0001085146-21-000680.txt : 20210212
0001085146-21-000680.hdr.sgml : 20210212
20210212074129
ACCESSION NUMBER: 0001085146-21-000680
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20201231
FILED AS OF DATE: 20210212
DATE AS OF CHANGE: 20210212
EFFECTIVENESS DATE: 20210212
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: Empirical Financial Services, LLC d.b.a. Empirical Wealth Management
CENTRAL INDEX KEY: 0001510434
IRS NUMBER: 272114998
STATE OF INCORPORATION: WA
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-14067
FILM NUMBER: 21622788
BUSINESS ADDRESS:
STREET 1: 1420 5TH AVE SUITE 3150
CITY: SEATTLE
STATE: WA
ZIP: 98101
BUSINESS PHONE: 2069233474
MAIL ADDRESS:
STREET 1: 1420 5TH AVE SUITE 3150
CITY: SEATTLE
STATE: WA
ZIP: 98101
FORMER COMPANY:
FORMER CONFORMED NAME: Empirical Financial Services, LLC
DATE OF NAME CHANGE: 20110114
13F-HR
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12-31-2020
12-31-2020
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Empirical Financial Services, LLC d.b.a. Empirical Wealth Management
1420 5TH AVE SUITE 3150
Seattle
WA
98101
13F HOLDINGS REPORT
028-14067
N
Justin W. Buller
Chief Compliance Officer
206-923-3474
/s/Justin W. Buller
Seattle
WA
02-11-2021
0
381
1311797
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SH
SOLE
18500
0
1148
ISHARES TR
EAFE SML CP ETF
464288273
1911
27966
SH
SOLE
19729
0
8237
ISHARES TR
EAFE VALUE ETF
464288877
20608
436611
SH
SOLE
380060
0
56551
ISHARES TR
ESG AW MSCI EAFE
46435G516
5593
76574
SH
SOLE
69537
0
7037
ISHARES TR
ESG AWARE MSCI
46435U663
2724
79800
SH
SOLE
73863
0
5937
ISHARES TR
ESG AWR MSCI USA
46435G425
472
5490
SH
SOLE
5490
0
0
ISHARES TR
INTL DEVPPTY ETF
464288422
931
26095
SH
SOLE
23204
0
2891
ISHARES TR
INTL SEL DIV ETF
464288448
1539
52221
SH
SOLE
49935
0
2286
ISHARES TR
ISHS 1-5YR INVS
464288646
1013
18355
SH
SOLE
18355
0
0
ISHARES TR
ISHS 5-10YR INVT
464288638
604
9770
SH
SOLE
9770
0
0
ISHARES TR
JPMORGAN USD EMG
464288281
630
5438
SH
SOLE
3319
0
2118
ISHARES TR
MICRO-CAP ETF
464288869
13348
112495
SH
SOLE
92700
0
19796
ISHARES TR
MSCI ACWI ETF
464288257
285
3137
SH
SOLE
3137
0
0
ISHARES TR
MSCI EAFE ETF
464287465
670
9180
SH
SOLE
6854
0
2325
ISHARES TR
MSCI EMG MKT ETF
464287234
421
8156
SH
SOLE
7634
0
522
ISHARES TR
MSCI INTL QUALTY
46434V456
29153
817535
SH
SOLE
732022
0
85513
ISHARES TR
MSCI USA QLT FCT
46432F339
28140
242147
SH
SOLE
222294
0
19854
ISHARES TR
NATIONAL MUN ETF
464288414
9158
78137
SH
SOLE
64965
0
13172
ISHARES TR
RUS 1000 ETF
464287622
1335
6302
SH
SOLE
6302
0
0
ISHARES TR
RUS 1000 GRW ETF
464287614
351
1456
SH
SOLE
966
0
490
ISHARES TR
