0001172661-14-001703.txt : 20141110 0001172661-14-001703.hdr.sgml : 20141110 20141110152133 ACCESSION NUMBER: 0001172661-14-001703 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20140930 FILED AS OF DATE: 20141110 DATE AS OF CHANGE: 20141110 EFFECTIVENESS DATE: 20141110 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Shaker Financial Services, LLC CENTRAL INDEX KEY: 0001511794 IRS NUMBER: 841723449 STATE OF INCORPORATION: MD FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-14234 FILM NUMBER: 141208335 BUSINESS ADDRESS: STREET 1: 1220 N. FILLMORE ST. STREET 2: SUITE 400 CITY: ARLINGTON STATE: VA ZIP: 22201 BUSINESS PHONE: (703) 258-0090 MAIL ADDRESS: STREET 1: 1220 N. FILLMORE ST. STREET 2: SUITE 400 CITY: ARLINGTON STATE: VA ZIP: 22201 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0001511794 XXXXXXXX 09-30-2014 09-30-2014 false Shaker Financial Services, LLC

1220 N. Fillmore St. Suite 400 Arlington VA 22201

13F HOLDINGS REPORT 028-14234 N Kathryn S. Baummer 410-224-0572 /s/ Kathryn S. Baummer Arlington VA 11-10-2014 0 132 154486 INFORMATION TABLE 2 infotable.xml ABERDEEN GLOBAL INCOME FD IN COM 003013109 383 35781 SH SOLE 35781 0 0 ABERDEEN JAPAN EQUITY FD INC COM 00306J109 99 13946 SH SOLE 13946 0 0 ADAMS EXPRESS CO COM 006212104 2210 158549 SH SOLE 155699 0 2850 ADVENT CLAY CONV SEC INC FD COM 007639107 907 133549 SH SOLE 124319 0 9230 ADVENT CLAYMORE ENH GRW & IN COM 00765E104 180 19016 SH SOLE 19016 0 0 ALPINE GLOBAL DYNAMIC DIVD F COM NEW 02082E205 230 23281 SH SOLE 21281 0 2000 ALPINE TOTAL DYNAMIC DIVID F COM SH BEN INT N 021060207 408 48000 SH SOLE 48000 0 0 APOLLO SR FLOATING RATE FD I COM 037636107 275 16057 SH SOLE 16057 0 0 APOLLO TACTICAL INCOME FD IN COM 037638103 1463 84555 SH SOLE 77855 0 6700 ARES DYNAMIC CR ALLOCATION F COM 04014F102 2470 144970 SH SOLE 136570 0 8400 ASIA PAC FD INC COM 044901106 210 18601 SH SOLE 16968 0 1633 ASIA TIGERS FD INC COM 04516T105 161 13600 SH SOLE 13600 0 0 AVENUE INCOME CR STRATEGIES COM 05358E106 3298 196302 SH SOLE 177305 0 18997 BLACKROCK CORPOR HI YLD FD I COM 09255P107 300 25321 SH SOLE 23281 0 2040 BLACKROCK CR ALLCTN INC TR COM 092508100 750 56352 SH SOLE 55152 0 1200 BLACKROCK DEBT STRAT FD INC COM 09255R103 910 238199 SH SOLE 231419 0 6780 BLACKROCK DIVID INCOME TR SHS 09250D109 259 19764 SH SOLE 18564 0 1200 BLACKROCK ENERGY & RES TR COM 09250U101 312 13024 SH SOLE 9824 0 3200 BLACKROCK FLOAT RATE OME STR COM 09255X100 805 57281 SH SOLE 53750 0 3531 BLACKROCK GLOBAL OPP EQTY TR COM 092501105 3196 226501 SH SOLE 198281 0 28220 BLACKROCK INCOME TR INC COM 09247F100 257 40433 SH SOLE 40433 0 0 BLACKROCK INTL GRWTH & INC T COM BENE INTER 092524107 618 82060 SH SOLE 76860 0 5200 BLACKROCK LTD DURATION INC T COM SHS 09249W101 3895 240861 SH SOLE 228622 0 12239 BLACKROCK MULTI-SECTOR INC T COM 09258A107 180 10138 SH SOLE 8559 0 1579 BLACKSTONE GSO LNG SHRT CR I COM SHS BN INT 09257D102 2516 150683 SH SOLE 144063 0 6620 BLACKSTONE GSO STRATEGIC CR COM SHS BEN IN 09257R101 2399 142973 SH SOLE 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