0001511144-13-000004.txt : 20130513
0001511144-13-000004.hdr.sgml : 20130513
20130513105655
ACCESSION NUMBER: 0001511144-13-000004
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20130331
FILED AS OF DATE: 20130513
DATE AS OF CHANGE: 20130513
EFFECTIVENESS DATE: 20130513
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: 10-15 ASSOCIATES, INC.
CENTRAL INDEX KEY: 0001511144
IRS NUMBER: 061471358
STATE OF INCORPORATION: NY
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-14269
FILM NUMBER: 13835793
BUSINESS ADDRESS:
STREET 1: 168 MAIN STREET
CITY: GOSHEN
STATE: NY
ZIP: 10924
BUSINESS PHONE: 845-294-2080
MAIL ADDRESS:
STREET 1: 168 MAIN STREET
CITY: GOSHEN
STATE: NY
ZIP: 10924
FORMER COMPANY:
FORMER CONFORMED NAME: Oscan Associates Inc.
DATE OF NAME CHANGE: 20110126
13F-HR
1
oscan13f03312013.txt
FORM 13F COVER AND SUMMARY
4TYPE: 13F-HR
PERIOD 03/31/2013
FILER
CIK: 0001511144
SUBMISSION - CONTACT
NAME Oren Chaplin, Esq.
PHONE 908-722-0700
Attached Documents Page (2)
FORM 13F
FORM 13F COVER PAGE
Form 13F
FORM 13F COVER PAGE
Report for the Calendar Year or Quarter Ended: 03/31/2013
Check here if Amendment [ ]; Amendment Number:
This Amendment (Check only one): [ ] is a restatement.
[ ] adds new holdings entries.
Institutional Investment Manager Filing this Report:
Name: 10-15 Associates, Inc.
Address: 168 Main Street
Goshen, NY 10924
Form 13F File Number:
The institutional investment manager filing this report and the person
by whom it is signed hereby represent that the person signing the report
is authorized to submit it, that all information contained herein is true,
correct and complete, and that it is understood that all required items,
statements, schedules, list, and tables, are considered integral parts of
this form.
Person Signing this Report on Behalf of Reporting Manager:
Name: Deborah DeMatteo
Title: Chief Compliance Officer
Phone: 845-294-2080
Signature, Place, and Date of Signing:
/s/ Deborah DeMatteo, Goshen, NY May 13, 2013
Report Type:
[X] 13F HOLDINGS REPORT.
[ ] 13F NOTICE.
[ ] 13F COMBINATION REPORT.
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 13F SUMMARY PAGE
Report Summary:
Number of Other Included Managers:
Form 13F Information Table Entry Total: 346
Form 13F Information Table Value Total: 236,188,578.08
Form 13 F Information Table
FORM 13F INFORMATION TABLE
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8
NAME TITLE CUSIP VALUE SHRS OR-SH/ INVESTMEMT OTHER VOTING
OF ISSUER OF CLASS (x1000) -PUT/PRN DISCRETION MAN. AUTHORITY
AMT-PRN-CALL SOLE/SHARED
or NONE
-----------------------------------------------------------------------------------------------------------------------------
ALTEVA COM 02153V102 45.10 4,902.37 SOLE NONE NONE
STARZ LIBRTY CAP COM A 85571Q102 0.04 2.00 SOLE NONE NONE
AFLAC INC COM 001055102 14.31 275.00 SOLE NONE NONE
ALPS ETF TR ALERIAN MLP 00162Q866 1,912.09 107,906.00 SOLE NONE NONE
AMC NETWORKS INC CL A 00164V103 2.47 39.00 SOLE NONE NONE
AT&T INC COM 00206R102 951.64 25,937.35 SOLE NONE NONE
ABBVIE INC COM 00287Y109 3,340.90 81,925.00 SOLE NONE NONE
