0001172661-17-001464.txt : 20170802 0001172661-17-001464.hdr.sgml : 20170802 20170802171301 ACCESSION NUMBER: 0001172661-17-001464 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20170630 FILED AS OF DATE: 20170802 DATE AS OF CHANGE: 20170802 EFFECTIVENESS DATE: 20170802 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Shaker Financial Services, LLC CENTRAL INDEX KEY: 0001511794 IRS NUMBER: 841723449 STATE OF INCORPORATION: MD FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-14234 FILM NUMBER: 171001170 BUSINESS ADDRESS: STREET 1: 1220 N. FILLMORE ST. STREET 2: SUITE 400 CITY: ARLINGTON STATE: VA ZIP: 22201 BUSINESS PHONE: (703) 258-0090 MAIL ADDRESS: STREET 1: 1220 N. FILLMORE ST. STREET 2: SUITE 400 CITY: ARLINGTON STATE: VA ZIP: 22201 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0001511794 XXXXXXXX 06-30-2017 06-30-2017 false Shaker Financial Services, LLC

1220 N. Fillmore St. Suite 400 Arlington VA 22201

13F HOLDINGS REPORT 028-14234 N Kathryn S. Baummer 410-224-0572 /s/ Kathryn S. Baummer Arlington VA 08-02-2017 0 103 177821 INFORMATION TABLE 2 infotable.xml ABERDEEN GLOBAL INCOME FD IN COM 003013109 1171 136270 SH SOLE 133159 0 3111 ABERDEEN GTR CHINA FD INC COM 003031101 147 12812 SH SOLE 12812 0 0 ADAMS DIVERSIFIED EQUITY FD COM 006212104 5387 376993 SH SOLE 355606 0 21387 ADVENT CLAY CONV SEC INC FD COM 007639107 626 100474 SH SOLE 96513 0 3961 ALLIANCEBERNSTEIN GBL HGH IN COM 01879R106 1819 140603 SH SOLE 128671 0 11932 ALLIANZGI EQUITY & CONV INCO COM 018829101 1378 69765 SH SOLE 68440 0 1325 ALLIANZGI NFJ DIVID INT & PR COM 01883A107 3118 238234 SH SOLE 234279 0 3955 ALPINE GLOBAL DYNAMIC DIVD F COM NEW 02082E205 603 58913 SH SOLE 53938 0 4975 APOLLO SR FLOATING RATE FD I COM 037636107 1186 70327 SH SOLE 65662 0 4665 APOLLO TACTICAL INCOME FD IN COM 037638103 369 22682 SH SOLE 22381 0 301 AVENUE INCOME CR STRATEGIES COM 05358E106 439 31572 SH SOLE 30979 0 593 BANCROFT FUND LTD COM 059695106 568 26215 SH SOLE 22298 0 3917 BLACKROCK CORPOR HI YLD FD I COM 09255P107 688 62737 SH SOLE 59579 0 3158 BLACKROCK CR ALLCTN INC TR COM 092508100 333 24792 SH SOLE 21623 0 3169 BLACKROCK DEBT STRAT FD INC COM NEW 09255R202 177 15350 SH SOLE 3857 0 11493 BLACKROCK ENH CAP & INC FD I COM 09256A109 667 44789 SH SOLE 44789 0 0 BLACKROCK ENHANCED GBL DIV T COM 092501105 396 29890 SH SOLE 27366 0 2524 BLACKROCK ENHANCED INTL DIV COM BENE INTER 092524107 1200 191023 SH SOLE 190292 0 731 BLACKROCK FLOAT RATE OME STR COM 09255X100 233 16560 SH SOLE 16560 0 0 BLACKROCK LTD DURATION INC T COM SHS 09249W101 1307 82844 SH SOLE 78095 0 4749 BLACKROCK MULTI-SECTOR INC T COM 09258A107 253 13965 SH SOLE 12088 0 1877 BLACKSTONE GSO LNG SHRT CR I COM SHS BN INT 09257D102 3205 198589 SH SOLE 190883 0 7706 BLACKSTONE GSO STRATEGIC CR COM SHS BEN IN 09257R101 2582 162181 SH SOLE 157440 0 4741 BOULDER GROWTH & INCOME FD I COM 101507101 4283 441062 SH SOLE 404447 0 36615 BROOKFIELD