0001179110-21-009198.txt : 20211005 0001179110-21-009198.hdr.sgml : 20211005 20211005170743 ACCESSION NUMBER: 0001179110-21-009198 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20211002 FILED AS OF DATE: 20211005 DATE AS OF CHANGE: 20211005 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Laurence Andrew M CENTRAL INDEX KEY: 0001511698 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-35588 FILM NUMBER: 211307604 MAIL ADDRESS: STREET 1: C/O API TECHNOLOGIES CORP. STREET 2: ONE NORTH WACKER DRIVE SUITE 4400 CITY: CHICAGO STATE: IL ZIP: 60606 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Franchise Group, Inc. CENTRAL INDEX KEY: 0001528930 STANDARD INDUSTRIAL CLASSIFICATION: PATENT OWNERS & LESSORS [6794] IRS NUMBER: 273561876 STATE OF INCORPORATION: DE FISCAL YEAR END: 1228 BUSINESS ADDRESS: STREET 1: 1716 CORPORATE LANDING PARKWAY CITY: VIRGINIA BEACH STATE: VA ZIP: 23454 BUSINESS PHONE: 757-493-8855 MAIL ADDRESS: STREET 1: 1716 CORPORATE LANDING PARKWAY CITY: VIRGINIA BEACH STATE: VA ZIP: 23454 FORMER COMPANY: FORMER CONFORMED NAME: Liberty Tax, Inc. DATE OF NAME CHANGE: 20140714 FORMER COMPANY: FORMER CONFORMED NAME: JTH Holding, Inc. DATE OF NAME CHANGE: 20110830 4 1 edgar.xml FORM 4 - X0306 4 2021-10-02 0 0001528930 Franchise Group, Inc. FRG 0001511698 Laurence Andrew M 109 INNOVATION COURT, SUITE J DELAWARE OH 43015 0 1 0 0 Executive Vice President Common Stock 2021-10-02 4 M 0 20000 A 420750 D Common Stock 2021-10-02 4 F 0 8589 36.58 D 412161 D Restricted Stock Units 2021-10-02 4 M 0 20000 0 D Common Stock 20000 20000 D Each restricted stock unit represents the right to receive, upon vesting, one share of Common Stock. This restricted stock unit award was granted on December 5, 2019 and one-third of the restricted stock units vested on October 2, 2021. Represents the conversion upon vesting of restricted stock units into Common Stock. On December 5, 2019, the reporting person was granted 60,000 restricted stock units, of which one-third of the shares subject to the restricted stock units vested on October 2, 2021. Such restricted stock units were previously reported in Table II on the Form 4 filed with the Securities and Exchange Commission on December 9, 2019. Reflects 8589 shares withheld by Issuer at market price of $36.58 per share to fund the payment of taxes for the conversion. Andrew M. Laurence 2021-10-05