AEGON N V NY REGISTRY SH 007924103 219.58 36,535.00 SOLE NONE NONE
AFFYMETRIX INC COM 00826T108 0.94 200.00 SOLE NONE NONE
AGRIUM INC COM 008916108 102.38 1,050.00 SOLE NONE NONE
AIR PRODS & CHEMS INC COM 009158106 1,411.48 16,201.55 SOLE NONE NONE
ALCOA INC COM 013817101 7.25 850.57 SOLE NONE NONE
ALCATEL-LUCENT SPONSORED ADR 013904305 4.24 3,190.00 SOLE NONE NONE
ALLIANCE RES PARTNER L P UT LTD PART 01877R108 10.51 165.00 SOLE NONE NONE
ALPHA NATURAL RESOURCES INC COM 02076X102 195.81 23,850.00 SOLE NONE NONE
AMEREN CORP COM 023608102 16.46 470.00 SOLE NONE NONE
AMERICAN ELEC PWR INC COM 025537101 4.86 100.00 SOLE NONE NONE
AMERICAN EXPRESS CO COM 025816109 70.54 1,045.65 SOLE NONE NONE
AMERICAN INTL GROUP INC *W EXP 01/19/202 026874156 12.72 837.00 SOLE NONE NONE
AMERICAN INTL GROUP INC COM NEW 026874784 60.95 1,570.00 SOLE NONE NONE
AMERICAN SUPERCONDUCTOR CORP COM 030111108 18.56 6,950.00 SOLE NONE NONE
AMERIPRISE FINL INC COM 03076C106 5.28 71.65 SOLE NONE NONE
AMGEN INC COM 031162100 1,841.81 17,967.16 SOLE NONE NONE
ANADARKO PETE CORP COM 032511107 43.73 500.00 SOLE NONE NONE
ANNALY CAP MGMT INC COM 035710409 755.12 47,521.52 SOLE NONE NONE
APPLE INC COM 037833100 64.63 146.00 SOLE NONE NONE
APPLIED MATLS INC COM 038222105 8.09 600.00 SOLE NONE NONE
AQUA AMERICA INC COM 03836W103 939.02 29,867.10 SOLE NONE NONE
ARCH COAL INC COM 039380100 4,824.97 888,576.15 SOLE NONE NONE
ARCELORMITTAL SA LUXEMBOURG NY REGISTRY SH 03938L104 12.70 975.00 SOLE NONE NONE
ARCHER DANIELS MIDLAND CO COM 039483102 38.31 1,135.72 SOLE NONE NONE
ATLAS PIPELINE PARTNERS LP UNIT L P INT 049392103 34.58 1,000.00 SOLE NONE NONE
AUTOMATIC DATA PROCESSING IN COM 053015103 275.37 4,234.50 SOLE NONE NONE
AUTONATION INC COM 05329W102 65.63 1,500.00 SOLE NONE NONE
AVON PRODS INC COM 054303102 29.02 1,400.00 SOLE NONE NONE
BP PLC SPONSORED ADR 055622104 6.35 150.00 SOLE NONE NONE
BALCHEM CORP COM 057665200 0.67 15.35 SOLE NONE NONE
BANK OF AMERICA CORPORATION COM 060505104 278.99 22,905.74 SOLE NONE NONE
BANK MONTREAL QUE COM 063671101 4.60 73.00 SOLE NONE NONE
BARCLAYS BANK PLC ADS7.75%PFD S4 06739H511 32.70 1,275.00 SOLE NONE NONE
BARRICK GOLD CORP COM 067901108 4,727.52 160,800.00 SOLE NONE NONE
BED BATH & BEYOND INC COM 075896100 19.33 300.00 SOLE NONE NONE
BERKSHIRE BANCORP INC DEL COM NEW 084597202 1.25 150.00 SOLE NONE NONE
BERKSHIRE HATHAWAY INC DEL CL B NEW 084670702 15.63 150.00 SOLE NONE NONE
BHP BILLITON LTD SPONSORED ADR 088606108 51.32 750.00 SOLE NONE NONE
BLACKROCK INC COM 09247X101 1,248.44 4,860.00 SOLE NONE NONE
BLACKROCK CR ALLCTN INC TR COM 092508100 48.10 3,436.00 SOLE NONE NONE
BLACKROCK ENERGY & RES TR COM 09250U101 9.05 350.00 SOLE NONE NONE
BLACKROCK INTL GRWTH & INC T COM BENE INTER 092524107 9.16 1,200.00 SOLE NONE NONE
BLACKSTONE GROUP L P COM UNIT LTD 09253U108 652.07 32,966.22 SOLE NONE NONE
BLACKROCK REAL ASSET EQUITY COM 09254B109 4.00 400.00 SOLE NONE NONE
BLOOMIN BRANDS INC COM 094235108 28.13 1,575.00 SOLE NONE NONE
BOEING CO COM 097023105 6,802.99 79,242.77 SOLE NONE NONE
BOSTON BEER INC CL A 100557107 55.87 350.00 SOLE NONE NONE
BRISTOL MYERS SQUIBB CO COM 110122108 157.55 3,825.00 SOLE NONE NONE
