0001511465-14-000002.txt : 20140207
0001511465-14-000002.hdr.sgml : 20140207
20140207121406
ACCESSION NUMBER: 0001511465-14-000002
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20131231
FILED AS OF DATE: 20140207
DATE AS OF CHANGE: 20140207
EFFECTIVENESS DATE: 20140207
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: Long Wharf Investors, Inc.
CENTRAL INDEX KEY: 0001511465
IRS NUMBER: 043272062
STATE OF INCORPORATION: MA
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-14104
FILM NUMBER: 14582938
BUSINESS ADDRESS:
STREET 1: 12 POST OFFICE SQUARE
STREET 2: FIFTH FLOOR
CITY: BOSTON
STATE: MA
ZIP: 02109
BUSINESS PHONE: 617-338-9393
MAIL ADDRESS:
STREET 1: 12 POST OFFICE SQUARE
STREET 2: FIFTH FLOOR
CITY: BOSTON
STATE: MA
ZIP: 02109
13F-HR
1
primary_doc.xml
13F-HR
LIVE
false
false
false
0001511465
XXXXXXXX
12-31-2013
12-31-2013
Long Wharf Investors, Inc.
12 POST OFFICE SQUARE
FIFTH FLOOR
BOSTON
MA
02109
13F HOLDINGS REPORT
028-14104
N
John Keller
Principal
6173389393
John Keller
Boston
MA
02-07-2014
0
124
110473
false
INFORMATION TABLE
2
4Q-13_13finformationdata.xml
13F INFORMATION TABLE
ABB ADR
Spons ADR
000375204
594
22379
SH
SOLE
N/A
594
0
0
Accenture
Common
G1150G111
558
6784
SH
SOLE
N/A
558
0
0
Advcd Semicdtr Engring
Spons ADR
00756M404
95
19800
SH
SOLE
N/A
95
0
0
AFLAC
Common
001055102
527
7885
SH
SOLE
N/A
527
0
0
Air Products & Chemicals
Common
009158106
552
4941
SH
SOLE
N/A
552
0
0
Allergan
Common
018490102
1895
17064
SH
SOLE
N/A
1895
0
0
ALPS
ALPS Alerian MLP ETF
00162Q866
489
27472
SH
SOLE
N/A
489
0
0
Analog Devices
Common
032654105
4912
96453
SH
SOLE
N/A
4912
0
0
Apple Computer
Common
037833100
1012
1803
SH
SOLE
N/A
1012
0
0
Astrazeneca
Spons ADR
046353108
513
8639
SH
SOLE
N/A
513
0
0
Autoliv
Common
052800109
581
6324
SH
SOLE
N/A
581
0
0
Bard (CR)
Common
067383109
409
3050
SH
SOLE
N/A
409
0
0
Basf SE ADR
Spons ADR
055262505
534
4998
SH
SOLE
N/A
534
0
0
BCE
Spons ADR
05534B109
550
12702
SH
SOLE
N/A
550
0
0
Becton Dickinson
Common
075887109
595
5384
SH
SOLE
N/A
595
0
0
Caribbean Utilities
Common
G1899E146
110
10000
SH
SOLE
N/A
110
0
0
ChevronTexaco
Common
166764100
1084
8675
SH
SOLE
N/A
1084
0
0
Cisco Systems
Common
17275R102
396
17644
SH
SOLE
N/A
396
0
0
Coca Cola
Common
191216100
592
14327
SH
SOLE
N/A
592
0
0
Covidien PLC
Common
G2554F105
553
8114
SH
SOLE
N/A
553
0
0
Crown Castle Intl
Common
228227104
382
