Chief Compliance Officer

0001085146-21-002972.txt : 20211102 0001085146-21-002972.hdr.sgml : 20211102 20211102085316 ACCESSION NUMBER: 0001085146-21-002972 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20210930 FILED AS OF DATE: 20211102 DATE AS OF CHANGE: 20211102 EFFECTIVENESS DATE: 20211102 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Empirical Financial Services, LLC d.b.a. Empirical Wealth Management CENTRAL INDEX KEY: 0001510434 IRS NUMBER: 272114998 STATE OF INCORPORATION: WA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-14067 FILM NUMBER: 211369442 BUSINESS ADDRESS: STREET 1: 1420 5TH AVE SUITE 3150 CITY: SEATTLE STATE: WA ZIP: 98101 BUSINESS PHONE: 2069233474 MAIL ADDRESS: STREET 1: 1420 5TH AVE SUITE 3150 CITY: SEATTLE STATE: WA ZIP: 98101 FORMER COMPANY: FORMER CONFORMED NAME: Empirical Financial Services, LLC DATE OF NAME CHANGE: 20110114 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001510434 XXXXXXXX 09-30-2021 09-30-2021 false Empirical Financial Services, LLC d.b.a. Empirical Wealth Management

1420 5TH AVE SUITE 3150 Seattle WA 98101

13F HOLDINGS REPORT 028-14067 N Justin W. Buller Chief Compliance Officer 206-923-3474 /s/Justin W. 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BULSHS 2025 CB 46138J825 2077 93571 SH SOLE 84184 0 9387 INVESCO EXCH TRD SLF IDX FD BULSHS 2025 HY 46138J817 515 20956 SH SOLE 19893 0 1063 INVESCO EXCH TRD SLF IDX FD BULSHS 2026 CB 46138J791 1677 78257 SH SOLE 68678 0 9579 INVESCO EXCH TRD SLF IDX FD BULSHS 2027 CB 46138J783 1642 75166 SH SOLE 66160 0 9006 INVESCO EXCH TRD SLF IDX FD INVSCO BLSH 26 46138J635 548 21330 SH SOLE 20435 0 895 INVESCO EXCHANGE TRADED FD T BUYBACK ACHIEV 46137V308 225 2500 SH SOLE 2500 0 0 INVESCO EXCHANGE TRADED FD T FTSE RAFI 1500 46137V597 448 2454 SH SOLE 2454 0 0 INVESCO EXCHANGE TRADED FD T NASDAQ INTERNT 46137V530 346 1450 SH SOLE 1450 0 0 INVESCO EXCHANGE TRADED FD T S&P500 BUY WRT 46137V399 2225 96773 SH SOLE 96773 0 0 INVESCO EXCHANGE TRADED FD T S&P500 EQL TEC 46137V282 203 706 SH SOLE 706 0 0 INVESCO EXCHANGE TRADED FD T S&P500 EQL WGT 46137V357 900 6004 SH SOLE 5671 0 333 INVESCO EXCHANGE TRADED FD T S&P500 PUR GWT 46137V266 251 1305 SH SOLE 1305 0 0 INVESCO QQQ TR UNIT SER 1 46090E103 6861 19167 SH SOLE 18907 0 260 ISHARES GOLD TR ISHARES NEW 464285204 891 26672 SH SOLE 22988 0 3684 ISHARES INC CORE MSCI EMKT 46434G103 50307 814552 SH SOLE 691986 0 122566 ISHARES INC EM MKT SM-CP ETF 464286475 1822 30059 SH SOLE 26908 0 3151 ISHARES INC EM MKTS DIV ETF 464286319 619 15910 SH SOLE 12560 0 3350 