0001511465-14-000004.txt : 20140804
0001511465-14-000004.hdr.sgml : 20140804
20140804161448
ACCESSION NUMBER: 0001511465-14-000004
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20140630
FILED AS OF DATE: 20140804
DATE AS OF CHANGE: 20140804
EFFECTIVENESS DATE: 20140804
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: Long Wharf Investors, Inc.
CENTRAL INDEX KEY: 0001511465
IRS NUMBER: 043272062
STATE OF INCORPORATION: MA
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-14104
FILM NUMBER: 141013151
BUSINESS ADDRESS:
STREET 1: 12 POST OFFICE SQUARE
STREET 2: FIFTH FLOOR
CITY: BOSTON
STATE: MA
ZIP: 02109
BUSINESS PHONE: 617-338-9393
MAIL ADDRESS:
STREET 1: 12 POST OFFICE SQUARE
STREET 2: FIFTH FLOOR
CITY: BOSTON
STATE: MA
ZIP: 02109
13F-HR
1
primary_doc.xml
13F-HR
LIVE
false
false
false
0001511465
XXXXXXXX
06-30-2014
06-30-2014
Long Wharf Investors, Inc.
12 POST OFFICE SQUARE
FIFTH FLOOR
BOSTON
MA
02109
13F HOLDINGS REPORT
028-14104
N
John Keller
Principal
6173389393
John Keller
Boston
MA
08-04-2014
0
145
127265
false
INFORMATION TABLE
2
2Q-14_13finformationdata.xml
13F HR
ABB ADR
Spons ADR
000375204
489
21258
SH
SOLE
N/A
489
0
0
Accenture
Common
G1150G111
548
6773
SH
SOLE
N/A
548
0
0
Advcd Semicdtr Engring
Spons ADR
00756M404
112
17210
SH
SOLE
N/A
112
0
0
AFLAC
Common
001055102
481
7733
SH
SOLE
N/A
481
0
0
Air Products & Chemicals
Common
009158106
613
4768
SH
SOLE
N/A
613
0
0
Allergan
Common
018490102
2837
16764
SH
SOLE
N/A
2837
0
0
ALPS
ALPS Alerian MLP ETF
00162Q866
1426
75036
SH
SOLE
N/A
1426
0
0
Analog Devices
Common
032654105
8291
153343
SH
SOLE
N/A
8291
0
0
Apple Computer
Common
037833100
1558
16763
SH
SOLE
N/A
1558
0
0
Astrazeneca
Spons ADR
046353108
567
7633
SH
SOLE
N/A
567
0
0
Autoliv
Common
052800109
612
5739
SH
SOLE
N/A
612
0
0
Bard (CR)
Common
067383109
436
3050
SH
SOLE
N/A
436
0
0
Basf SE ADR
Spons ADR
055262505
577
4953
SH
SOLE
N/A
577
0
0
BCE
Spons ADR
05534B109
591
13036
SH
SOLE
N/A
591
0
0
Becton Dickinson
Common
075887109
598
5055
SH
SOLE
N/A
598
0
0
BP
Spons ADR
055622104
495
9391
SH
SOLE
N/A
495
0
0
Caribbean Utilities
Common
G1899E146
103
10000
SH
SOLE
N/A
103
0
0
ChevronTexaco
Common
166764100
1187
9095
SH
SOLE
N/A
1187
0
0
Coca Cola
Common
191216100
660
15570
SH
SOLE
N/A
660
0
0
Corning
Common
219350105
592
26988
SH
SOLE
N/A
592
0
0
Covidien PLC
Common
G2554F105
700
7762
SH
SOLE
N/A
700
0
0
Crown Castle Intl
Common
228227104
477
6426
SH
SOLE
N/A
477
0
0
CSX Corp
Common
126408103
615
19960
SH
SOLE
N/A
615
0
0
Dassault Systemes ADR
Spons ADR
237545108
451
3509
SH
SOLE
N/A
451
0
0
Deere
Common
244199105
571
6301
SH
SOLE
N/A
571
0
0
Deutsche Telekom ADS
Spons ADR
251566105
541
30888
SH
SOLE
N/A
541
0
0
Diageo
Spons ADR
25243Q205
543
4266
SH
SOLE
N/A
543
0
0
Exxon Mobil
Common
30231G102
1761
17496
SH
SOLE