BROADCOM CORP CL A 111320107 115.12 3,319.48 SOLE NONE NONE
CH ENERGY GROUP INC COM 12541M102 29.43 450.00 SOLE NONE NONE
CSX CORP COM 126408103 7,391.17 300,087.91 SOLE NONE NONE
CABLEVISION SYS CORP CL A NY CABLVS 12686C109 2.38 159.00 SOLE NONE NONE
CANADIAN PAC RY LTD COM 13645T100 577.33 4,425.00 SOLE NONE NONE
CATERPILLAR INC DEL COM 149123101 965.01 11,095.92 SOLE NONE NONE
CELGENE CORP COM 151020104 11.59 100.00 SOLE NONE NONE
CENTURYLINK INC COM 156700106 23.56 670.63 SOLE NONE NONE
CHESAPEAKE ENERGY CORP COM 165167107 784.15 38,419.87 SOLE NONE NONE
CHEVRON CORP NEW COM 166764100 25.55 215.00 SOLE NONE NONE
CHICOS FAS INC COM 168615102 3.36 200.00 SOLE NONE NONE
CINCINNATI FINL CORP COM 172062101 50.31 1,065.39 SOLE NONE NONE
CISCO SYS INC COM 17275R102 720.64 34,488.70 SOLE NONE NONE
CLEAN HARBORS INC COM 184496107 2.90 50.00 SOLE NONE NONE
CLOROX CO DEL COM 189054109 667.85 7,543.82 SOLE NONE NONE
COCA COLA CO COM 191216100 134.51 3,326.07 SOLE NONE NONE
COLGATE PALMOLIVE CO COM 194162103 8.85 75.00 SOLE NONE NONE
COMCAST CORP NEW CL A 20030N101 339.19 8,079.76 SOLE NONE NONE
COMMONWEALTH REIT COM SH BEN INT 203233101 8.42 375.00 SOLE NONE NONE
COMMUNITY HEALTH SYS INC NEW COM 203668108 8.29 175.00 SOLE NONE NONE
CONAGRA FOODS INC COM 205887102 39.53 1,104.00 SOLE NONE NONE
CONOCOPHILLIPS COM 20825C104 7,764.98 129,201.07 SOLE NONE NONE
CONSOLIDATED EDISON INC COM 209115104 248.43 4,070.66 SOLE NONE NONE
CORNING INC COM 219350105 124.43 9,334.71 SOLE NONE NONE
COSTCO WHSL CORP NEW COM 22160K105 31.83 300.00 SOLE NONE NONE
DEERE & CO COM 244199105 1,673.76 19,466.84 SOLE NONE NONE
DEUTSCHE BK AG LDN BRH PS GOLD DS ETN 25154H756 328.49 67,175.00 SOLE NONE NONE
DEVON ENERGY CORP NEW COM 25179M103 8.46 150.00 SOLE NONE NONE
DIAGEO P L C SPON ADR NEW 25243Q205 38.51 306.00 SOLE NONE NONE
DIGITALGLOBE INC COM NEW 25389M877 9.89 342.00 SOLE NONE NONE
DISNEY WALT CO COM DISNEY 254687106 611.53 10,766.44 SOLE NONE NONE
DISCOVERY COMMUNICATNS NEW COM SER A 25470F104 0.16 2.00 SOLE NONE NONE
DISCOVERY COMMUNICATNS NEW COM SER C 25470F302 0.14 2.00 SOLE NONE NONE
DOW CHEM CO COM 260543103 28.30 888.72 SOLE NONE NONE
DU PONT E I DE NEMOURS & CO COM 263534109 6,666.58 135,609.83 SOLE NONE NONE
DUCOMMUN INC DEL COM 264147109 4.95 250.00 SOLE NONE NONE
EGA EMERGING GLOBAL SHS TR EGS EMKTCONS ETF 268461779 20.61 775.00 SOLE NONE NONE
E M C CORP MASS COM 268648102 20.31 850.00 SOLE NONE NONE
ETFS PLATINUM TR SH BEN INT 26922V101 7.71 50.00 SOLE NONE NONE
ETFS PALLADIUM TR SH BEN INT 26923A106 22.34 295.00 SOLE NONE NONE
EATON VANCE SR FLTNG RTE TR COM 27828Q105 171.08 10,275.00 SOLE NONE NONE
EATON VANCE TAX MNGD GBL DV COM 27829F108 30.93 3,319.00 SOLE NONE NONE
EBAY INC COM 278642103 12.85 237.00 SOLE NONE NONE
EDISON INTL COM 281020107 11.63 231.17 SOLE NONE NONE
EMERSON ELEC CO COM 291011104 242.98 4,349.03 SOLE NONE NONE
ENCANA CORP COM 292505104 740.45 38,050.00 SOLE NONE NONE
ENBRIDGE ENERGY PARTNERS L P COM 29250R106 3,521.06 116,823.60 SOLE NONE NONE
ENERGY TRANSFER PRTNRS L P UNIT LTD PARTN 29273R109 20.53 405.00 SOLE NONE NONE