ISHARES INC ESG AWR MSCI EM 46434G863 4883 117844 SH SOLE 98202 0 19642 ISHARES INC MSCI EMRG CHN 46434G764 545 8989 SH SOLE 8806 0 183 ISHARES INC MSCI FRONTIER 464286145 3227 95150 SH SOLE 85062 0 10088 ISHARES SILVER TR ISHARES 46428Q109 215 10500 SH SOLE 10500 0 0 ISHARES TR 0-5 YR TIPS ETF 46429B747 1285 12166 SH SOLE 10466 0 1700 ISHARES TR 1 3 YR TREAS BD 464287457 1017 11802 SH SOLE 7845 0 3957 ISHARES TR 3 7 YR TREAS BD 464288661 653 5019 SH SOLE 4133 0 886 ISHARES TR CALIF MUN BD ETF 464288356 596 9607 SH SOLE 6234 0 3373 ISHARES TR CORE HIGH DV ETF 46429B663 378 4007 SH SOLE 4007 0 0 ISHARES TR CORE MSCI EAFE 46432F842 908 12226 SH SOLE 12175 0 51 ISHARES TR CORE S&P MCP ETF 464287507 939 3571 SH SOLE 3165 0 406 ISHARES TR CORE S&P SCP ETF 464287804 1251 11453 SH SOLE 10375 0 1078 ISHARES TR CORE S&P500 ETF 464287200 5814 13495 SH SOLE 12097 0 1398 ISHARES TR CORE US AGGBD ET 464287226 312 2718 SH SOLE 1355 0 1363 ISHARES TR DOW JONES US ETF 464287846 317 2940 SH SOLE 2940 0 0 ISHARES TR EAFE GRWTH ETF 464288885 2940 27612 SH SOLE 26651 0 961 ISHARES TR EAFE SML CP ETF 464288273 2346 31527 SH SOLE 23682 0 7845 ISHARES TR EAFE VALUE ETF 464288877 33047 649890 SH SOLE 564262 0 85628 ISHARES TR ESG AW MSCI EAFE 46435G516 10067 128437 SH SOLE 103696 0 24741 ISHARES TR ESG AWARE MSCI 46435U663 5163 132346 SH SOLE 111139 0 21207 ISHARES TR ESG AWR MSCI USA 46435G425 1112 11290 SH SOLE 7820 0 3470 ISHARES TR ESG AWRE 1 5 YR 46435G243 650 25024 SH SOLE 21041 0 3983 ISHARES TR ESG AWRE USD ETF 46435G193 333 12104 SH SOLE 12104 0 0 ISHARES TR GL CLEAN ENE ETF 464288224 226 10451 SH SOLE 10451 0 0 ISHARES TR INTL DEVPPTY ETF 464288422 977 26369 SH SOLE 22333 0 4036 ISHARES TR INTL SEL DIV ETF 464288448 1664 54716 SH SOLE 53590 0 1126 ISHARES TR ISHS 1-5YR INVS 464288646 885 16200 SH SOLE 16200 0 0 ISHARES TR ISHS 5-10YR INVT 464288638 587 9770 SH SOLE 9770 0 0 ISHARES TR JPMORGAN USD EMG 464288281 789 7167 SH SOLE 4665 0 2502 ISHARES TR MICRO-CAP ETF 464288869 14470 100262 SH SOLE 79764 0 20498 ISHARES TR MSCI ACWI ETF 464288257 282 2824 SH SOLE 2824 0 0 ISHARES TR MSCI EAFE ETF 464287465 1010 12951 SH SOLE 10726 0 2225 ISHARES TR MSCI EMG MKT ETF 464287234 469 9311 SH SOLE 8789 0 522 ISHARES TR MSCI INTL QUALTY 46434V456 41759 1102408 SH SOLE 958416 0 143992 ISHARES TR MSCI USA QLT FCT 46432F339 41399 314274 SH SOLE 272337 0 41937 ISHARES TR NATIONAL MUN ETF 464288414 9695 83458 SH SOLE 70892 0 12566 ISHARES TR RUS 1000 ETF 464287622 1621 6708 SH SOLE 6708 0 0 ISHARES TR RUS 1000 GRW ETF 464287614 976 3561 