REAL ASSETS INCOM SHS BEN INT 112830104 454 19594 SH SOLE 17964 0 1630 CALAMOS DYNAMIC CONV & INCOM COM 12811V105 492 24581 SH SOLE 24074 0 507 CALAMOS STRATEGIC TOTL RETN COM SH BEN INT 128125101 1983 168909 SH SOLE 167986 0 923 CENTRAL SECS CORP COM 155123102 6731 269991 SH SOLE 254610 0 15381 CLOUGH GLOBAL DIVND AND INC COM 18913Y103 628 46947 SH SOLE 46947 0 0 CLOUGH GLOBAL EQUITY FD COM 18914C100 738 58516 SH SOLE 56328 0 2188 CLOUGH GLOBAL OPPORTUNITIES SH BEN INT 18914E106 1506 142116 SH SOLE 126896 0 15220 COHEN & STEERS QUALITY RLTY COM 19247L106 301 23936 SH SOLE 20249 0 3687 CREDIT SUISSE ASSET MGMT INC COM 224916106 1198 355362 SH SOLE 317062 0 38300 DELAWARE ENHANCED GBL DIV & COM 246060107 593 52011 SH SOLE 52011 0 0 DELAWARE INVTS DIV & INCOME COM 245915103 3527 337465 SH SOLE 317169 0 20296 DEUTSCHE MULTI-MKT INCOME TR SHS 25160E102 2018 229285 SH SOLE 194465 0 34820 DEUTSCHE STRATEGIC INCOME TR SHS 25160F109 801 64685 SH SOLE 64685 0 0 DUFF & PHELPS UTIL CORP BD T COM 26432K108 2428 264167 SH SOLE 251388 0 12779 EAGLE GRWTH & INCOME OPPTY F COM SHS BEN IN 26958j105 1848 107238 SH SOLE 101148 0 6090 EATON VANCE FLTG RATE INCOM COM SHS BEN INT 278284104 3933 234396 SH SOLE 220693 0 13703 EATON VANCE LTD DUR INCOME F COM 27828H105 1841 130540 SH SOLE 121412 0 9128 EATON VANCE RISK MNGD DIV EQ COM 27829G106 1566 167176 SH SOLE 134794 0 32382 EATON VANCE SR INCOME TR SH BEN INT 27826S103 1372 206363 SH SOLE 176672 0 29691 EUROPEAN EQUITY FUND COM 298768102 2536 276557 SH SOLE 258488 0 18069 FIRST TR ABERDEEN GLBL OPP F COM SHS 337319107 989 84919 SH SOLE 74046 0 10873 FIRST TR ENHANCED EQTY INC F COM 337318109 466 31824 SH SOLE 31824 0 0 FIRST TR SR FLG RTE INCM FD COM 33733U108 153 11462 SH SOLE 11462 0 0 FRANKLIN UNVL TR SH BEN INT 355145103 223 31153 SH SOLE 31153 0 0 GABELLI DIVD & INCOME TR COM 36242H104 4586 210196 SH SOLE 201893 0 8303 GABELLI GLB SML & MD CP VAL COM 36249W104 770 62279 SH SOLE 60283 0 1996 GENERAL AMERN INVS INC COM 368802104 6164 179456 SH SOLE 169911 0 9545 GUGGENHEIM ENHNCD EQTY INCM COM 40167B100 6489 784604 SH SOLE 728169 0 56435 HERZFELD CARIBBEAN BASIN FD COM 42804T106 712 98856 SH SOLE 96135 0 2721 INVESCO DYNAMIC CR OPP FD COM 46132R104 3764 313404 SH SOLE 285956 0 27448 INVESCO SR INCOME TR COM 46131H107 632 138644 SH SOLE 132360 0 6284 IVY HIGH INC OPPORTUNITIES F COM 465893105 616 39876 SH SOLE 39876 0 0 KKR INCOME OPPORTUNITIES FD COM 48249T106 393 22447 SH SOLE 22217 0 230 LAZARD GLB TTL RET&INCM FD I COM 52106W103 1303 79680 SH SOLE 78298 0 1382 LAZARD WORLD DIVID & INCOME COM 521076109 440 39937 SH SOLE 39937 0 0 LIBERTY ALL STAR EQUITY FD SH BEN INT 530158104 5724 1011382 SH SOLE 974786 0 36596 LIBERTY ALL-STAR GROWTH FD I COM 529900102 3961 805014 SH SOLE 779583 0 25431 MADISON CVRED CALL & EQ STR COM 557437100 1198 152947 SH SOLE 150762 0 2185 MFS CHARTER INCOME TR SH BEN INT 552727109 1658 191849 SH SOLE 184734 0 7115 