RUS 1000 VAL ETF
464287598
358
2620
SH
SOLE
2252
0
368
ISHARES TR
RUS 2000 GRW ETF
464287648
430
1500
SH
SOLE
1500
0
0
ISHARES TR
RUS 2000 VAL ETF
464287630
2810
21327
SH
SOLE
20324
0
1003
ISHARES TR
RUSSELL 2000 ETF
464287655
1128
5755
SH
SOLE
4945
0
810
ISHARES TR
SHRT NAT MUN ETF
464288158
478
4422
SH
SOLE
4422
0
0
ISHARES TR
SP SMCP600VL ETF
464287879
4196
51604
SH
SOLE
8704
0
42900
ISHARES TR
TIPS BD ETF
464287176
2369
18557
SH
SOLE
12617
0
5941
ISHARES TR
U.S. CNSM GD ETF
464287812
277
1599
SH
SOLE
1599
0
0
JETBLUE AWYS CORP
COM
477143101
153
10533
SH
SOLE
10533
0
0
JOHNSON & JOHNSON
COM
478160104
12879
81832
SH
SOLE
78226
0
3605
JPMORGAN CHASE & CO
COM
46625H100
669
5264
SH
SOLE
4851
0
413
JUNIPER NETWORKS INC
COM
48203R104
322
14300
SH
SOLE
14300
0
0
KANSAS CITY SOUTHERN
COM NEW
485170302
202
988
SH
SOLE
988
0
0
LAM RESEARCH CORP
COM
512807108
409
867
SH
SOLE
687
0
180
LAS VEGAS SANDS CORP
COM
517834107
306
5139
SH
SOLE
5139
0
0
LAUDER ESTEE COS INC
CL A
518439104
1034
3884
SH
SOLE
3884
0
0
LEIDOS HOLDINGS INC
COM
525327102
763
7262
SH
SOLE
6712
0
550
LILLY ELI & CO
COM
532457108
802
4748
SH
SOLE
4748
0
0
LOCKHEED MARTIN CORP
COM
539830109
824
2321
SH
SOLE
2321
0
0
LOWES COS INC
COM
548661107
358
2233
SH
SOLE
697
0
1536
LUMEN TECHNOLOGIES INC
COM
156700106
1070
109707
SH
SOLE
106768
0
2939
MARRIOTT INTL INC NEW
CL A
571903202
272
2059
SH
SOLE
1925
0
134
MASTERCARD INCORPORATED
CL A
57636Q104
524
1468
SH
SOLE
1367
0
101
MATTHEWS INTL CORP
CL A
577128101
639
21738
SH
SOLE
21738
0
0
MCDONALDS CORP
COM
580135101
2838
13228
SH
SOLE
11005
0
2223
MCKESSON CORP
COM
58155Q103
248
1424
SH
SOLE
1424
0
0
MEDTRONIC PLC
SHS
G5960L103
1595
13617
SH
SOLE
12998
0
619
MERCADOLIBRE INC
COM
58733R102
529
316
SH
SOLE
316
0
0
MERCK & CO. INC
COM
58933Y105
836
10219
SH
SOLE
8714
0
1505
METLIFE INC
COM
59156R108
881
18766
SH
SOLE
17030
0
1736
MICROSOFT CORP
COM
594918104
25328
113873
SH
SOLE
94765
0
19107
MONDELEZ INTL INC
CL A
609207105
555
9484
SH
SOLE
9036
0
448
MOTOROLA SOLUTIONS INC
COM NEW
620076307
1819
10696
SH
SOLE
9786
0
910
NETFLIX INC
COM
64110L106
4357
8058
SH
SOLE
7857
0
201
NEWBORN ACQUISITION CORP
*W EXP 02/03/202
G6463T114
75
22924
SH
SOLE
22924
0
0
NEXTERA ENERGY INC
COM
65339F101
523
6785
SH
SOLE
6369
0
416
NIKE INC
CL B
654106103
1889
13354
SH
SOLE
9021
0
4333
NORTHERN GENESIS ACQUISITION
*W EXP 07/31/202
66516T112
65
11611
SH
SOLE
11611
0
0
NORTHROP GRUMMAN CORP
COM
666807102
228
748
SH
SOLE
748
0
0
NORTHWEST NAT HLDG CO
COM
66765N105
538
11691
SH
SOLE
11691
0
0
NOVARTIS AG
SPONSORED ADR
66987V109
207
2190
SH
SOLE
2190
0
0
NUCOR CORP
COM
670346105
1261
23699
SH
SOLE
22289
0
1410