SH SOLE 3071 0 490 ISHARES TR RUS 1000 VAL ETF 464287598 410 2620 SH SOLE 1602 0 1018 ISHARES TR RUS 2000 VAL ETF 464287630 4403 27481 SH SOLE 26481 0 1000 ISHARES TR RUS MD CP GR ETF 464287481 200 1788 SH SOLE 1120 0 668 ISHARES TR RUS MDCP VAL ETF 464287473 231 2042 SH SOLE 2042 0 0 ISHARES TR RUS MID CAP ETF 464287499 445 5684 SH SOLE 5684 0 0 ISHARES TR RUSSELL 2000 ETF 464287655 1112 5086 SH SOLE 4076 0 1010 ISHARES TR S&P 500 GRWT ETF 464287309 632 8552 SH SOLE 8552 0 0 ISHARES TR S&P 500 VAL ETF 464287408 320 2199 SH SOLE 1594 0 605 ISHARES TR SHRT NAT MUN ETF 464288158 305 2833 SH SOLE 2833 0 0 ISHARES TR SP SMCP600VL ETF 464287879 5191 51564 SH SOLE 8664 0 42900 ISHARES TR TIPS BD ETF 464287176 2118 16589 SH SOLE 10904 0 5685 ISHARES TR US CONSM STAPLES 464287812 287 1599 SH SOLE 1599 0 0 JETBLUE AWYS CORP COM 477143101 161 10533 SH SOLE 10533 0 0 JOHNSON & JOHNSON COM 478160104 12739 78881 SH SOLE 75272 0 3609 JOHNSON CTLS INTL PLC SHS G51502105 259 3798 SH SOLE 3652 0 146 JPMORGAN CHASE & CO COM 46625H100 1574 9616 SH SOLE 9208 0 408 JUNIPER NETWORKS INC COM 48203R104 394 14300 SH SOLE 14300 0 0 KANSAS CITY SOUTHERN COM NEW 485170302 287 1062 SH SOLE 1062 0 0 KINDER MORGAN INC DEL COM 49456B101 619 36976 SH SOLE 31367 0 5609 KROGER CO COM 501044101 1157 28619 SH SOLE 25079 0 3540 LAM RESEARCH CORP COM 512807108 566 995 SH SOLE 862 0 133 LAUDER ESTEE COS INC CL A 518439104 1033 3445 SH SOLE 3445 0 0 LEIDOS HOLDINGS INC COM 525327102 410 4263 SH SOLE 4263 0 0 LENNOX INTL INC COM 526107107 474 1612 SH SOLE 1422 0 190 LILLY ELI & CO COM 532457108 776 3357 SH SOLE 3347 0 10 LOCKHEED MARTIN CORP COM 539830109 599 1735 SH SOLE 1455 0 280 LOGITECH INTL S A SHS H50430232 214 2425 SH SOLE 87 0 2338 LOWES COS INC COM 548661107 584 2879 SH SOLE 1313 0 1566 LUMEN TECHNOLOGIES INC COM 550241103 448 36128 SH SOLE 34188 0 1940 MARRIOTT INTL INC NEW CL A 571903202 378 2553 SH SOLE 2419 0 134 MARSH & MCLENNAN COS INC COM 571748102 598 3950 SH SOLE 3950 0 0 MASTERCARD INCORPORATED CL A 57636Q104 868 2496 SH SOLE 2476 0 20 MATTHEWS INTL CORP CL A 577128101 754 21738 SH SOLE 21738 0 0 MCDONALDS CORP COM 580135101 2198 9116 SH SOLE 7652 0 1464 MCKESSON CORP COM 58155Q103 308 1544 SH SOLE 1544 0 0 MEDALLIA INC COM 584021109 1129 33344 SH SOLE 33344 0 0 MEDICAL PPTYS TRUST INC COM 58463J304 458 22845 SH SOLE 21800 0 1045 MEDTRONIC PLC SHS G5960L103 1326 10580 SH SOLE 10475 0 105 MERCADOLIBRE INC COM 58733R102 1060 631 SH SOLE 631 0 0 MERCK & CO INC COM 58933Y105 993 13218 SH SOLE 11247 0 1971 METLIFE INC COM 59156R108 1316 