13F-HR 1 oscan13f09302011.txt FORM 13F COVER AND SUMMARY 4TYPE: 13F-HR PERIOD 9/30/2011 FILER CIK: 0001511144 SUBMISSION - CONTACT NAME Oren Chaplin, Esq. PHONE 908-722-0700 Attached Documents Page (2) FORM 13F FORM 13F COVER PAGE Form 13F FORM 13F COVER PAGE Report for the Calendar Year or Quarter Ended: 9/30/2011 Check here if Amendment [ ]; Amendment Number: This Amendment (Check only one): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: 10-15 Associates, Inc. Address: 168 Main Street Goshen, NY 10924 Form 13F File Number: The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, list, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Deborah DeMatteo Title: Chief Compliance Officer Phone: 845-294-2080 Signature, Place, and Date of Signing: /s/ Deborah DeMatteo, Goshen, NY November 14, 2011 Report Type: [X] 13F HOLDINGS REPORT. [ ] 13F NOTICE. [ ] 13F COMBINATION REPORT. UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: Form 13F Information Table Entry Total: 304 Form 13F Information Table Value Total: 174,845,778.28 Form 13 F Information Table FORM 13F INFORMATION TABLE COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 NAME TITLE CUSIP VALUE SHRS OR-SH/ INVESTMEMT OTHER VOTING OF ISSUER OF CLASS (x1000) -PUT/PRN DISCRETION MAN. AUTHORITY AMT-PRN-CALL SOLE/SHARED or NONE ----------------------------------------------------------------------------------------------------------------------------- A123 SYS INC COMMON 03739T108 17.20 5000.00 SOLE NONE NONE ABBOTT LABS COMMON 002824100 5213.10 101937.77 SOLE NONE NONE ADECOAGRO S A COMMON L00849106 3.45 400.00 SOLE NONE NONE AEGON N V NY REGISTRY SH 007924103 158.73 39193.00 SOLE NONE NONE AFFYMETRIX INC COMMON 00826T108 0.98 200.00 SOLE NONE NONE AFLAC INC COMMON 001055102 9.61 275.00 SOLE NONE NONE AGRIUM INC COMMON 008916108 69.99 1050.00 SOLE NONE NONE AIR PRODS & CHEMS INC COMMON 009158106 864.89 11325.00 SOLE NONE NONE ALCATEL-LUCENT SPONSORED ADR 013904305 11.86 4192.00 SOLE NONE NONE ALCOA INC COMMON 013817101 8.07 843.59 SOLE NONE NONE ALLETE INC COM NEW 018522300 33.08 903.00 SOLE NONE NONE ALPHA NATURAL RESOURCES INC COMMON 02076X102 367.51 20775.00 SOLE NONE NONE ALPS ETF TR ALERIAN MLP 00162Q866 1402.13 92003.00 SOLE NONE NONE AMC NETWORKS INC CL A 00164V103 1.25 39.00 SOLE NONE NONE AMEREN CORP COMMON 023608102 17.86 600.00 SOLE NONE NONE AMERICAN COMMON 025816109 46.31 1031.33 SOLE NONE NONE AMERICAN *W EXP 01/19/202 026874156 5.12 837.00 SOLE NONE NONE AMERICAN SUPERCONDUCTOR CORP COMMON 030111108 31.44 8000.00 SOLE NONE NONE AMERIPRISE FINL INC COMMON 03076C106 2.71 68.97 SOLE NONE NONE AMGEN INC COMMON 031162100 1087.85 19793.55 SOLE NONE NONE AMYLIN PHARMACEUTICALS INC COMMON 032346108 12.00 1300.00 SOLE NONE NONE ANADARKO PETE CORP COMMON 032511107 31.53 500.00 SOLE NONE NONE ANNALY CAP MGMT INC COMMON 