NUSHARES ETF TR
NUVEEN ESG LRGVL
67092P300
3425
103971
SH
SOLE
93098
0
10873
NUSHARES ETF TR
NUVEEN ESG MIDVL
67092P508
2275
75638
SH
SOLE
69743
0
5895
NVIDIA CORPORATION
COM
67066G104
3131
5997
SH
SOLE
5613
0
384
OPKO HEALTH INC
COM
68375N103
79
20000
SH
SOLE
0
0
20000
ORACLE CORP
COM
68389X105
694
10724
SH
SOLE
9122
0
1602
PACCAR INC
COM
693718108
1082
12535
SH
SOLE
11566
0
969
PACKAGING CORP AMER
COM
695156109
217
1570
SH
SOLE
1378
0
192
PAYPAL HLDGS INC
COM
70450Y103
1234
5269
SH
SOLE
5227
0
42
PEPSICO INC
COM
713448108
727
4900
SH
SOLE
3996
0
904
PFIZER INC
COM
717081103
2766
75149
SH
SOLE
70025
0
5124
PHILIP MORRIS INTL INC
COM
718172109
954
11524
SH
SOLE
10485
0
1039
PHILLIPS 66
COM
718546104
749
10716
SH
SOLE
8102
0
2613
PIMCO ETF TR
0-5 HIGH YIELD
72201R783
2057
20940
SH
SOLE
17144
0
3796
PING IDENTITY HLDG CORP
COM
72341T103
329
11490
SH
SOLE
11490
0
0
PORCH GROUP INC
COM
733245104
1427
100000
SH
SOLE
100000
0
0
PPL CORP
COM
69351T106
502
17814
SH
SOLE
16911
0
903
PRICE T ROWE GROUP INC
COM
74144T108
603
3986
SH
SOLE
3565
0
421
PRINCIPAL FINANCIAL GROUP IN
COM
74251V102
750
15108
SH
SOLE
12971
0
2137
PROCTER AND GAMBLE CO
COM
742718109
3184
22881
SH
SOLE
21577
0
1304
PROGRESSIVE CORP
COM
743315103
658
6653
SH
SOLE
6083
0
570
PROLOGIS INC.
COM
74340W103
275
2763
SH
SOLE
2236
0
527
PS BUSINESS PKS INC CALIF
COM
69360J107
1640
12345
SH
SOLE
12345
0
0
PUBLIC STORAGE
COM
74460D109
462
2002
SH
SOLE
1862
0
140
QUALCOMM INC
COM
747525103
424
2781
SH
SOLE
2656
0
125
RAYTHEON TECHNOLOGIES CORP
COM
75513E101
627
8768
SH
SOLE
4694
0
4074
REGENERON PHARMACEUTICALS
COM
75886F107
549
1136
SH
SOLE
1036
0
100
RELIANCE STEEL & ALUMINUM CO
COM
759509102
9618
80315
SH
SOLE
80315
0
0
REPUBLIC SVCS INC
COM
760759100
244
2537
SH
SOLE
2266
0
271
ROCKWELL AUTOMATION INC
COM
773903109
590
2352
SH
SOLE
2352
0
0
ROYAL DUTCH SHELL PLC
SPON ADR B
780259107
467
13889
SH
SOLE
13889
0
0
RUSH STREET INTERACTIVE INC
*W EXP 02/21/202
782011118
82
10660
SH
SOLE
10660
0
0
S&P GLOBAL INC
COM
78409V104
220
669
SH
SOLE
669
0
0
SALESFORCE COM INC
COM
79466L302
422
1897
SH
SOLE
1501
0
396
SCHWAB CHARLES CORP
COM
808513105
447
8430
SH
SOLE
8141
0
289
SCHWAB STRATEGIC TR
EMRG MKTEQ ETF
808524706
6055
197538
SH
SOLE
175251
0
22287
SCHWAB STRATEGIC TR
INTL EQTY ETF
808524805
2294
63699
SH
SOLE
49887
0
13813
SCHWAB STRATEGIC TR
INTL SCEQT ETF
808524888
3880
103043
SH
SOLE
86520
0
16523
SCHWAB STRATEGIC TR
SCHWAB FDT US BM
808524789
223
4969
SH
SOLE
4969
0
0
SCHWAB STRATEGIC TR
SCHWAB FDT US LG
808524771
248
5484
SH
SOLE
5272
0
212
SCHWAB STRATEGIC TR
SCHWB FDT EMK LG
808524730
3505
124039
SH
SOLE
120171
0
3868
SCHWAB STRATEGIC TR