5208
SH
SOLE
N/A
382
0
0
CSX Corp
Common
126408103
578
20094
SH
SOLE
N/A
578
0
0
Dassault Systemes ADR
Spons ADR
237545108
238
1916
SH
SOLE
N/A
238
0
0
Deere
Common
244199105
524
5738
SH
SOLE
N/A
524
0
0
Diageo
Spons ADR
25243Q205
499
3766
SH
SOLE
N/A
499
0
0
Exxon Mobil
Common
30231G102
1744
17230
SH
SOLE
N/A
1744
0
0
Fastenal
Common
311900104
240
5042
SH
SOLE
N/A
240
0
0
Ford Motor
Common
345370860
527
34126
SH
SOLE
N/A
527
0
0
General Electric
Common
369604103
238
8482
SH
SOLE
N/A
238
0
0
Giant Interactive Grp ADR
Spons ADR
374511103
326
29028
SH
SOLE
N/A
326
0
0
GlaxoSmithKline
Spons ADR
37733W105
3840
71915
SH
SOLE
N/A
3840
0
0
Guggenheim
Guggenhm Bshs 2014 Corp
18383M571
1446
68032
SH
SOLE
N/A
1446
0
0
Guggenheim
Guggenhm Bshs 2015 Corp
18383M563
1879
85878
SH
SOLE
N/A
1879
0
0
Guggenheim
Guggenhm Bshs 2016 Corp
18383M555
1911
85724
SH
SOLE
N/A
1911
0
0
Guggenheim
Guggenhm Bshs 2017 Corp
18383M548
430
18955
SH
SOLE
N/A
430
0
0
Guggenheim
Guggenhm S&P Water
18383Q507
2138
77337
SH
SOLE
N/A
2138
0
0
Guggenheim
Guggenhm Frontier Mkts
18383Q838
362
22302
SH
SOLE
N/A
362
0
0
Guggenheim
Guggenhm Solar
18383Q739
261
7415
SH
SOLE
N/A
261
0
0
Himax Technologies ADR
Spons ADR
43289P106
156
10600
SH
SOLE
N/A
156
0
0
Hollyfrontier Corp
Common
436106108
458
9209
SH
SOLE
N/A
458
0
0
Home Depot
Common
437076102
412
5005
SH
SOLE
N/A
412
0
0
Intel
Common
458140100
423
16316
SH
SOLE
N/A
423
0
0
Internatl Bus Machines
Common
459200101
700
3729
SH
SOLE
N/A
700
0
0
Iron Mountain
Common
462846106
449
14797
SH
SOLE
N/A
449
0
0
iShares Trust
Ishares Asia Ex Japan
464288182
344
5700
SH
SOLE
N/A
344
0
0
iShares Trust
iShares BRIC ETF
464286657
1369
36328
SH
SOLE
N/A
1369
0
0
iShares Trust
iShares KLD 400
464288570
356
5145
SH
SOLE
N/A
356
0
0
iShares Trust
iShares DJ Div Stks
464287168
307
4300
SH
SOLE
N/A
307
0
0
iShares Trust
Ishares Em Mkts Mid-East
464286384
259
4850
SH
SOLE
N/A
259
0
0
iShares Trust
iSh Em Mkt Bonds
464288281
755
6980
SH
SOLE
N/A
755
0
0
iShares Trust
iShares Europe Etf
464287861
204
4300
SH
SOLE
N/A
204
0
0
iShares Trust
iShares S&P Global 100
464287572
267
3461
SH
SOLE
N/A
267
0
0
iShares Trust
iShares Russell 1000
464287622
481
4662
SH
SOLE
N/A
481
0
0
iShares Trust
iShs MSCI US ESG
464288802
377
4915
SH
SOLE
N/A
377
0
0
iShares Trust
iShares Inv Gr Corps
464287242
235
2054
SH
SOLE
N/A
235
0
0
iShares Trust
iShares 2015 Muni