21311 SH SOLE 18430 0 2881 MICROCHIP TECHNOLOGY INC. COM 595017104 1476 9618 SH SOLE 9618 0 0 MICROSOFT CORP COM 594918104 36175 128315 SH SOLE 106510 0 21805 MODERNA INC COM 60770K107 455 1181 SH SOLE 1181 0 0 MONDELEZ INTL INC CL A 609207105 479 8225 SH SOLE 5479 0 2746 MONOLITHIC PWR SYS INC COM 609839105 989 2040 SH SOLE 1900 0 140 MORGAN STANLEY COM NEW 617446448 280 2878 SH SOLE 2544 0 334 MOTOROLA SOLUTIONS INC COM NEW 620076307 1364 5870 SH SOLE 5460 0 410 NASDAQ INC COM 631103108 397 2056 SH SOLE 1516 0 540 NETFLIX INC COM 64110L106 5279 8649 SH SOLE 8443 0 206 NEUBERGER BERMAN REAL ESTATE COM 64190A103 91 18954 SH SOLE 18954 0 0 NEXTERA ENERGY INC COM 65339F101 518 6597 SH SOLE 6180 0 417 NIKE INC CL B 654106103 2088 14374 SH SOLE 9999 0 4375 NORFOLK SOUTHN CORP COM 655844108 320 1336 SH SOLE 1336 0 0 NORTHROP GRUMMAN CORP COM 666807102 329 913 SH SOLE 883 0 30 NORTHWEST NAT HLDG CO COM 66765N105 558 12141 SH SOLE 12141 0 0 NORTONLIFELOCK INC COM 668771108 721 28482 SH SOLE 23589 0 4893 NUCOR CORP COM 670346105 1759 17862 SH SOLE 16862 0 1000 NUSHARES ETF TR NUVEEN ESG LRGCP 67092P201 372 5677 SH SOLE 5677 0 0 NUSHARES ETF TR NUVEEN ESG LRGVL 67092P300 6669 177884 SH SOLE 150071 0 27813 NUSHARES ETF TR NUVEEN ESG MIDVL 67092P508 4479 123424 SH SOLE 103417 0 20007 NVIDIA CORPORATION COM 67066G104 5890 28432 SH SOLE 26878 0 1554 OMNICOM GROUP INC COM 681919106 756 10433 SH SOLE 9165 0 1268 OPKO HEALTH INC COM 68375N103 73 20000 SH SOLE 0 0 20000 ORACLE CORP COM 68389X105 4293 49275 SH SOLE 45536 0 3739 OTIS WORLDWIDE CORP COM 68902V107 436 5296 SH SOLE 4962 0 334 PACCAR INC COM 693718108 701 8886 SH SOLE 7942 0 944 PAYPAL HLDGS INC COM 70450Y103 1520 5841 SH SOLE 5811 0 30 PEPSICO INC COM 713448108 1087 7229 SH SOLE 6093 0 1136 PFIZER INC COM 717081103 2538 59021 SH SOLE 51549 0 7472 PHILIP MORRIS INTL INC COM 718172109 927 9784 SH SOLE 7108 0 2676 PHILLIPS 66 COM 718546104 438 6260 SH SOLE 3704 0 2556 PIMCO ETF TR 0-5 HIGH YIELD 72201R783 1696 17091 SH SOLE 13652 0 3439 PIMCO ETF TR ACTIVE BD ETF 72201R775 254 2300 SH SOLE 2300 0 0 POOL CORP COM 73278L105 459 1057 SH SOLE 827 0 230 PRICE T ROWE GROUP INC COM 74144T108 905 4600 SH SOLE 4191 0 409 PRINCIPAL FINANCIAL GROUP IN COM 74251V102 1098 17042 SH SOLE 13980 0 3062 PROCTER AND GAMBLE CO COM 742718109 4213 30137 SH SOLE 28391 0 1746 PROGRESSIVE CORP COM 743315103 367 4059 SH SOLE 3679 0 380 PROLOGIS INC. COM 74340W103 232 1853 SH SOLE 1312 0 541 PROSHARES TR PSHS ULTRA QQQ 74347R206 582 8000 SH SOLE 8000 0 0 PROSHARES TR RUSS 2000 DIVD 74347B698 486 