N/A
1761
0
0
Fastenal
Common
311900104
483
9751
SH
SOLE
N/A
483
0
0
First Solar
Common
336433107
613
8620
SH
SOLE
N/A
613
0
0
First Trust
First Tr Glb Wind En
33736G106
205
15340
SH
SOLE
N/A
205
0
0
General Electric
Common
369604103
221
8420
SH
SOLE
N/A
221
0
0
GlaxoSmithKline
Spons ADR
37733W105
3846
71915
SH
SOLE
N/A
3846
0
0
Guggenheim
Guggenhm Bshs 2014 Corp
18383M571
431
20427
SH
SOLE
N/A
431
0
0
Guggenheim
Guggenhm Bshs 2015 Corp
18383M563
892
40718
SH
SOLE
N/A
892
0
0
Guggenheim
Guggenhm Bshs 2016 Corp
18383M555
850
37958
SH
SOLE
N/A
850
0
0
Guggenheim
Guggenhm Bshs 2017 Corp
18383M548
294
12821
SH
SOLE
N/A
294
0
0
Guggenheim
Guggenhm S&P Water
18383Q507
1225
40647
SH
SOLE
N/A
1225
0
0
Guggenheim
Guggenhm Frontier Mkts
18383Q838
240
14005
SH
SOLE
N/A
240
0
0
Guggenheim
Guggenhm Solar
18383Q739
206
4633
SH
SOLE
N/A
206
0
0
Home Depot
Common
437076102
444
5489
SH
SOLE
N/A
444
0
0
Intel
Common
458140100
504
16316
SH
SOLE
N/A
504
0
0
Iron Mountain
Common
462846106
544
15336
SH
SOLE
N/A
544
0
0
iShares Trust
Ishares Asia Ex Japan
464288182
614
9800
SH
SOLE
N/A
614
0
0
iShares Trust
iShares BRIC ETF
464286657
419
10859
SH
SOLE
N/A
419
0
0
iShares Trust
iShares Intmed Corp Bd
464288638
502
4559
SH
SOLE
N/A
502
0
0
iShares Trust
iShares KLD 400
464288570
355
4855
SH
SOLE
N/A
355
0
0
iShares Trust
iShares DJ Div Stks
464287168
331
4300
SH
SOLE
N/A
331
0
0
iShares Trust
Ishares Em Mkts Mid-East
464286384
521
9500
SH
SOLE
N/A
521
0
0
iShares Trust
Ishares Msci EM SCap Etf
464286475
1947
39140
SH
SOLE
N/A
1947
0
0
iShares Trust
iSh Em Mkt Bonds
464288281
933
8090
SH
SOLE
N/A
933
0
0
iShares Trust
Ishares Etf Em Mkts High Yld Bond
464286285
778
14657
SH
SOLE
N/A
778
0
0
iShares Trust
Ishares Floating Rate Bd Etf
46429B655
1157
22780
SH
SOLE
N/A
1157
0
0
iShares Trust
Ishares Msci Frontier 100
464286145
797
22090
SH
SOLE
N/A
797
0
0
iShares Trust
iShares Hi Yld Corp
464288513
1264
13276
SH
SOLE
N/A
1264
0
0
iShares Trust
iShares 2016 Muni
464289313
208
3890
SH
SOLE
N/A
208
0
0
iShares Trust
iShares 2017 Muni
464289271
238
4300
SH
SOLE
N/A
238
0
0
iShares Trust
Ishares S&P Gbl Clean En
464288224
269
22660
SH
SOLE
N/A
269
0
0
iShares Trust
Ishares Eafe Etf
46432F842
612
9830
SH
SOLE
N/A
612
0
0
iShares Trust
Ishs Core Emerg Mkts Etf
46434G103
1841
35600
SH
SOLE
N/A
1841
0
0
iShares Trust
iShares Europe Etf
464287861
3004
61840
SH
SOLE
N/A
3004
0
0
iShares Trust
iSh S&P Citg Intl Try Bd
464288117
434
4120
SH
SOLE
N/A
434
0
0
iShares Trust
Ishares Latin America 40
464287390
601
15720
SH
SOLE
N/A
601
0
0
iShares Trust
iShares S&P Global 100
464287572
228
2891
SH
SOLE
N/A
228
0
0
iShares Trust
iShares 1-3 Yr Intl Trsy
464288125
434
4510
SH
SOLE
N/A
434
0
0
iShares Trust
Ishares Core S&P Tot US Stock Mkt
464287150
373
4160
SH
SOLE
N/A
373
0
0
iShares Trust