SCHWB FDT INT LG
808524755
5887
201054
SH
SOLE
174306
0
26748
SCHWAB STRATEGIC TR
US AGGREGATE B
808524839
4860
86737
SH
SOLE
57199
0
29538
SCHWAB STRATEGIC TR
US BRD MKT ETF
808524102
1485
16320
SH
SOLE
14275
0
2045
SCHWAB STRATEGIC TR
US LCAP GR ETF
808524300
260
2026
SH
SOLE
1406
0
620
SCHWAB STRATEGIC TR
US LCAP VA ETF
808524409
5966
100224
SH
SOLE
67256
0
32968
SCHWAB STRATEGIC TR
US LRG CAP ETF
808524201
11450
125889
SH
SOLE
96715
0
29174
SCHWAB STRATEGIC TR
US MID-CAP ETF
808524508
429
6294
SH
SOLE
6294
0
0
SCHWAB STRATEGIC TR
US REIT ETF
808524847
1422
37450
SH
SOLE
35300
0
2150
SCHWAB STRATEGIC TR
US SML CAP ETF
808524607
8195
92082
SH
SOLE
91816
0
266
SCHWAB STRATEGIC TR
US TIPS ETF
808524870
1994
32121
SH
SOLE
19954
0
12167
SELECT SECTOR SPDR TR
ENERGY
81369Y506
455
12003
SH
SOLE
11967
0
36
SELECT SECTOR SPDR TR
SBI CONS DISCR
81369Y407
328
2041
SH
SOLE
2041
0
0
SELECT SECTOR SPDR TR
SBI HEALTHCARE
81369Y209
647
5705
SH
SOLE
5105
0
600
SELECT SECTOR SPDR TR
TECHNOLOGY
81369Y803
692
5323
SH
SOLE
4444
0
879
SERVICENOW INC
COM
81762P102
210
382
SH
SOLE
330
0
52
SHERWIN WILLIAMS CO
COM
824348106
2638
3590
SH
SOLE
3590
0
0
SHOPIFY INC
CL A
82509L107
874
772
SH
SOLE
654
0
118
SIMON PPTY GROUP INC NEW
COM
828806109
204
2391
SH
SOLE
2090
0
301
SKYWORKS SOLUTIONS INC
COM
83088M102
482
3155
SH
SOLE
2988
0
167
SMUCKER J M CO
COM NEW
832696405
783
6772
SH
SOLE
6259
0
513
SNAP INC
CL A
83304A106
786
15705
SH
SOLE
15705
0
0
SORRENTO THERAPEUTICS INC
COM NEW
83587F202
77
11265
SH
SOLE
11265
0
0
SOUTHERN COPPER CORP
COM
84265V105
620
9524
SH
SOLE
8323
0
1201
SOUTHWEST AIRLS CO
COM
844741108
365
7824
SH
SOLE
7644
0
180
SPDR DOW JONES INDL AVERAGE
UT SER 1
78467X109
511
1671
SH
SOLE
1331
0
339
SPDR INDEX SHS FDS
DJ GLB RL ES ETF
78463X749
326
7333
SH
SOLE
4919
0
2414
SPDR INDEX SHS FDS
DJ INTL RL ETF
78463X863
926
27170
SH
SOLE
18370
0
8800
SPDR INDEX SHS FDS
PORTFOLIO EMG MK
78463X509
546
12960
SH
SOLE
760
0
12200
SPDR INDEX SHS FDS
S&P EMKTSC ETF
78463X756
6595
127728
SH
SOLE
94967
0
32761
SPDR INDEX SHS FDS
S&P INTL ETF
78463X772
3642
99605
SH
SOLE
72982
0
26623
SPDR S&P 500 ETF TR
TR UNIT
78462F103
32681
87409
SH
SOLE
86513
0
897
SPDR S&P MIDCAP 400 ETF TR
UTSER1 S&PDCRP
78467Y107
397
945
SH
SOLE
945
0
0
SPDR SER TR
BLOOMBERG SRT TR
78468R408
39868
1479336
SH
SOLE
1241220
0
238116
SPDR SER TR
DJ REIT ETF
78464A607
656
7562
SH
SOLE
6131
0
1432
SPDR SER TR
NUVEEN BBG BRCLY
78464A284
8336
141318
SH
SOLE
120629
0
20689
SPDR SER TR
NUVEEN BLMBRG SR
78468R739
8327
167240
SH
SOLE
132885
0
34355
SPDR SER TR
PORTFOLIO INTRMD
78464A375
3099
83357
SH
SOLE
61889
0
21468
SPDR SER TR