7882 SH SOLE 7882 0 0 PROSHARES TR S&P 500 DV ARIST 74348A467 923 10425 SH SOLE 10425 0 0 PROSHARES TR S&P MDCP 400 DIV 74347B680 670 9895 SH SOLE 9895 0 0 PS BUSINESS PKS INC CALIF COM 69360J107 1935 12345 SH SOLE 12345 0 0 PUBLIC STORAGE COM 74460D109 528 1777 SH SOLE 1621 0 156 QUALCOMM INC COM 747525103 486 3766 SH SOLE 3766 0 0 QUEST DIAGNOSTICS INC COM 74834L100 379 2609 SH SOLE 2334 0 275 RAYTHEON TECHNOLOGIES CORP COM 75513E101 1128 13117 SH SOLE 8743 0 4374 REGENERON PHARMACEUTICALS COM 75886F107 1775 2933 SH SOLE 2558 0 375 RELIANCE STEEL & ALUMINUM CO COM 759509102 13061 91706 SH SOLE 91694 0 12 REPUBLIC SVCS INC COM 760759100 365 3037 SH SOLE 2992 0 45 RESMED INC COM 761152107 814 3087 SH SOLE 2580 0 507 ROCKWELL AUTOMATION INC COM 773903109 4246 14442 SH SOLE 14442 0 0 S&P GLOBAL INC COM 78409V104 279 657 SH SOLE 657 0 0 SALESFORCE COM INC COM 79466L302 1373 5064 SH SOLE 4575 0 489 SCHWAB CHARLES CORP COM 808513105 2923 40124 SH SOLE 39835 0 289 SCHWAB STRATEGIC TR EMRG MKTEQ ETF 808524706 7553 247800 SH SOLE 225175 0 22625 SCHWAB STRATEGIC TR INTL EQTY ETF 808524805 7031 181670 SH SOLE 166087 0 15583 SCHWAB STRATEGIC TR INTL SCEQT ETF 808524888 4350 104779 SH SOLE 88771 0 16008 SCHWAB STRATEGIC TR SCHWAB FDT US BM 808524789 261 4864 SH SOLE 4864 0 0 SCHWAB STRATEGIC TR SCHWAB FDT US LG 808524771 1075 19925 SH SOLE 19552 0 373 SCHWAB STRATEGIC TR SCHWAB FDT US SC 808524763 323 6134 SH SOLE 6016 0 118 SCHWAB STRATEGIC TR SCHWB FDT EMK LG 808524730 4348 134899 SH SOLE 126466 0 8433 SCHWAB STRATEGIC TR SCHWB FDT INT LG 808524755 8154 248380 SH SOLE 220323 0 28057 SCHWAB STRATEGIC TR SCHWB FDT INT SC 808524748 467 12052 SH SOLE 11770 0 282 SCHWAB STRATEGIC TR US AGGREGATE B 808524839 5106 94111 SH SOLE 64263 0 29848 SCHWAB STRATEGIC TR US BRD MKT ETF 808524102 1816 17486 SH SOLE 15422 0 2064 SCHWAB STRATEGIC TR US DIVIDEND EQ 808524797 645 8685 SH SOLE 8504 0 181 SCHWAB STRATEGIC TR US LCAP GR ETF 808524300 263 1774 SH SOLE 1154 0 620 SCHWAB STRATEGIC TR US LCAP VA ETF 808524409 6303 93400 SH SOLE 61171 0 32229 SCHWAB STRATEGIC TR US LRG CAP ETF 808524201 13877 133390 SH SOLE 101642 0 31748 SCHWAB STRATEGIC TR US MID-CAP ETF 808524508 599 7815 SH SOLE 7815 0 0 SCHWAB STRATEGIC TR US REIT ETF 808524847 1797 39341 SH SOLE 34896 0 4445 SCHWAB STRATEGIC TR US SML CAP ETF 808524607 8671 86620 SH SOLE 86329 0 291 SCHWAB STRATEGIC TR US TIPS ETF 808524870 2479 39609 SH SOLE 30125 0 9484 SELECT SECTOR SPDR TR FINANCIAL 81369Y605 431 11480 SH SOLE 11480 0 0 SELECT SECTOR SPDR TR SBI CONS DISCR 81369Y407 452 2517 