iShares Russell 1000
464287622
306
2775
SH
SOLE
N/A
306
0
0
iShares Trust
iShs MSCI US ESG
464288802
394
4788
SH
SOLE
N/A
394
0
0
iShares Trust
iShares Inv Gr Corps
464287242
1376
11536
SH
SOLE
N/A
1376
0
0
iShares Trust
iShares US Pfd Stock
464288687
1806
45263
SH
SOLE
N/A
1806
0
0
iShares Trust
Ishares Gbal Met&Mining Prodcr
464286368
656
32630
SH
SOLE
N/A
656
0
0
iShares Trust
Ishares Japan SCap Etf
464286582
875
15410
SH
SOLE
N/A
875
0
0
iShares Trust
iShares EAFE Sm Cap
464288273
2731
51614
SH
SOLE
N/A
2731
0
0
iShares Trust
iShares 1-3y US Trsy
464287457
327
3870
SH
SOLE
N/A
327
0
0
iShares Trust
iShares ST Ntl Munis
464288158
251
2360
SH
SOLE
N/A
251
0
0
iShares Trust
iShares US TIPs
464287176
333
2890
SH
SOLE
N/A
333
0
0
iShares Trust
Ishares Gbal Agri Prodcr
464286350
675
24130
SH
SOLE
N/A
675
0
0
iShares Trust
iShares Global Timber
464288174
2361
44686
SH
SOLE
N/A
2361
0
0
Johnson & Johnson
Common
478160104
745
7123
SH
SOLE
N/A
745
0
0
JP Morgan Chase
JPM Alerian MLP ETN
46625H365
1186
22642
SH
SOLE
N/A
1186
0
0
JP Morgan Chase
Common
46625H100
379
6578
SH
SOLE
N/A
379
0
0
JP Morgan Chase Perp
Preferred
46625HHA1
28
25000
SH
SOLE
N/A
28
0
0
Market Vectors
Mkt Vect EM HY Bd
57061R403
1423
53892
SH
SOLE
N/A
1423
0
0
Market Vectors
Mkt Vect Intl HY Bd
57061R205
2055
73119
SH
SOLE
N/A
2055
0
0
Market Vectors
Mkt Vect Agribness
57060U605
706
12834
SH
SOLE
N/A
706
0
0
Masco
Common
574599106
610
27467
SH
SOLE
N/A
610
0
0
McKesson
Common
58155Q103
596
3200
SH
SOLE
N/A
596
0
0
Merck
Common
589331107
740
12787
SH
SOLE
N/A
740
0
0
Microsoft
Common
594918104
697
16713
SH
SOLE
N/A
697
0
0
MMM
Common
88579Y101
701
4897
SH
SOLE
N/A
701
0
0
National Grid ADR
Spons ADR
636274300
563
7563
SH
SOLE
N/A
563
0
0
Paychex
Common
704326107
555
13349
SH
SOLE
N/A
555
0
0
Pimco ETF
Pimco Enhan Shrt Mty
72201R833
268
2640
SH
SOLE
N/A
268
0
0
Pimco ETF
Pimco ST Muni Bond
72201R874
613
12150
SH
SOLE
N/A
613
0
0
Pimco ETF
Pimco 1-5 Yr US TIPs
72201R205
509
9500
SH
SOLE
N/A
509
0
0
Potash Corp
Common
73755L107
530
13971
SH
SOLE
N/A
530
0
0
Powershares ETF Tr
PwrShs Senr Ln Port NYSE ARCA
73936Q769
572
23005
SH
SOLE
N/A
572
0
0
Powershares ETF Tr
PowerShs Clean Energy
73935X500
242
35053
SH
SOLE
N/A
242
0
0
Powershares ETF Tr
PowerShs Pfd Securities
73936T565
454
31041
SH
SOLE
N/A
454
0
0
Powershares ETF Tr
Powershs Water Resources
73935X575
207
7800
SH
SOLE
N/A
207
0
0
Powershares ETF Tr
PwrShs Intl Corp Bd
73936Q835
1625
52971
SH
SOLE
N/A
1625
0
0
Powershares ETF Tr
PwrShs Listd Priv Eq
73935X195
1237
100307
SH
SOLE
N/A
1237
0
0
Powershares ETF Tr
PwrShs Clean Tech
73935X278
401
12195
SH
SOLE
N/A
401
0
0
Ppg Industries
Common
693506107
601
2861
SH
SOLE
N/A
601
0
0
Procter & Gamble
Common
742718109
1003
12757
SH
SOLE
N/A
1003
0
0
Qualcomm
Common
747525103