464289339
288
5420
SH
SOLE
N/A
288
0
0
iShares Trust
iShares 2017 Muni
464289271
217
3950
SH
SOLE
N/A
217
0
0
iShares Trust
iShares US Pfd Stock
464288687
556
15103
SH
SOLE
N/A
556
0
0
iShares Trust
iShares EAFE Sm Cap
464288273
1145
22459
SH
SOLE
N/A
1145
0
0
iShares Trust
iShares ST Ntl Munis
464288158
281
2650
SH
SOLE
N/A
281
0
0
iShares Trust
iShares Global Timber
464288174
3075
58144
SH
SOLE
N/A
3075
0
0
Johnson & Johnson
Common
478160104
661
7215
SH
SOLE
N/A
661
0
0
JP Morgan Chase
JPM Alerian MLP ETN
46625H365
2597
56029
SH
SOLE
N/A
2597
0
0
JP Morgan Chase Perp
Preferred
46625HHA1
28
25000
SH
SOLE
N/A
28
0
0
Linkedin Corp
Common
53578A108
364
1680
SH
SOLE
N/A
364
0
0
Market Vectors
Mkt Vect EM HY Bd
57061R403
630
25172
SH
SOLE
N/A
630
0
0
Market Vectors
Mkt Vect Intl HY Bd
57061R205
1996
73249
SH
SOLE
N/A
1996
0
0
Market Vectors
Mkt Vect Agribness
57060U605
2217
40692
SH
SOLE
N/A
2217
0
0
Masco
Common
574599106
644
28298
SH
SOLE
N/A
644
0
0
McKesson
Common
58155Q103
661
4095
SH
SOLE
N/A
661
0
0
Merck
Common
589331107
636
12706
SH
SOLE
N/A
636
0
0
Microsoft
Common
594918104
642
17154
SH
SOLE
N/A
642
0
0
MMM
Common
88579Y101
706
5037
SH
SOLE
N/A
706
0
0
National Grid ADR
Spons ADR
636274300
482
7377
SH
SOLE
N/A
482
0
0
Pax World
Pax Msci Eafe Esg
70422P206
379
12672
SH
SOLE
N/A
379
0
0
Paychex
Common
704326107
551
12112
SH
SOLE
N/A
551
0
0
Pimco ETF
Pimco ST Muni Bond
72201R874
610
12150
SH
SOLE
N/A
610
0
0
Pimco ETF
Pimco 1-5 Yr US TIPs
72201R205
503
9500
SH
SOLE
N/A
503
0
0
Potash Corp
Common
73755L107
406
12328
SH
SOLE
N/A
406
0
0
Powershares ETF Tr
PowerShs Clean Energy
73935X500
437
68373
SH
SOLE
N/A
437
0
0
Powershares ETF Tr
PwrShs Intl Corp Bd
73936Q835
2429
82295
SH
SOLE
N/A
2429
0
0
Powershares ETF Tr
PwrShs Listd Priv Eq
73935X195
911
75313
SH
SOLE
N/A
911
0
0
Powershares ETF Tr
PwrShs Clean Tech
73935X278
395
12433
SH
SOLE
N/A
395
0
0
Ppg Industries
Common
693506107
596
3141
SH
SOLE
N/A
596
0
0
Procter & Gamble
Common
742718109
990
12163
SH
SOLE
N/A
990
0
0
Qualcomm
Common
747525103
425
5723
SH
SOLE
N/A
425
0
0
Safeway Inc
Common
786514208
252
7728
SH
SOLE
N/A
252
0
0
Soufun Hldgs Ltd Adr
Spons ADR
836034108
277
3360
SH
SOLE
N/A
277
0
0
SPDR Index Shs
Spdr BRIC 40
78463X798
373
15742
SH
SOLE
N/A
373
0
0
SPDR Index Shs
Spdr Em Mkt Sm Cap
78463X756
2100
45249
SH
SOLE
N/A
2100
0
0
SPDR Index Shs
Spdr Glb Nat Res