ENTERGY CORP NEW COM 29364G103 5.70 90.13 SOLE NONE NONE
ENTERPRISE PRODS PARTNERS L COM 293792107 4,930.21 81,775.00 SOLE NONE NONE
EXELON CORP COM 30161N101 9.38 271.91 SOLE NONE NONE
EXXON MOBIL CORP COM 30231G102 1,073.66 11,915.01 SOLE NONE NONE
FACEBOOK INC CL A 30303M102 101.30 3,960.00 SOLE NONE NONE
FEDEX CORP COM 31428X106 29.77 303.16 SOLE NONE NONE
FINISH LINE INC CL A 317923100 5.88 300.00 SOLE NONE NONE
FIRST NIAGARA FINL GP INC COM 33582V108 4.86 548.00 SOLE NONE NONE
FIRST SOLAR INC COM 336433107 11.59 430.00 SOLE NONE NONE
FORD MTR CO DEL COM PAR $0.01 345370860 93.81 7,134.20 SOLE NONE NONE
FREEPORT-MCMORAN COPPER & GO COM 35671D857 8.28 250.00 SOLE NONE NONE
FRESH MKT INC COM 35804H106 4.28 100.00 SOLE NONE NONE
FRONTIER COMMUNICATIONS CORP COM 35906A108 82.56 20,691.00 SOLE NONE NONE
FUSION-IO INC COM 36112J107 3.27 200.00 SOLE NONE NONE
GANNETT INC COM 364730101 38.80 1,774.00 SOLE NONE NONE
GAP INC DEL COM 364760108 13.31 376.00 SOLE NONE NONE
GENERAL ELECTRIC CO COM 369604103 9,788.10 423,360.89 SOLE NONE NONE
GENERAL MLS INC COM 370334104 199.79 4,051.66 SOLE NONE NONE
GENERAL MTRS CO *W EXP 07/10/201 37045V118 1.28 69.00 SOLE NONE NONE
GENERAL MTRS CO *W EXP 07/10/201 37045V126 0.81 69.00 SOLE NONE NONE
GENUINE PARTS CO COM 372460105 5.85 75.00 SOLE NONE NONE
GENWORTH FINL INC COM CL A 37247D106 4.00 400.00 SOLE NONE NONE
GLAXOSMITHKLINE PLC SPONSORED ADR 37733W105 2.35 50.00 SOLE NONE NONE
GOLDMAN SACHS GROUP INC COM 38141G104 7.36 50.00 SOLE NONE NONE
GOOGLE INC CL A 38259P508 13.50 17.00 SOLE NONE NONE
HSBC HLDGS PLC SPON ADR NEW 404280406 91.48 1,715.00 SOLE NONE NONE
HALLIBURTON CO COM 406216101 28.29 700.00 SOLE NONE NONE
HARLEY DAVIDSON INC COM 412822108 14.66 275.00 SOLE NONE NONE
HASBRO INC COM 418056107 5.49 125.00 SOLE NONE NONE
HEALTH CARE REIT INC COM 42217K106 16.42 241.82 SOLE NONE NONE
HEINZ H J CO COM 423074103 527.16 7,294.33 SOLE NONE NONE
HERSHEY CO COM 427866108 596.90 6,819.43 SOLE NONE NONE
HEWLETT PACKARD CO COM 428236103 13.49 566.00 SOLE NONE NONE
HOLLYFRONTIER CORP COM 436106108 10.29 200.00 SOLE NONE NONE
HONEYWELL INTL INC COM 438516106 27.23 361.42 SOLE NONE NONE
HUDSON CITY BANCORP COM 443683107 902.93 104,505.97 SOLE NONE NONE
HUGOTON RTY TR TEX UNIT BEN INT 444717102 0.44 47.00 SOLE NONE NONE
ILLINOIS TOOL WKS INC COM 452308109 23.17 380.27 SOLE NONE NONE
INDIA FD INC COM 454089103 18.59 875.00 SOLE NONE NONE
INERGY L P UNIT LTD PTNR 456615103 22.43 1,098.00 SOLE NONE NONE
INTEL CORP COM 458140100 1,281.18 58,675.54 SOLE NONE NONE
INTERNATIONAL BUSINESS MACHS COM 459200101 28.80 135.00 SOLE NONE NONE
INTL PAPER CO COM 460146103 7,094.37 152,305.10 SOLE NONE NONE
ISHARES INC MSCI AUSTRALIA 464286103 202.67 7,495.08 SOLE NONE NONE
ISHARES INC MSCI BRAZIL CAPP 464286400 378.15 6,941.00 SOLE NONE NONE
ISHARES INC MSCI CDA INDEX 464286509 113.33 3,975.00 SOLE NONE NONE
ISHARES INC MSCI EMU INDEX 464286608 3.27 100.00 SOLE NONE NONE
ISHARES TR DJ SEL DIV INX 464287168 3,007.19 47,432.09 SOLE NONE NONE
ISHARES TR BARCLYS TIPS BD 464287176 21.83 180.00 SOLE NONE NONE
