NUVEEN TX ADV TOTAL RET STRG COM 67090H102 2518 195638 SH SOLE 188488 0 7150 PIONEER DIV HIGH INCOME TRUS COM 723653101 3185 218627 SH SOLE 212622 0 6005 PIONEER FLOATING RATE TR COM 72369J102 3313 296292 SH SOLE 252029 0 44263 PIONEER HIGH INCOME TR COM 72369H106 947 101977 SH SOLE 98319 0 3658 PUTNAM MASTER INTER INCOME T SH BEN INT 746909100 614 131399 SH SOLE 113581 0 17818 RIVERNORTH DOUBLELINE STRATE COM 76882G107 745 42117 SH SOLE 34903 0 7214 ROYCE GLOBAL VALUE TR INC COM 78081T104 1370 130310 SH SOLE 117621 0 12689 ROYCE MICRO-CAP TR INC COM 780915104 5346 535168 SH SOLE 508230 0 26938 SOURCE CAP INC COM 836144105 8951 225177 SH SOLE 209646 0 15531 SPECIAL OPPORTUNITIES FD INC COM 84741T104 6701 446144 SH SOLE 421779 0 24365 SPECIAL OPPORTUNITIES FD INC PFD CONV SE B 84741T302 931 36515 SH SOLE 33506 0 3009 SPROTT FOCUS TR INC COM 85208J109 682 87227 SH SOLE 84924 0 2303 SWISS HELVETIA FD INC COM 870875101 303 24511 SH SOLE 24077 0 434 TEKLA HEALTHCARE INVS SH BEN INT 87911J103 556 25870 SH SOLE 24818 0 1052 TEMPLETON DRAGON FD INC COM 88018T101 636 29854 SH SOLE 29854 0 0 TEMPLETON GLOBAL INCOME FD COM 880198106 129 20957 SH SOLE 17717 0 3240 TRI CONTL CORP COM 895436103 9081 342551 SH SOLE 318961 0 23590 VIRTUS GLOBAL MULTI-SEC INC COM 92829B101 1743 130383 SH SOLE 116188 0 14195 VOYA ASIA PAC DIVID EQUITY I COM 92912J102 402 40193 SH SOLE 23152 0 17041 VOYA EMERGING MKTS HIGH DIVI COM 92912P108 402 49936 SH SOLE 49936 0 0 WELLS FARGO GLOBAL DIVIDEND COM 94987C103 226 40496 SH SOLE 36098 0 4398 WELLS FARGO INCOME OPPORTUNI WF INC OPPTY FD 94987B105 2315 289756 SH SOLE 260146 0 29610 WELLS FARGO MULTI SECTOR INC COM 94987D101 193 15500 SH SOLE 15500 0 0 WESTERN ASSET GLB HI INCOME COM 95766B109 2625 287805 SH SOLE 278242 0 9563 WESTERN ASSET HGH YLD DFNDFD COM 95768B107 369 25313 SH SOLE 19345 0 5968 WESTERN ASSET HIGH INCM FD I COM 95766J102 1780 276432 SH SOLE 261616 0 14816 WESTERN ASSET HIGH INCM OPP COM 95766K109 230 47626 SH SOLE 43628 0 3998 XAI OCTAGON FLOATNG RATE ALT COM 98400T106 1702 186233 SH SOLE 161363 0 24870