SH SOLE 2517 0 0 SELECT SECTOR SPDR TR SBI HEALTHCARE 81369Y209 566 4445 SH SOLE 3845 0 600 SELECT SECTOR SPDR TR SBI INT-INDS 81369Y704 233 2382 SH SOLE 1758 0 624 SELECT SECTOR SPDR TR TECHNOLOGY 81369Y803 974 6524 SH SOLE 4952 0 1572 SERVICENOW INC COM 81762P102 250 402 SH SOLE 394 0 8 SHERWIN WILLIAMS CO COM 824348106 2460 8795 SH SOLE 8795 0 0 SHOPIFY INC CL A 82509L107 963 710 SH SOLE 592 0 118 SKYWORKS SOLUTIONS INC COM 83088M102 692 4200 SH SOLE 4200 0 0 SMUCKER J M CO COM NEW 832696405 1017 8471 SH SOLE 7403 0 1068 SNAP INC CL A 83304A106 3190 43187 SH SOLE 43087 0 100 SOUTHERN COPPER CORP COM 84265V105 281 4998 SH SOLE 4683 0 315 SOUTHWEST AIRLS CO COM 844741108 285 5539 SH SOLE 5359 0 180 SPDR DOW JONES INDL AVERAGE UT SER 1 78467X109 654 1932 SH SOLE 1293 0 639 SPDR GOLD TR GOLD SHS 78463V107 239 1457 SH SOLE 1457 0 0 SPDR INDEX SHS FDS DJ GLB RL ES ETF 78463X749 366 7168 SH SOLE 4764 0 2404 SPDR INDEX SHS FDS DJ INTL RL ETF 78463X863 946 26650 SH SOLE 16050 0 10600 SPDR INDEX SHS FDS PORTFOLIO EMG MK 78463X509 562 13213 SH SOLE 1313 0 11900 SPDR INDEX SHS FDS S&P EMKTSC ETF 78463X756 7410 126347 SH SOLE 92531 0 33816 SPDR INDEX SHS FDS S&P INTL ETF 78463X772 4879 128496 SH SOLE 101289 0 27207 SPDR S&P 500 ETF TR TR UNIT 78462F103 41138 95862 SH SOLE 94840 0 1022 SPDR S&P MIDCAP 400 ETF TR UTSER1 S&PDCRP 78467Y107 522 1085 SH SOLE 1085 0 0 SPDR SER TR BLOOMBERG SRT TR 78468R408 47330 1728001 SH SOLE 1487716 0 240285 SPDR SER TR DJ REIT ETF 78464A607 810 7678 SH SOLE 6417 0 1261 SPDR SER TR NUVEEN BBG BRCLY 78464A284 10059 167783 SH SOLE 141169 0 26614 SPDR SER TR NUVEEN BLMBRG SR 78468R739 6391 129364 SH SOLE 94002 0 35362 SPDR SER TR PORTFOLIO INTRMD 78464A375 2231 61093 SH SOLE 39992 0 21101 SPDR SER TR PORTFOLIO SHORT 78464A474 4087 130797 SH SOLE 96468 0 34329 SPDR SER TR S&P 600 SMCP VAL 78464A300 379 4627 SH SOLE 4627 0 0 SPDR SER TR S&P 600 SML CAP 78464A813 1119 11810 SH SOLE 3510 0 8300 SPDR SER TR S&P DIVID ETF 78464A763 644 5476 SH SOLE 4935 0 541 SPECTRUM PHARMACEUTICALS INC COM 84763A108 84 38450 SH SOLE 38450 0 0 SPLUNK INC COM 848637104 1501 10373 SH SOLE 10373 0 0 SQUARE INC CL A 852234103 1497 6241 SH SOLE 6118 0 123 SQUARE INC CL A 852234103 48 200 SH Call SOLE 0 0 200 SSGA ACTIVE ETF TR BLACKSTONE SENR 78467V608 215 4664 SH SOLE 4664 0 0 STARBUCKS CORP COM 855244109 4060 36802 SH SOLE 32265 0 4537 STRYKER CORPORATION COM 863667101 418 1584 SH SOLE 1514 0 70 T2 BIOSYSTEMS INC COM 89853L104 10 10714 SH SOLE 10714 0 0 TAIWAN SEMICONDUCTOR MFG LTD SPONSORED ADS 874039100 230 2061 SH