035710409 458.02 27541.99 SOLE NONE NONE APPLE INC COMMON 037833100 43.85 115.00 SOLE NONE NONE APPLIED MATLS INC COMMON 038222105 6.21 600.00 SOLE NONE NONE AQUA AMERICA INC COMMON 03836W103 656.62 30441.43 SOLE NONE NONE ARCHER DANIELS MIDLAND CO COMMON 039483102 30.15 1215.17 SOLE NONE NONE AT&T INC COMMON 00206R102 730.95 25629.37 SOLE NONE NONE ATLAS PIPELINE PARTNERS LP UNIT L P INT 049392103 29.87 1000.00 SOLE NONE NONE AUTOMATIC DATA PROCESSING IN COMMON 053015103 198.37 4207.22 SOLE NONE NONE AUTONATION INC COMMON 05329W102 49.17 1500.00 SOLE NONE NONE BALCHEM CORP COMMON 057665200 0.57 15.19 SOLE NONE NONE BANK OF AMERICA CORPORATION COMMON 060505104 132.33 21623.16 SOLE NONE NONE BARCLAYS ADR PFD SR 5 06739H362 741.13 75780.67 SOLE NONE NONE BARCLAYS ADS7.75%PFD S4 06739H511 32.54 1475.00 SOLE NONE NONE BED BATH & BEYOND INC COMMON 075896100 17.19 300.00 SOLE NONE NONE BEMIS INC COMMON 081437105 2664.04 90891.73 SOLE NONE NONE BERKSHIRE BANCORP INC DEL COM NEW 084597202 0.96 150.00 SOLE NONE NONE BHP BILLITON LTD SPONSORED ADR 088606108 39.86 600.00 SOLE NONE NONE BLACKROCKCREDIT ALL IN TR I COM SHS 09249V103 39.52 4000.00 SOLE NONE NONE BLACKROCKINC COMMON 09247X101 599.44 4050.00 SOLE NONE NONE BLACKSTONE GROUP L P COM UNIT LTD 09253U108 128.13 10695.01 SOLE NONE NONE BOEING CO COMMON 097023105 4894.51 80887.66 SOLE NONE NONE BOSTON BEER INC CL A 100557107 29.08 400.00 SOLE NONE NONE BP PLC SPONSORED ADR 055622104 10.82 300.00 SOLE NONE NONE BRISTOL MYERS SQUIBB CO COMMON 110122108 6900.37 219897.09 SOLE NONE NONE BROADCOM CORP CL A 111320107 117.32 3524.27 SOLE NONE NONE BUNGE LIMITED COMMON G16962105 37.89 650.00 SOLE NONE NONE CABLEVISION SYS CORP CL A NY CABLVS 12686C109 2.50 159.00 SOLE NONE NONE CANADIAN PAC RY LTD COMMON 13645T100 247.66 5150.00 SOLE NONE NONE CATERPILLAR INC DEL COMMON 149123101 15.81 214.09 SOLE NONE NONE CELGENE CORP COMMON 151020104 6.19 100.00 SOLE NONE NONE CENTURYLINK INC COMMON 156700106 19.84 599.14 SOLE NONE NONE CH ENERGY GROUP INC COMMON 12541M102 15.65 300.00 SOLE NONE NONE CHESAPEAKE ENERGY CORP COMMON 165167107 1027.65 40221.30 SOLE NONE NONE CHEVRON CORP NEW COMMON 166764100 27.31 295.00 SOLE NONE NONE CHICOS FAS INC COMMON 168615102 2.29 200.00 SOLE NONE NONE CINCINNATI FINL CORP COMMON 172062101 27.75 1053.94 SOLE NONE NONE CISCO SYS INC COMMON 17275R102 508.02 32775.51 SOLE NONE NONE CLOROX CO DEL COMMON 189054109 444.64 6703.43 SOLE NONE NONE COCA COLA CO COMMON 191216100 131.74 1949.97 SOLE NONE NONE COMCAST CORP NEW CL A 20030N101 178.35 8525.20 SOLE NONE NONE COMMONWEALTH REIT COM SH BEN INT 203233101 7.11 375.00 SOLE NONE NONE COMMUNITY HEALTH SYS INC NEW COMMON 203668108 2.91 175.00 SOLE NONE NONE CONAGRA FOODS INC COMMON 205887102 26.74 1104.00 SOLE NONE NONE CONOCOPHILLIPS COMMON 20825C104 5709.09 90162.49 SOLE NONE NONE CONSOLIDATED