495
6245
SH
SOLE
N/A
495
0
0
Schwab ETF
Schw Intl Scap Etf
808524888
458
13377
SH
SOLE
N/A
458
0
0
Schwab ETF
Schw Emg Mkt Eq Etf
808524706
529
20310
SH
SOLE
N/A
529
0
0
Schwab ETF
Schw Intl Eqty Etf
808524805
1055
31999
SH
SOLE
N/A
1055
0
0
Schwab ETF
Schw Us Lcap Etf
808524201
275
5875
SH
SOLE
N/A
275
0
0
Soufun Hldgs Ltd Adr
Spons ADR
836034108
109
11100
SH
SOLE
N/A
109
0
0
SPDR Index Shs
Spdr Em Mkt Corp Bonds
78468R507
1441
46802
SH
SOLE
N/A
1441
0
0
SPDR Index Shs
Spdr Em Mkt Sm Cap
78463X756
632
12561
SH
SOLE
N/A
632
0
0
SPDR Index Shs
Spdr Gold Shares
78463V107
212
1652
SH
SOLE
N/A
212
0
0
SPDR Index Shs
Spdr Glb Nat Res
78463X541
3085
58377
SH
SOLE
N/A
3085
0
0
SPDR Index Shs
Spdr S&P Emerg Europe
78463X608
552
13920
SH
SOLE
N/A
552
0
0
SPDR Index Shs
Spdr Glb Bond Ex-Us
78464A151
890
23501
SH
SOLE
N/A
890
0
0
SPDR Index Shs
Spdr Global Real Est
78463X749
2085
44685
SH
SOLE
N/A
2085
0
0
SPDR Index Shs
Spdr ST Corp Bond
78464A474
2847
92408
SH
SOLE
N/A
2847
0
0
SPDR Index Shs
Spdr SP Div Stks
78464A763
242
3160
SH
SOLE
N/A
242
0
0
SPDR Index Shs
Spdr ST Muni Bond
78464A425
518
21302
SH
SOLE
N/A
518
0
0
SPDR Index Shs
Spdr ST Hi Yld Bond
78468R408
2530
81712
SH
SOLE
N/A
2530
0
0
SPDR Index Shs
Spdr S&P 500 Index
78462F103
2358
12048
SH
SOLE
N/A
2358
0
0
SPDR Index Shs
Spdr Metals & Mines
78464A755
539
12746
SH
SOLE
N/A
539
0
0
SPDR Index Shs
Spdr Oil & Gas
78464A730
1269
15419
SH
SOLE
N/A
1269
0
0
Sysco
Common
871829107
450
12007
SH
SOLE
N/A
450
0
0
T Rowe Price Grp
Common
74144T108
462
5470
SH
SOLE
N/A
462
0
0
Thomson-Reuters ADS
Spons ADR
884903105
484
13324
SH
SOLE
N/A
484
0
0
Toronto Dominion Bank
Spons ADR
891160509
498
9686
SH
SOLE
N/A
498
0
0
Trw Automotive Hldgs
Common
87264S106
654
7307
SH
SOLE
N/A
654
0
0
Union Pacific
Common
907818108
934
9364
SH
SOLE
N/A
934
0
0
United Parcel Service
Common
911312106
621
6047
SH
SOLE
N/A
621
0
0
United Technologies
Common
913017109
584
5056
SH
SOLE
N/A
584
0
0
Valeant Pharmaceuticals
Common
91911X104
657
5211
SH
SOLE
N/A
657
0
0
Vanguard ETF
Vanguard ST Bond
921937827
763
9500
SH
SOLE
N/A
763
0
0
Vanguard ETF
Vanguard Sm Cap
922908751
1338
11421
SH
SOLE
N/A
1338
0
0
Vanguard ETF
Vanguard Eafe Eq
921943858
954
22405
SH
SOLE
N/A
954
0
0
Vanguard ETF
Vanguard US Mid-Cap
922908629
2005
16896
SH
SOLE
N/A
2005
0
0
Vanguard ETF
Vanguard Eafe Pacific
922042866
2004
32205
SH
SOLE
N/A
2004
0
0
Vanguard ETF
Vanguard Em Mkt Eq
922042858
1545
35830
SH
SOLE
N/A
1545
0
0
Wells Fargo
Common
949746101
364
6926
SH
SOLE
N/A
364
0
0
Williams Companies
Common
969457100
701
12039
SH
SOLE
N/A
701
0
0
Wisdomtree
Wisdomtree Intl MC Div
97717W778
526
8515
SH
SOLE
N/A
526
0
0
Wisdomtree
Wisdomtree EM Debt
97717X867
451
9480
SH
SOLE
N/A
451
0
0
Wisdomtree
Wisdomtree EM Corp Bd
97717X784
522
6676
SH
SOLE
N/A
522
0
0