ISHARES TR FTSE CHINA25 IDX 464287184 55.36 1,499.00 SOLE NONE NONE
ISHARES TR CORE S&P500 ETF 464287200 17.94 114.00 SOLE NONE NONE
ISHARES TR CORE TOTUSBD ETF 464287226 5.54 50.00 SOLE NONE NONE
ISHARES TR IBOXX INV CPBD 464287242 404.78 3,376.00 SOLE NONE NONE
ISHARES TR S&P500 GRW 464287309 16.48 200.00 SOLE NONE NONE
ISHARES TR S&P GBL FIN 464287333 602.61 12,425.00 SOLE NONE NONE
ISHARES TR CORE S&P MCP ETF 464287507 11.51 100.00 SOLE NONE NONE
ISHARES TR NASDQ BIO INDX 464287556 2,047.85 12,804.64 SOLE NONE NONE
ISHARES TR DJ US REAL EST 464287739 990.60 14,257.38 SOLE NONE NONE
ISHARES TR DJ US HEALTHCR 464287762 647.27 6,713.04 SOLE NONE NONE
ISHARES TR DJ US BAS MATL 464287838 10.54 150.00 SOLE NONE NONE
ISHARES TR S&P GTFIDX ETF 464288174 898.08 17,994.00 SOLE NONE NONE
ISHARES TR MSCI SMALL CAP 464288273 19.78 450.00 SOLE NONE NONE
ISHARES TR HIGH YLD CORP 464288513 90.58 960.00 SOLE NONE NONE
ISHARES TR MRTG PLS CAP IDX 464288539 7.04 450.00 SOLE NONE NONE
ISHARES TR US PFD STK IDX 464288687 124.56 3,074.00 SOLE NONE NONE
ISHARES TR DJ OIL EQUIP 464288844 583.76 10,173.66 SOLE NONE NONE
ISHARES TR DJ OIL&GAS EXP 464288851 12.83 175.00 SOLE NONE NONE
JPMORGAN CHASE & CO COM 46625H100 1,664.90 35,080.05 SOLE NONE NONE
JOHNSON & JOHNSON COM 478160104 9,263.13 113,616.20 SOLE NONE NONE
JOHNSON CTLS INC COM 478366107 5,212.60 148,634.14 SOLE NONE NONE
JOY GLOBAL INC COM 481165108 14.88 250.00 SOLE NONE NONE
KBR INC COM 48242W106 6.42 200.00 SOLE NONE NONE
KELLOGG CO COM 487836108 6.44 100.00 SOLE NONE NONE
KEYCORP NEW COM 493267108 2,988.97 300,097.64 SOLE NONE NONE
KINDER MORGAN ENERGY PARTNER UT LTD PARTNER 494550106 40.21 447.97 SOLE NONE NONE
KINDER MORGAN INC DEL COM 49456B101 4.84 125.00 SOLE NONE NONE
KRAFT FOODS GROUP INC COM 50076Q106 26.49 514.00 SOLE NONE NONE
LSI CORPORATION COM 502161102 0.41 61.00 SOLE NONE NONE
LEGGETT & PLATT INC COM 524660107 67.56 2,000.00 SOLE NONE NONE
LEGG MASON INC COM 524901105 14.82 461.06 SOLE NONE NONE
LIBERTY GLOBAL INC COM SER C 530555309 0.14 2.00 SOLE NONE NONE
LIBERTY INTERACTIVE CORP INT COM SER A 53071M104 0.26 12.00 SOLE NONE NONE
LILLY ELI & CO COM 532457108 15.77 277.62 SOLE NONE NONE
LINN ENERGY LLC UNIT LTD LIAB 536020100 8.43 222.00 SOLE NONE NONE
MADISON SQUARE GARDEN CO CL A 55826P100 2.25 39.00 SOLE NONE NONE
MANNKIND CORP COM 56400P201 4.32 1,275.00 SOLE NONE NONE
MANULIFE FINL CORP COM 56501R106 3.59 244.00 SOLE NONE NONE
MARATHON OIL CORP COM 565849106 6.74 200.00 SOLE NONE NONE
MARATHON PETE CORP COM 56585A102 8.96 100.00 SOLE NONE NONE
MARKET VECTORS ETF TR GOLD MINER ETF 57060U100 198.71 5,250.00 SOLE NONE NONE
MARKET VECTORS ETF TR AGRIBUS ETF 57060U605 1,355.81 25,038.00 SOLE NONE NONE
MARKET VECTORS ETF TR VIETNAM ETF 57060U761 2.04 100.00 SOLE NONE NONE
MARKET VECTORS ETF TR COAL ETF 57060U837 396.92 17,325.00 SOLE NONE NONE
MARSH & MCLENNAN COS INC COM 571748102 34.86 918.00 SOLE NONE NONE
MARTHA STEWART LIVING OMNIME CL A 573083102 2.67 1,013.00 SOLE NONE NONE
MCDONALDS CORP COM 580135101 63.92 641.19 SOLE NONE NONE
MEDIFAST INC COM 58470H101 2.29 100.00 SOLE NONE NONE