EDISON INC COMMON 209115104 236.85 4153.73 SOLE NONE NONE CONSOLIDATED WATER CO INC ORD G23773107 12.96 1645.00 SOLE NONE NONE COOPER TIRE & RUBR CO COMMON 216831107 308.73 28350.00 SOLE NONE NONE CORNING INC COMMON 219350105 110.45 8935.79 SOLE NONE NONE COSTCO WHSL CORP NEW COMMON 22160K105 24.64 300.00 SOLE NONE NONE DEERE & CO COMMON 244199105 252.73 3914.00 SOLE NONE NONE DIAGEO P L C SPON ADR NEW 25243Q205 40.32 531.00 SOLE NONE NONE DIRECTV COM CL A 25490A101 0.30 7.00 SOLE NONE NONE DISCOVERY COMMUNICATNS NEW COM SER C 25470F302 0.07 2.00 SOLE NONE NONE DISCOVERY COMMUNICATNS NEW COM SER A 25470F104 0.08 2.00 SOLE NONE NONE DISNEY WALT CO COM DISNEY 254687106 390.55 12949.36 SOLE NONE NONE DOLE FOOD CO INC NEW COMMON 256603101 4.00 400.00 SOLE NONE NONE DONNELLEY R R & SONS CO COMMON 257867101 9.88 700.00 SOLE NONE NONE DOW CHEM CO COMMON 260543103 19.50 868.34 SOLE NONE NONE DU PONT E I DE NEMOURS & CO COMMON 263534109 4273.09 106907.37 SOLE NONE NONE E M C CORP MASS COMMON 268648102 17.84 850.00 SOLE NONE NONE EATON CORP COMMON 278058102 14.20 400.00 SOLE NONE NONE EBAY INC COMMON 278642103 9.20 312.00 SOLE NONE NONE EDISON INTL COMMON 281020107 8.46 221.18 SOLE NONE NONE EMERSON ELEC CO COMMON 291011104 5018.66 121487.87 SOLE NONE NONE ENBRIDGE ENERGY PARTNERS L P COMMON 29250R106 678.65 24705.00 SOLE NONE NONE ENERGY CONVERSION DEVICES IN COMMON 292659109 0.27 500.00 SOLE NONE NONE ENERNOC INC COMMON 292764107 0.90 100.00 SOLE NONE NONE ENTERGY CORP NEW COMMON 29364G103 5.54 83.60 SOLE NONE NONE ENTERPRISE PRODS PARTNERS L COMMON 293792107 3925.42 97768.83 SOLE NONE NONE EVERGREEN SOLAR INC COM NEW 30033R306 0.01 167.00 SOLE NONE NONE EXCEL MARITIME CARRIERS LTD COMMON V3267N107 0.26 126.00 SOLE NONE NONE EXELON CORP COMMON 30161N101 10.62 249.18 SOLE NONE NONE EXXON MOBIL CORP COMMON 30231G102 1024.11 14100.32 SOLE NONE NONE FEDEX CORP COMMON 31428X106 11.97 176.93 SOLE NONE NONE FINISH LINE INC CL A 317923100 19.11 956.00 SOLE NONE NONE FIRST NIAGARA FINL GP INC COMMON 33582V108 5.01 548.00 SOLE NONE NONE FORCE PROTECTION INC COM NEW 345203202 4.62 1200.00 SOLE NONE NONE FORD MTR CO DEL COM PAR $0.01 345370860 24.29 2512.00 SOLE NONE NONE FREEPORT-MCMORAN COPPER & GO COMMON 35671D857 6.17 202.74 SOLE NONE NONE FRESH MKT INC COMMON 35804H106 3.82 100.00 SOLE NONE NONE FRONTIER COMMUNICATIONS CORP COMMON 35906A108 130.34 21332.00 SOLE NONE NONE GAP INC DEL COMMON 364760108 6.11 376.00 SOLE NONE NONE GENERAL ELECTRIC CO COMMON 369604103 5510.48 362055.10 SOLE NONE NONE GENERAL MLS INC COMMON 370334104 176.40 4583.01 SOLE NONE NONE GENERAL MTRS CO *W EXP 07/10/201 37045V118 0.80 69.00 SOLE NONE NONE GENERAL MTRS CO *W EXP 07/10/201 37045V126 0.55 69.00 SOLE NONE NONE GENON ENERGY INC COMMON 37244E107 0.04 13.00 SOLE NONE NONE GLAXOSMITHKLINE PLC SPONSORED ADR 37733W105 6.19 150.00 