SOLE 1861 0 200 TAKE-TWO INTERACTIVE SOFTWAR COM 874054109 969 6291 SH SOLE 5711 0 580 TARGET CORP COM 87612E106 645 2819 SH SOLE 2330 0 489 TELEDYNE TECHNOLOGIES INC COM 879360105 1464 3409 SH SOLE 3409 0 0 TESLA INC COM 88160R101 16671 21498 SH SOLE 20613 0 885 TEXAS INSTRS INC COM 882508104 784 4079 SH SOLE 4034 0 45 THERMO FISHER SCIENTIFIC INC COM 883556102 619 1084 SH SOLE 1074 0 10 T-MOBILE US INC COM 872590104 808 6321 SH SOLE 5656 0 665 TORO CO COM 891092108 830 8522 SH SOLE 7345 0 1177 TRANE TECHNOLOGIES PLC SHS G8994E103 334 1934 SH SOLE 1916 0 18 TWITTER INC COM 90184L102 298 4932 SH SOLE 3915 0 1017 TYLER TECHNOLOGIES INC COM 902252105 700 1527 SH SOLE 1302 0 225 UBER TECHNOLOGIES INC COM 90353T100 202 4498 SH SOLE 2899 0 1599 UNION PAC CORP COM 907818108 492 2512 SH SOLE 2356 0 156 UNITED PARCEL SERVICE INC CL B 911312106 1419 7793 SH SOLE 7069 0 724 UNITED RENTALS INC COM 911363109 319 909 SH SOLE 909 0 0 UNITEDHEALTH GROUP INC COM 91324P102 1137 2911 SH SOLE 2792 0 119 UPSTART HLDGS INC COM 91680M107 326 1030 SH SOLE 1030 0 0 US BANCORP DEL COM NEW 902973304 2214 37251 SH SOLE 37251 0 0 VANECK ETF TRUST HIGH YLD MUNIETF 92189H409 5791 92680 SH SOLE 70592 0 22088 VANECK ETF TRUST INTRMDT MUNI ETF 92189H201 1279 24956 SH SOLE 21484 0 3472 VANGUARD BD INDEX FDS SHORT TRM BOND 921937827 1900 23184 SH SOLE 18454 0 4730 VANGUARD INDEX FDS GROWTH ETF 922908736 2318 7990 SH SOLE 5742 0 2248 VANGUARD INDEX FDS LARGE CAP ETF 922908637 13898 69172 SH SOLE 53742 0 15430 VANGUARD INDEX FDS MCAP GR IDXVIP 922908538 887 3753 SH SOLE 3504 0 249 VANGUARD INDEX FDS MCAP VL IDXVIP 922908512 1158 8292 SH SOLE 7582 0 710 VANGUARD INDEX FDS MID CAP ETF 922908629 1282 5414 SH SOLE 5414 0 0 VANGUARD INDEX FDS REAL ESTATE ETF 922908553 34209 336107 SH SOLE 284454 0 51653 VANGUARD INDEX FDS S&P 500 ETF SHS 922908363 2134 5410 SH SOLE 5410 0 0 VANGUARD INDEX FDS SM CP VAL ETF 922908611 18019 106460 SH SOLE 92985 0 13475 VANGUARD INDEX FDS SMALL CP ETF 922908751 13316 60894 SH SOLE 50472 0 10422 VANGUARD INDEX FDS SML CP GRW ETF 922908595 1401 4999 SH SOLE 4374 0 625 VANGUARD INDEX FDS TOTAL STK MKT 922908769 9986 44970 SH SOLE 40535 0 4435 VANGUARD INDEX FDS VALUE ETF 922908744 38484 284290 SH SOLE 244865 0 39425 VANGUARD INTL EQUITY INDEX F FTSE EMR MKT ETF 922042858 9827 196499 SH SOLE 169585 0 26914 VANGUARD INTL EQUITY INDEX F FTSE SMCAP ETF 922042718 21708 162370 SH SOLE 147443 0 14927 VANGUARD INTL EQUITY INDEX F GLB EX US ETF 922042676 7745 137525 SH SOLE 113149 0 24376 VANGUARD INTL EQUITY INDEX F TT WRLD ST ETF 