MEDTRONIC INC COM 585055106 29.24 622.60 SOLE NONE NONE
METLIFE INC COM 59156R108 13.27 349.00 SOLE NONE NONE
MICROSOFT CORP COM 594918104 1,620.71 56,658.20 SOLE NONE NONE
MICROCHIP TECHNOLOGY INC COM 595017104 492.72 13,400.00 SOLE NONE NONE
MOLSON COORS BREWING CO CL B 60871R209 12.23 250.00 SOLE NONE NONE
MOLYCORP INC DEL COM 608753109 1.30 250.00 SOLE NONE NONE
MONDELEZ INTL INC CL A 609207105 47.44 1,549.55 SOLE NONE NONE
MONSANTO CO NEW COM 61166W101 1.27 12.00 SOLE NONE NONE
MOTOROLA SOLUTIONS INC COM NEW 620076307 5.24 81.90 SOLE NONE NONE
NCR CORP NEW COM 62886E108 3.31 120.00 SOLE NONE NONE
NRG ENERGY INC COM NEW 629377508 0.03 1.00 SOLE NONE NONE
NTS RLTY HLDGS LTD PARTNERSH PARTSHIP UNITS 629422106 3.58 489.00 SOLE NONE NONE
NYSE EURONEXT COM 629491101 4.99 129.21 SOLE NONE NONE
NATIONAL GRID PLC SPON ADR NEW 636274300 5.80 100.00 SOLE NONE NONE
NETAPP INC COM 64110D104 3.42 100.00 SOLE NONE NONE
NEWELL RUBBERMAID INC COM 651229106 5.22 200.00 SOLE NONE NONE
NEWMONT MINING CORP COM 651639106 5,222.64 124,675.00 SOLE NONE NONE
NEXTERA ENERGY INC COM 65339F101 3,021.49 38,896.58 SOLE NONE NONE
NIKE INC CL B 654106103 23.60 400.00 SOLE NONE NONE
NISOURCE INC COM 65473P105 76.28 2,600.00 SOLE NONE NONE
NOKIA CORP SPONSORED ADR 654902204 2.36 719.00 SOLE NONE NONE
NORFOLK SOUTHERN CORP COM 655844108 464.57 6,027.17 SOLE NONE NONE
NOVARTIS A G SPONSORED ADR 66987V109 16.03 225.00 SOLE NONE NONE
NUCOR CORP COM 670346105 14.77 320.00 SOLE NONE NONE
NUVEEN BUILD AMER BD OPPTNY COM 67074Q102 11.06 500.00 SOLE NONE NONE
ONCOLYTICS BIOTECH INC COM 682310107 1.08 350.00 SOLE NONE NONE
ORACLE CORP COM 68389X105 24.25 750.00 SOLE NONE NONE
ORION ENERGY SYSTEMS INC COM 686275108 0.99 400.00 SOLE NONE NONE
PNC FINL SVCS GROUP INC COM 693475105 2,563.34 38,546.46 SOLE NONE NONE
PACKAGING CORP AMER COM 695156109 29.17 650.00 SOLE NONE NONE
PALATIN TECHNOLOGIES INC COM PAR $ .01 696077403 0.02 30.00 SOLE NONE NONE
PEABODY ENERGY CORP COM 704549104 528.74 24,999.33 SOLE NONE NONE
PEMBINA PIPELINE CORP COM 706327103 12.07 382.00 SOLE NONE NONE
PENGROWTH ENERGY CORP COM 70706P104 2,983.64 585,027.00 SOLE NONE NONE
PENN WEST PETE LTD NEW COM 707887105 528.70 49,136.00 SOLE NONE NONE
PEPSICO INC COM 713448108 7,570.30 95,693.32 SOLE NONE NONE
PETROLEO BRASILEIRO SA PETRO SPONSORED ADR 71654V408 14.08 850.00 SOLE NONE NONE
PFIZER INC COM 717081103 95.04 3,293.25 SOLE NONE NONE
PHILIP MORRIS INTL INC COM 718172109 75.19 811.00 SOLE NONE NONE
PIONEER NAT RES CO COM 723787107 18.64 150.00 SOLE NONE NONE
PLUM CREEK TIMBER CO INC COM 729251108 24.50 469.32 SOLE NONE NONE
POTASH CORP SASK INC COM 73755L107 1,351.18 34,425.00 SOLE NONE NONE
POWERSHARES QQQ TRUST UNIT SER 1 73935A104 2,199.32 31,888.04 SOLE NONE NONE
POWERSHARES ETF TRUST WNDRHLL CLN EN 73935X500 3.26 750.00 SOLE NONE NONE
POWERSHARES ETF TRUST WATER RESOURCE 73935X575 1,128.72 49,117.59 SOLE NONE NONE
PROCTER & GAMBLE CO COM 742718109 8,113.50 105,288.08 SOLE NONE NONE
PROSHARES TR PSHS SHRT S&P500 74347R503 6.14 200.00 SOLE NONE NONE
PROSHARES TR ULTRAPRO SH NEW 74348A665 29.79 900.00 SOLE NONE NONE