PORTFOLIO SHORT
78464A474
4164
132610
SH
SOLE
95854
0
36756
SPDR SER TR
S&P 600 SMCP VAL
78464A300
250
3784
SH
SOLE
3758
0
26
SPDR SER TR
S&P 600 SML CAP
78464A813
660
8300
SH
SOLE
0
0
8300
SPDR SER TR
S&P DIVID ETF
78464A763
204
1921
SH
SOLE
1380
0
541
SPLUNK INC
COM
848637104
821
4835
SH
SOLE
4835
0
0
SQUARE INC
CL A
852234103
899
4129
SH
SOLE
4121
0
8
SSGA ACTIVE ETF TR
BLKSTN GSOSRLN
78467V608
213
4664
SH
SOLE
4664
0
0
STARBUCKS CORP
COM
855244109
2539
23734
SH
SOLE
18580
0
5153
STRYKER CORPORATION
COM
863667101
276
1128
SH
SOLE
988
0
140
T2 BIOSYSTEMS INC
COM
89853L104
13
10747
SH
SOLE
10747
0
0
TARGET CORP
COM
87612E106
357
2020
SH
SOLE
1793
0
227
TELADOC HEALTH INC
COM
87918A105
274
1370
SH
SOLE
1370
0
0
TELEDYNE TECHNOLOGIES INC
COM
879360105
1546
3944
SH
SOLE
3944
0
0
TESLA INC
COM
88160R101
2586
3664
SH
SOLE
2783
0
881
TEXAS INSTRS INC
COM
882508104
599
3647
SH
SOLE
3640
0
7
THERMO FISHER SCIENTIFIC INC
COM
883556102
306
656
SH
SOLE
656
0
0
T-MOBILE US INC
COM
872590104
1458
10814
SH
SOLE
9701
0
1113
TRIDENT ACQUISITIONS CORP
*W EXP 05/09/202
89615T114
97
42538
SH
SOLE
42538
0
0
TUSCAN HLDGS CORP
*W EXP 04/01/202
90069K112
52
10898
SH
SOLE
10898
0
0
UNION PAC CORP
COM
907818108
559
2685
SH
SOLE
2529
0
156
UNITED PARCEL SERVICE INC
CL B
911312106
1392
8266
SH
SOLE
7588
0
678
UNITEDHEALTH GROUP INC
COM
91324P102
782
2231
SH
SOLE
2127
0
104
US BANCORP DEL
COM NEW
902973304
1936
41555
SH
SOLE
41555
0
0
VALERO ENERGY CORP
COM
91913Y100
345
6104
SH
SOLE
5479
0
625
VANECK VECTORS ETF TR
GOLD MINERS ETF
92189F106
43
1205
SH
SOLE
1205
0
0
VANECK VECTORS ETF TR
GOLD MINERS ETF
92189F106
1171
32500
SH
Call
SOLE
0
0
32500
VANECK VECTORS ETF TR
HIGH YLD MUN ETF
92189H409
5992
97372
SH
SOLE
82997
0
14375
VANECK VECTORS ETF TR
INTRMDT MUNI ETF
92189H201
1299
24956
SH
SOLE
21484
0
3472
VANGUARD BD INDEX FDS
SHORT TRM BOND
921937827
1995
24070
SH
SOLE
19002
0
5068
VANGUARD INDEX FDS
GROWTH ETF
922908736
1644
6490
SH
SOLE
4242
0
2248
VANGUARD INDEX FDS
LARGE CAP ETF
922908637
12677
72135
SH
SOLE
55517
0
16618
VANGUARD INDEX FDS
MCAP GR IDXVIP
922908538
499
2351
SH
SOLE
2257
0
94
VANGUARD INDEX FDS
MCAP VL IDXVIP
922908512
373
3140
SH
SOLE
2870
0
270
VANGUARD INDEX FDS
MID CAP ETF
922908629
710
3435
SH
SOLE
3435
0
0
VANGUARD INDEX FDS
REAL ESTATE ETF
922908553
23158
272672
SH
SOLE
227804
0
44868
VANGUARD INDEX FDS
S&P 500 ETF SHS
922908363
1029
2995
SH
SOLE
2995
0
0
VANGUARD INDEX FDS
SM CP VAL ETF
922908611
10792
75886
SH
SOLE
65631
0
10255
VANGUARD INDEX FDS
SMALL CP ETF
922908751
8598
44163
SH
SOLE
36128
0
8035
VANGUARD INDEX FDS
SML CP GRW ETF
922908595
905
3380
SH
SOLE
2812
0
568
VANGUARD INDEX FDS