MORGAN STANLEY CHINA A SH FD COM 617468103 338 15111 SH SOLE 15111 0 0 NEUBERGER BERMAN HGH YLD FD COM 64128C106 2319 195056 SH SOLE 166987 0 28069 NEW GERMANY FD INC COM 644465106 3143 188992 SH SOLE 182844 0 6148 NEW IRELAND FUND INC COM 645673104 209 15101 SH SOLE 13054 0 2047 NUVEEN CORE EQUITY ALPHA FUN COM 67090X107 6896 470378 SH SOLE 445970 0 24408 NUVEEN CR STRATEGIES INCM FD COM SHS 67073D102 1450 168398 SH SOLE 163714 0 4684 NUVEEN GLOBAL HIGH INCOME FD SHS 67075G103 1282 75973 SH SOLE 71669 0 4304 NUVEEN MULTI MKT INCOME FD COM 67075J107 160 21300 SH SOLE 21300 0 0 NUVEEN PFD & INCOME TERM FD COM 67075A106 973 39584 SH SOLE 38495 0 1089 NUVEEN S&P 500 DYN OVERWRITE COM 6706EW100 1104 71907 SH SOLE 68732 0 3175 NUVEEN TAX ADVANTAGED DIV GR COM 67073G105 717 44573 SH SOLE 42513 0 2060 NUVEEN TX ADV TOTAL RET STRG COM 67090H102 4143 321182 SH SOLE 298988 0 22194 PIONEER DIV HIGH INCOME TRUS COM 723653101 2815 171564 SH SOLE 163476 0 8088 PIONEER FLOATING RATE TR COM 72369J102 1340 112645 SH SOLE 112045 0 600 PIONEER HIGH INCOME TR COM 72369H106 3152 318690 SH SOLE 312063 0 6627 PRUDENTIAL GLB SHT DUR HG YL COM 74433A109 979 65904 SH SOLE 59815 0 6089 PRUDENTIAL SHT DURATION HG Y COM 74442F107 4875 319221 SH SOLE 289577 0 29644 PUTMAN HIGH INCOME SEC FUND SHS BEN INT 746779107 274 31206 SH SOLE 31206 0 0 RIVERNORTH OPPRTUNITIES FD I COM 76881y109 929 46535 SH SOLE 43564 0 2971 ROYCE GLOBAL VALUE TR INC COM 78081T104 231 24029 SH SOLE 24029 0 0 ROYCE MICRO-CAP TR INC COM 780915104 4113 475462 SH SOLE 463579 0 11883 ROYCE VALUE TR INC COM 780910105 196 13437 SH SOLE 13437 0 0 SOURCE CAP INC COM 836144105 5136 132887 SH SOLE 125715 0 7172 SPECIAL OPPORTUNITIES FD INC COM 84741T104 4327 284652 SH SOLE 279977 0 4675 SPECIAL OPPORTUNITIES FD INC PFD CONV SE B 84741T302 931 36515 SH SOLE 35683 0 832 SPROTT FOCUS TR INC COM 85208J109 1403 190370 SH SOLE 165608 0 24762 TEMPLETON DRAGON FD INC COM 88018T101 257 12743 SH SOLE 12743 0 0 TEMPLETON EMERG MKTS INCOME COM 880192109 377 33570 SH SOLE 33570 0 0 THL CR SR LN FD COM 87244R103 370 20844 SH SOLE 17884 0 2960 VOYA GLBL ADV & PREM OPP FD COM 92912R104 1596 147675 SH SOLE 136287 0 11388 VOYA PRIME RATE TR SH BEN INT 92913A100 545 101224 SH SOLE 63424 0 37800 WELLS FARGO INCOME OPPORTUNI WF INC OPPTY FD 94987B105 2131 248986 SH SOLE 240892 0 8094 WELLS FARGO MULTI SECTOR INC COM 94987D101 471 35257 SH SOLE 34042 0 1215 WESTERN ASSET EMRG MKT DEBT COM 95766A101 181 11600 SH SOLE 11600 0 0 WESTERN ASSET GLB HI INCOME COM 95766B109 3398 337778 SH SOLE 311743 0 26035 WESTERN ASSET GLOBAL CP DEFI COM 95790C107 631 35422 SH SOLE 34398 0 1024 WESTERN ASSET HGH YLD DFNDFD COM 95768B107 1219 79783 SH SOLE 77753 0 2030 WESTERN ASSET HIGH INCM FD I COM 95766J102 3538 492095 SH SOLE 466093 0 26002 WESTERN ASSET HIGH INCM OPP COM 95766K109 576 113547 SH SOLE 89158 0 24389 WESTERN ASSET VAR RT STRG FD COM 957667108 226 13257 SH SOLE 8989 0 4268