78463X541
924
18384
SH
SOLE
N/A
924
0
0
SPDR Index Shs
Spdr Global Real Est
78463X749
3417
82283
SH
SOLE
N/A
3417
0
0
SPDR Index Shs
Spdr ST Corp Bond
78464A474
3341
108857
SH
SOLE
N/A
3341
0
0
SPDR Index Shs
Spdr SP Div Stks
78464A763
281
3871
SH
SOLE
N/A
281
0
0
SPDR Index Shs
Spdr ST Muni Bond
78464A425
510
20993
SH
SOLE
N/A
510
0
0
SPDR Index Shs
Spdr ST Hi Yld Bond
78468R408
2565
83156
SH
SOLE
N/A
2565
0
0
SPDR Index Shs
Spdr S&P 500 Index
78462F103
2395
12970
SH
SOLE
N/A
2395
0
0
SPDR Index Shs
Spdr Metals & Mines
78464A755
2074
49283
SH
SOLE
N/A
2074
0
0
SPDR Index Shs
Spdr Oil & Gas
78464A730
1189
17351
SH
SOLE
N/A
1189
0
0
T Rowe Price Grp
Common
74144T108
437
5211
SH
SOLE
N/A
437
0
0
Thomson-Reuters ADS
Spons ADR
884903105
529
13996
SH
SOLE
N/A
529
0
0
Toronto Dominion Bank
Spons ADR
891160509
401
4254
SH
SOLE
N/A
401
0
0
Trw Automotive Hldgs
Common
87264S106
602
8098
SH
SOLE
N/A
602
0
0
Unilever
Spons ADR
904784709
507
12609
SH
SOLE
N/A
507
0
0
Union Pacific
Common
907818108
756
4498
SH
SOLE
N/A
756
0
0
United Parcel Service
Common
911312106
686
6527
SH
SOLE
N/A
686
0
0
United Technologies
Common
913017109
630
5537
SH
SOLE
N/A
630
0
0
Valeant Pharmaceuticals
Common
91911X104
762
6488
SH
SOLE
N/A
762
0
0
Vanguard ETF
Vanguard ST Bond
921937827
765
9570
SH
SOLE
N/A
765
0
0
Vanguard ETF
Vanguard Sm Cap
922908751
1718
15621
SH
SOLE
N/A
1718
0
0
Vanguard ETF
Vanguard Eafe Eq
921943858
2173
52136
SH
SOLE
N/A
2173
0
0
Vanguard ETF
Vanguard Europe Eq
922042874
578
9828
SH
SOLE
N/A
578
0
0
Vanguard ETF
Vanguard US Mid-Cap
922908629
2182
19832
SH
SOLE
N/A
2182
0
0
Vanguard ETF
Vanguard Eafe Pacific
922042866
628
10244
SH
SOLE
N/A
628
0
0
Vanguard ETF
Vanguard World Eq
922042742
211
3555
SH
SOLE
N/A
211
0
0
Vanguard ETF
Vanguard Em Mkt Eq
922042858
3337
81111
SH
SOLE
N/A
3337
0
0
Wells Fargo
Common
949746101
294
6483
SH
SOLE
N/A
294
0
0
Williams Companies
Common
969457100
396
10278
SH
SOLE
N/A
396
0
0
Wisdomtree
Wisdomtree EM SC Div
97717W281
689
14947
SH
SOLE
N/A
689
0
0
Wisdomtree
Wisdomtree Intl MC Div
97717W778
2073
35065
SH
SOLE
N/A
2073
0
0
Wisdomtree
Wisdomtree Intl SC Div
97717W760
626
9934
SH
SOLE
N/A
626
0
0
Wisdomtree
Wisdomtree Intl LC Div
97717W794
414
7960
SH
SOLE
N/A
414
0
0
Wisdomtree
Wisdomtree EM Debt
97717X867
660
14332
SH
SOLE
N/A
660
0
0
Wisdomtree
Wisdomtree EM Corp Bd
97717X784
597
8024
SH
SOLE
N/A
597
0
0