PROVIDENT FINL SVCS INC COM 74386T105 7.64 500.00 SOLE NONE NONE
PROVIDENT NEW YORK BANCORP COM 744028101 54.41 5,998.59 SOLE NONE NONE
PRUDENTIAL FINL INC COM 744320102 29.65 502.56 SOLE NONE NONE
QUALCOMM INC COM 747525103 73.86 1,103.35 SOLE NONE NONE
RADIOSHACK CORP COM 750438103 0.50 150.00 SOLE NONE NONE
RAYTHEON CO COM NEW 755111507 17.64 300.00 SOLE NONE NONE
REAVES UTIL INCOME FD COM SH BEN INT 756158101 27.12 1,024.00 SOLE NONE NONE
RED HAT INC COM 756577102 5.06 100.00 SOLE NONE NONE
REGENERON PHARMACEUTICALS COM 75886F107 77.62 440.00 SOLE NONE NONE
RESEARCH IN MOTION LTD COM 760975102 2.53 175.00 SOLE NONE NONE
RITE AID CORP COM 767754104 0.38 200.00 SOLE NONE NONE
ROYAL BK SCOTLAND GROUP PLC SP ADR PREF M 780097796 200.88 9,000.00 SOLE NONE NONE
ROYAL DUTCH SHELL PLC SPONS ADR A 780259206 6,431.49 98,703.00 SOLE NONE NONE
RUTHS HOSPITALITY GROUP INC COM 783332109 9.54 1,000.00 SOLE NONE NONE
SAIC INC COM 78390X101 20.89 1,541.92 SOLE NONE NONE
SPDR S&P 500 ETF TR TR UNIT 78462F103 130.04 830.02 SOLE NONE NONE
SPDR GOLD TRUST GOLD SHS 78463V107 21.63 140.00 SOLE NONE NONE
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SPDR SERIES TRUST S&P BK ETF 78464A797 18.18 675.00 SOLE NONE NONE
SPDR DOW JONES INDL AVRG ETF UT SER 1 78467X109 3,920.51 26,978.44 SOLE NONE NONE
ST JOE CO COM 790148100 12.30 579.00 SOLE NONE NONE
SAN JUAN BASIN RTY TR UNIT BEN INT 798241105 2.94 194.00 SOLE NONE NONE
SANOFI RIGHT 12/31/2020 80105N113 0.36 201.00 SOLE NONE NONE
SASOL LTD SPONSORED ADR 803866300 39.91 900.00 SOLE NONE NONE
SCANA CORP NEW COM 80589M102 5.47 106.92 SOLE NONE NONE
SCHEIN HENRY INC COM 806407102 565.48 6,110.00 SOLE NONE NONE
SCHLUMBERGER LTD COM 806857108 7,528.52 100,527.65 SOLE NONE NONE
SELECT SECTOR SPDR TR SBI INT-FINL 81369Y605 2.28 125.00 SOLE NONE NONE
SILVER WHEATON CORP COM 828336107 6,192.41 197,525.00 SOLE NONE NONE
SIRIUS XM RADIO INC COM 82967N108 32.28 10,479.00 SOLE NONE NONE
SMUCKER J M CO COM NEW 832696405 188.68 1,902.74 SOLE NONE NONE
SOUTHERN CO COM 842587107 70.86 1,510.29 SOLE NONE NONE
SPECTRA ENERGY CORP COM 847560109 6,879.45 223,721.83 SOLE NONE NONE
SPRINT NEXTEL CORP COM SER 1 852061100 2.92 470.00 SOLE NONE NONE
STAPLES INC COM 855030102 0.12 9.00 SOLE NONE NONE
STARBUCKS CORP COM 855244109 11.39 200.00 SOLE NONE NONE
STARRETT L S CO CL A 855668109 3.09 280.00 SOLE NONE NONE
SUBURBAN PROPANE PARTNERS L UNIT LTD PARTN 864482104 16.47 370.00 SOLE NONE NONE
SUN BANCORP INC COM 86663B102 0.61 179.00 SOLE NONE NONE
SUN LIFE FINL INC COM 866796105 11.49 421.00 SOLE NONE NONE
SUNCOR ENERGY INC NEW COM 867224107 6.00 200.00 SOLE NONE NONE
SUNCOKE ENERGY INC COM 86722A103 4.16 255.00 SOLE NONE NONE
SYSCO CORP COM 871829107 9.43 268.18 SOLE NONE NONE
TECO ENERGY INC COM 872375100 7.13 400.00 SOLE NONE NONE
TJX COS INC NEW COM 872540109 9.35 200.00 SOLE NONE NONE
TELEFONICA S A SPONSORED ADR 879382208 1,120.99 82,975.00 SOLE NONE NONE
TERADATA CORP DEL COM 88076W103 7.02 120.00 SOLE NONE NONE
TEXAS INSTRS INC COM 882508104 94.49 2,663.07 SOLE NONE NONE
TEXTRON INC COM 883203101 43.05 1,444.25 SOLE NONE NONE
THERMO FISHER SCIENTIFIC INC COM 883556102 7.65 100.00 SOLE NONE NONE