SOLE NONE NONE GOLDMAN SACHS GROUP INC COMMON 38141G104 4.73 50.00 SOLE NONE NONE HALLIBURTON CO COMMON 406216101 21.36 700.00 SOLE NONE NONE HARLEY DAVIDSON INC COMMON 412822108 6.87 200.00 SOLE NONE NONE HASBRO INC COMMON 418056107 4.08 125.00 SOLE NONE NONE HEALTH CARE REIT INC COMMON 42217K106 20.67 441.70 SOLE NONE NONE HEINZ H J CO COMMON 423074103 174.83 3463.38 SOLE NONE NONE HERSHEY CO COMMON 427866108 419.26 7077.32 SOLE NONE NONE HEWLETT PACKARD CO COMMON 428236103 12.71 566.00 SOLE NONE NONE HOLLYFRONTIER CORP COMMON 436106108 5.24 200.00 SOLE NONE NONE HOME DEPOT INC COMMON 437076102 575.56 17510.11 SOLE NONE NONE HONEYWELL INTL INC COMMON 438516106 24.44 556.66 SOLE NONE NONE HUDSON CITY BANCORP COMMON 443683107 550.21 97210.34 SOLE NONE NONE HUGOTON RTY TR TEX UNIT BEN INT 444717102 1.00 47.00 SOLE NONE NONE ICAD INC COMMON 44934S107 0.05 100.00 SOLE NONE NONE ILLINOIS TOOL WKS INC COMMON 452308109 1162.37 27941.55 SOLE NONE NONE INDIA FD INC COMMON 454089103 45.37 1977.93 SOLE NONE NONE INERGY L P UNIT LTD PTNR 456615103 27.47 1098.00 SOLE NONE NONE INTEL CORP COMMON 458140100 6018.67 282102.91 SOLE NONE NONE INTERNATIONAL BUSINESS MACHS COMMON 459200101 485.09 2774.00 SOLE NONE NONE INTL PAPER CO COMMON 460146103 2687.38 115586.05 SOLE NONE NONE ISHARES INC MSCI AUSTRALIA 464286103 162.83 8117.19 SOLE NONE NONE ISHARES INC MSCI BRAZIL 464286400 362.82 6976.00 SOLE NONE NONE ISHARES INC MSCI CDA INDEX 464286509 110.88 4350.00 SOLE NONE NONE ISHARES INC MSCI EMU INDEX 464286608 2.73 100.00 SOLE NONE NONE ISHARES INC MSCI JAPAN 464286848 68.50 7240.91 SOLE NONE NONE ISHARES TR DJ SEL DIV INX 464287168 2688.11 55723.73 SOLE NONE NONE ISHARES TR BARCLYS TIPS BD 464287176 594.36 5200.00 SOLE NONE 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478160104 8332.49 130828.91 SOLE NONE NONE JOHNSON CTLS INC COMMON 478366107 2119.26 80366.16 SOLE NONE NONE JPMORGAN CHASE & CO COMMON 46625H100 933.27 30985.11 SOLE NONE NONE KBR INC COMMON 48242W106 4.73 200.00 SOLE NONE NONE KELLOGG CO COMMON 487836108 5.32 100.00 SOLE NONE NONE KEYCORP NEW COMMON 493267108 1801.96 303871.07 SOLE NONE NONE KINDER MORGAN ENERGY PARTNER UT LTD PARTNER 494550106 24.10 352.47 SOLE NONE NONE KINDER MORGAN INC DEL COMMON 49456B101 3.24 125.00 SOLE NONE NONE KRAFT FOODS INC CL A 50075N104 2508.88 74713.62 SOLE NONE NONE LEGG MASON INC COMMON 524901105 11.64 452.85 SOLE NONE NONE LIBERTY MEDIA CORP NEW INT COM SER A 53071M104 0.18 12.00 SOLE NONE NONE LIBERTY MEDIA CORP NEW CAP COM SER A 53071M302 0.00 2.00 SOLE NONE NONE LILLY ELI & CO COMMON 532457108 9.97 269.55 SOLE NONE NONE LOCKHEED MARTIN CORP COMMON 539830109 10.24 141.00 SOLE NONE NONE LSI CORPORATION COMMON 502161102 0.32 61.00 SOLE NONE NONE MADISON SQUARE GARDEN CO CL A 55826P100 0.89 39.00 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