922042742 2516 24709 SH SOLE 18803 0 5906 VANGUARD MALVERN FDS STRM INFPROIDX 922020805 121579 2312265 SH SOLE 1950571 0 361694 VANGUARD SCOTTSDALE FDS INT-TERM CORP 92206C870 87350 925217 SH SOLE 759950 0 165267 VANGUARD SCOTTSDALE FDS SHORT TERM TREAS 92206C102 43980 716163 SH SOLE 587101 0 129062 VANGUARD SCOTTSDALE FDS SHRT TRM CORP BD 92206C409 144012 1747504 SH SOLE 1433547 0 313957 VANGUARD SCOTTSDALE FDS VNG RUS1000VAL 92206C714 235 3416 SH SOLE 3416 0 0 VANGUARD SPECIALIZED FUNDS DIV APP ETF 921908844 1202 7822 SH SOLE 6941 0 881 VANGUARD STAR FDS VG TL INTL STK F 921909768 948 14988 SH SOLE 14988 0 0 VANGUARD TAX-MANAGED INTL FD FTSE DEV MKT ETF 921943858 32171 637174 SH SOLE 629415 0 7759 VANGUARD WHITEHALL FDS HIGH DIV YLD 921946406 4557 44088 SH SOLE 33723 0 10365 VANGUARD WORLD FD ESG INTL STK ETF 921910725 3617 58577 SH SOLE 58577 0 0 VANGUARD WORLD FD MEGA CAP INDEX 921910873 4848 31810 SH SOLE 28658 0 3152 VANGUARD WORLD FD MEGA CAP VAL ETF 921910840 4292 43860 SH SOLE 37222 0 6638 VANGUARD WORLD FD MEGA GRWTH IND 921910816 5955 25362 SH SOLE 24398 0 964 VANGUARD WORLD FDS HEALTH CAR ETF 92204A504 360 1458 SH SOLE 1137 0 321 VEEVA SYS INC CL A COM 922475108 485 1682 SH SOLE 1682 0 0 VERISIGN INC COM 92343E102 763 3720 SH SOLE 3485 0 235 VERIZON COMMUNICATIONS INC COM 92343V104 3195 59159 SH SOLE 50632 0 8527 VERTEX PHARMACEUTICALS INC COM 92532F100 1083 5972 SH SOLE 5097 0 875 VISA INC COM CL A 92826C839 3562 15991 SH SOLE 12988 0 3003 WALGREENS BOOTS ALLIANCE INC COM 931427108 1626 34567 SH SOLE 12399 0 22168 WALMART INC COM 931142103 1097 7872 SH SOLE 7351 0 521 WASHINGTON FED INC COM 938824109 263 7653 SH SOLE 7653 0 0 WASTE MGMT INC DEL COM 94106L109 507 3396 SH SOLE 3200 0 196 WESTERN ASSET MTG CAP CORP COM 95790D105 218 83660 SH SOLE 83660 0 0 WHIRLPOOL CORP COM 963320106 1448 7103 SH SOLE 5998 0 1105 WISDOMTREE TR CLOUD COMPUTNG 97717Y691 233 4045 SH SOLE 4045 0 0 WISDOMTREE TR EMER MKT HIGH FD 97717W315 3122 71562 SH SOLE 58687 0 12875 WISDOMTREE TR EMG MKTS SMCAP 97717W281 1299 24282 SH SOLE 20463 0 3819 WISDOMTREE TR INTL SMCAP DIV 97717W760 2932 39486 SH SOLE 32759 0 6727 WISDOMTREE TR US HIGH DIVIDEND 97717W208 584 7582 SH SOLE 5767 0 1815 WISDOMTREE TR US SMALLCAP DIVD 97717W604 3306 107241 SH SOLE 84513 0 22728 WORKDAY INC CL A 98138H101 372 1488 SH SOLE 40 0 1448 XCEL ENERGY INC COM 98389B100 346 5535 SH SOLE 1488 0 4047 ZENDESK INC COM 98936J101 1267 10883 SH SOLE 10883 0 0 ZOETIS INC CL A 98978V103 266 1372 SH SOLE 1352 0 20 ZYNGA INC CL A 98986T108 523 69396 SH SOLE 61796 0 7600