TOTAL STK MKT
922908769
6652
34178
SH
SOLE
29948
0
4230
VANGUARD INDEX FDS
VALUE ETF
922908744
26301
221088
SH
SOLE
191000
0
30088
VANGUARD INTL EQUITY INDEX F
FTSE EMR MKT ETF
922042858
7916
157974
SH
SOLE
139344
0
18630
VANGUARD INTL EQUITY INDEX F
FTSE SMCAP ETF
922042718
15665
128574
SH
SOLE
118414
0
10160
VANGUARD INTL EQUITY INDEX F
GLB EX US ETF
922042676
5069
93332
SH
SOLE
78497
0
14835
VANGUARD INTL EQUITY INDEX F
TT WRLD ST ETF
922042742
2098
22661
SH
SOLE
16715
0
5946
VANGUARD MALVERN FDS
STRM INFPROIDX
922020805
98416
1925951
SH
SOLE
1631911
0
294040
VANGUARD SCOTTSDALE FDS
INT-TERM CORP
92206C870
80881
832622
SH
SOLE
672334
0
160287
VANGUARD SCOTTSDALE FDS
SHORT TERM TREAS
92206C102
44534
722953
SH
SOLE
585343
0
137611
VANGUARD SCOTTSDALE FDS
SHRT TRM CORP BD
92206C409
133146
1599346
SH
SOLE
1293708
0
305639
VANGUARD SPECIALIZED FUNDS
DIV APP ETF
921908844
995
7050
SH
SOLE
6176
0
873
VANGUARD TAX-MANAGED INTL FD
FTSE DEV MKT ETF
921943858
29575
626457
SH
SOLE
621484
0
4974
VANGUARD WHITEHALL FDS
HIGH DIV YLD
921946406
3525
38525
SH
SOLE
27307
0
11218
VANGUARD WHITEHALL FDS
INTL HIGH ETF
921946794
377
6200
SH
SOLE
6200
0
0
VANGUARD WORLD FD
ESG INTL STK ETF
921910725
663
11191
SH
SOLE
11191
0
0
VANGUARD WORLD FD
MEGA CAP INDEX
921910873
2199
16478
SH
SOLE
15688
0
790
VANGUARD WORLD FD
MEGA CAP VAL ETF
921910840
2110
24305
SH
SOLE
21648
0
2657
VANGUARD WORLD FD
MEGA GRWTH IND
921910816
3423
16801
SH
SOLE
16007
0
794
VEEVA SYS INC
CL A COM
922475108
316
1162
SH
SOLE
1162
0
0
VERIZON COMMUNICATIONS INC
COM
92343V104
2244
38193
SH
SOLE
33769
0
4424
VISA INC
COM CL A
92826C839
6013
27491
SH
SOLE
16327
0
11164
WALGREENS BOOTS ALLIANCE INC
COM
931427108
1236
30984
SH
SOLE
30132
0
852
WALMART INC
COM
931142103
737
5114
SH
SOLE
5113
0
1
WASTE MGMT INC DEL
COM
94106L109
347
2945
SH
SOLE
2604
0
341
WEC ENERGY GROUP INC
COM
92939U106
228
2478
SH
SOLE
2318
0
160
WHIRLPOOL CORP
COM
963320106
750
4156
SH
SOLE
3726
0
430
WHITE MTNS INS GROUP LTD
COM
G9618E107
200
200
SH
SOLE
200
0
0
WISDOMTREE TR
CLOUD COMPUTNG
97717Y691
217
4045
SH
SOLE
4045
0
0
WISDOMTREE TR
EMER MKT HIGH FD
97717W315
2064
50172
SH
SOLE
39889
0
10283
WISDOMTREE TR
EMG MKTS SMCAP
97717W281
945
19812
SH
SOLE
15569
0
4243
WISDOMTREE TR
INTL SMCAP DIV
97717W760
2258
33146
SH
SOLE
26620
0
6526
WISDOMTREE TR
US HIGH DIVIDEND
97717W208
550
7925
SH
SOLE
5960
0
1965
WISDOMTREE TR
US SMALLCAP DIVD
97717W604
2254
84738
SH
SOLE
62480
0
22257
XCEL ENERGY INC
COM
98389B100
636
9544
SH
SOLE
5167
0
4377
ZENDESK INC
COM
98936J101
641
4479
SH
SOLE
4479
0
0
ZILLOW GROUP INC
CL C CAP STK
98954M200
5281
40685
SH
SOLE
40567
0
118