3-D SYS CORP DEL COM NEW 88554D205 3.39 105.00 SOLE NONE NONE
TIME WARNER INC COM NEW 887317303 23.45 407.00 SOLE NONE NONE
TIME WARNER CABLE INC COM 88732J207 10.37 108.00 SOLE NONE NONE
TITAN INTL INC ILL COM 88830M102 5.58 264.87 SOLE NONE NONE
TORTOISE ENERGY CAP CORP COM 89147U100 44.85 1,375.00 SOLE NONE NONE
TOTAL S A SPONSORED ADR 89151E109 11.66 243.00 SOLE NONE NONE
TRANSCANADA CORP COM 89353D107 947.17 19,778.00 SOLE NONE NONE
UNITED PARCEL SERVICE INC CL B 911312106 1,241.18 14,449.08 SOLE NONE NONE
UNITED TECHNOLOGIES CORP COM 913017109 1,006.83 10,776.29 SOLE NONE NONE
UNITEDHEALTH GROUP INC COM 91324P102 14.53 254.00 SOLE NONE NONE
UNITIL CORP COM 913259107 14.07 500.00 SOLE NONE NONE
UNWIRED PLANET INC NEW COM 91531F103 0.07 33.00 SOLE NONE NONE
VALERO ENERGY CORP NEW COM 91913Y100 30.25 665.00 SOLE NONE NONE
VEECO INSTRS INC DEL COM 922417100 2.11 55.00 SOLE NONE NONE
VANGUARD INDEX FDS MID CAP ETF 922908629 17.46 188.00 SOLE NONE NONE
VANGUARD INDEX FDS SMALL CP ETF 922908751 17.68 194.00 SOLE NONE NONE
VEOLIA ENVIRONNEMENT SPONSORED ADR 92334N103 308.61 24,300.00 SOLE NONE NONE
VERENIUM CORP COM NEW 92340P209 0.26 102.00 SOLE NONE NONE
VERIZON COMMUNICATIONS INC COM 92343V104 25,633.09 521,527.71 SOLE NONE NONE
VERTEX PHARMACEUTICALS INC COM 92532F100 5.50 100.00 SOLE NONE NONE
VIACOM INC NEW CL B 92553P201 15.37 250.00 SOLE NONE NONE
VODAFONE GROUP PLC NEW SPONS ADR NEW 92857W209 40.46 1,424.55 SOLE NONE NONE
WALGREEN CO COM 931422109 21.57 452.44 SOLE NONE NONE
WASTE MGMT INC DEL COM 94106L109 1,591.35 40,585.26 SOLE NONE NONE
WEBMD HEALTH CORP COM 94770V102 9.70 399.00 SOLE NONE NONE
WELLPOINT INC COM 94973V107 13.76 207.80 SOLE NONE NONE
WELLS FARGO & CO NEW COM 949746101 368.79 9,970.10 SOLE NONE NONE
WESTERN UN CO COM 959802109 2.42 160.83 SOLE NONE NONE
WEYERHAEUSER CO COM 962166104 6,907.21 220,115.14 SOLE NONE NONE
WHIRLPOOL CORP COM 963320106 2.37 20.00 SOLE NONE NONE
WHOLE FOODS MKT INC COM 966837106 50.67 584.13 SOLE NONE NONE
WINDSTREAM CORP COM 97381W104 27.35 3,449.00 SOLE NONE NONE
WISCONSIN ENERGY CORP COM 976657106 80.80 1,884.00 SOLE NONE NONE
XEROX CORP COM 984121103 4.51 524.00 SOLE NONE NONE
YAHOO INC COM 984332106 4.71 200.00 SOLE NONE NONE
YELP INC CL A 985817105 2.37 100.00 SOLE NONE NONE
ZOLTEK COS INC COM 98975W104 3.59 300.00 SOLE NONE NONE
ZYNGA INC CL A 98986T108 2.52 750.00 SOLE NONE NONE
BUNGE LIMITED COM G16962105 47.99 650.00 SOLE NONE NONE
CONSOLIDATED WATER CO INC ORD G23773107 16.29 1,645.00 SOLE NONE NONE
NABORS INDUSTRIES LTD SHS G6359F103 3.24 200.00 SOLE NONE NONE
NORDIC AMERICAN TANKERS LIMI COM G65773106 6.93 600.00 SOLE NONE NONE
TEXTAINER GROUP HOLDINGS LTD SHS G8766E109 11.87 300.00 SOLE NONE NONE
ADECOAGRO S A COM L00849106 3.08 400.00 SOLE NONE NONE
COMPUGEN LTD ORD M25722105 2.54 500.00 SOLE NONE NONE
EZCHIP SEMICONDUCTOR LIMITED ORD M4146Y108 4.83 200.00 SOLE NONE NONE
NXP SEMICONDUCTORS N V COM N6596X109 6.06 200.00 SOLE NONE NONE
ROYAL CARIBBEAN CRUISES LTD COM V7780T103 3.32 100.00 SOLE NONE NONE
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