0001085146-15-001598.txt : 20150806 0001085146-15-001598.hdr.sgml : 20150806 20150805212902 ACCESSION NUMBER: 0001085146-15-001598 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20150630 FILED AS OF DATE: 20150806 DATE AS OF CHANGE: 20150805 EFFECTIVENESS DATE: 20150806 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Empirical Financial Services, LLC CENTRAL INDEX KEY: 0001510434 IRS NUMBER: 272114998 STATE OF INCORPORATION: WA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-14067 FILM NUMBER: 151030823 BUSINESS ADDRESS: STREET 1: 1420 5TH AVE SUITE 3150 CITY: SEATTLE STATE: WA ZIP: 98101 BUSINESS PHONE: 2069233474 MAIL ADDRESS: STREET 1: 1420 5TH AVE SUITE 3150 CITY: SEATTLE STATE: WA ZIP: 98101 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0001510434 XXXXXXXX 06-30-2015 06-30-2015 false Empirical Financial Services, LLC

1420 5TH AVE SUITE 3150 SEATTLE WA 98101

13F HOLDINGS REPORT 028-14067 N Julia B. Sipple 206-923-3474 /s/ Julia B Sipple Seatlle WA 08-04-2015 0 113 430274 INFORMATION TABLE 2 form13fInfoTable.xml DESCRIPTION FOR INFORMATION TABLE 3M CO COM 88579Y101 737 4778 SH SOLE 0 0 4778 AMAZON COM INC COM 023135106 463 1067 SH SOLE 0 0 1067 AMGEN INC COM 031162100 471 3067 SH SOLE 0 0 3067 APPLE INC COM 037833100 1517 12097 SH SOLE 0 0 12097 BANK AMER CORP COM 060505104 471 27679 SH SOLE 0 0 27679 BARCLAYS BK PLC IPSPGS TTL ETN 06738C794 20129 974292 SH SOLE 0 0 974292 BERKSHIRE HATHAWAY INC DEL CL B NEW 084670702 225 1650 SH SOLE 0 0 1650 BLACKROCK INC COM 09247X101 364 1053 SH SOLE 0 0 1053 BOEING CO COM 097023105 351 2531 SH SOLE 0 0 2531 BRISTOL MYERS SQUIBB CO COM 110122108 394 5919 SH SOLE 0 0 5919 CHEVRON CORP NEW COM 166764100 735 7623 SH SOLE 0 0 7623 CLAYMORE EXCHANGE TRD FD TR GUGG BULSH 2021 18383M266 1594 76511 SH SOLE 0 0 76511 CLAYMORE EXCHANGE TRD FD TR GUG BUL 2020 HY 18383M365 521 20583 SH SOLE 0 0 20583 CLAYMORE EXCHANGE TRD FD TR GUG BUL 2019 HY 18383M373 604 24010 SH SOLE 0 0 24010 CLAYMORE EXCHANGE TRD FD TR GUG BLT2018 HY 18383M381 660 25474 SH SOLE 0 0 25474 CLAYMORE EXCHANGE TRD FD TR GUG BLT2017 HY 18383M399 716 27102 SH SOLE 0 0 27102 CLAYMORE EXCHANGE TRD FD TR GUG BLT2016 HY 18383M415 709 26937 SH SOLE 0 0 26937 CLAYMORE EXCHANGE TRD FD TR GUGG BULL 2015 18383M423 710 27275 SH SOLE 0 0 27275 CLAYMORE EXCHANGE TRD FD TR GUG BULL2020 E 18383M514 2047 96437 SH SOLE 0 0 96437 CLAYMORE EXCHANGE TRD FD TR GUG BULL2019 E 18383M522 2235 106052 SH SOLE 0 0 106052 CLAYMORE EXCHANGE TRD FD TR GUG BULL2018 E 18383M530 2304 108367 SH SOLE 0 0 108367 CLAYMORE EXCHANGE TRD FD TR GUGG CRP BD 2017 18383M548 2507 110197 SH SOLE 0 0 110197 CLAYMORE EXCHANGE TRD FD TR GUGG CRP BD 2016 18383M555 2526 113722 SH SOLE 0 0 113722 CLAYMORE EXCHANGE TRD FD TR GUGG CRP BD 2015 18383M563 2407 111129 SH SOLE 0 0 111129 COCA COLA CO COM 191216100 369 9410 SH SOLE 0 0 9410 CONOCOPHILLIPS COM 20825C104 346 5630 SH SOLE 0 0 5630 COSTCO WHSL CORP NEW COM 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57060U878 1410 47167 SH SOLE 0 0 47167 MERCK & CO INC NEW COM 58933Y105 353 6204 SH SOLE 0 0 6204 MICROSOFT CORP COM 594918104 2008 45472 SH SOLE 0 0 45472 NIKE INC CL B 654106103 837 7748 SH SOLE 0 0 7748 OPKO HEALTH INC COM 68375N103 322 20000 SH SOLE 0 0 20000 PHILLIPS 66 COM 718546104 248 3080 SH SOLE 0 0 3080 PIMCO ETF TR 1-3YR USTREIDX 72201R106 2265 44463 SH SOLE 0 0 44463 PIMCO ETF TR BROAD US TIPS 72201R403 306 5380 SH SOLE 0 0 5380 PIMCO ETF TR 0-5 HIGH YIELD 72201R783 6064 60721 SH SOLE 0 0 60721 POWERSHARES GLOBAL ETF TRUST WK VRDO TX FR 73936T433 347 13901 SH SOLE 0 0 13901 POWERSHARES QQQ TRUST UNIT SER 1 73935A104 306 2862 SH SOLE 0 0 2862 PPG INDS INC COM 693506107 235 2044 SH SOLE 0 0 2044 PROCTER & GAMBLE CO COM 742718109 2281 29153 SH SOLE 0 0 29153 RYDEX ETF TRUST GUG S&P500 EQ WT 78355W106 213 2671 SH SOLE 0 0 2671 SCHWAB STRATEGIC TR US LRG CAP ETF 808524201 33053 670317 SH SOLE 0 0 670317 SCHWAB STRATEGIC TR EMRG MKTEQ ETF 808524706 3704 150705 SH SOLE 0 0 150705 SCHWAB STRATEGIC TR INTL EQTY ETF 808524805 1765 57934 SH SOLE 0 0 57934 SCHWAB STRATEGIC TR US AGGREGATE B 808524839 3799 73449 SH SOLE 0 0 73449 SCHWAB STRATEGIC TR US TIPS ETF 808524870 4796 88473 SH SOLE 0 0 88473 SEMPRA ENERGY COM 816851109 230 2324 SH SOLE 0 0 2324 SOUTHWEST AIRLS CO COM 844741108 214 6460 SH SOLE 0 0 6460 SPDR INDEX SHS FDS DJ GLB RL ES ETF 78463X749 684 14932 SH SOLE 0 0 14932 SPDR INDEX SHS FDS S&P EMKTSC ETF 78463X756 574 12750 SH SOLE 0 0 12750 SPDR INDEX SHS FDS S&P INTL ETF 78463X772 309 7456 SH SOLE 0 0 7456 SPDR S&P 500 ETF TR TR UNIT 78462F103 1149 5581 SH SOLE 0 0 5581 SPDR SER TR SHT TRM HGH YLD 78468R408 11040 381877 SH SOLE 0 0 381877 SPDR SERIES TRUST NUV HGHYLD MUN 78464A284 4188 75563 SH SOLE 0 0 75563 SPDR SERIES TRUST INTR TRM CORP BD 78464A375 983 28943 SH SOLE 0 0 28943 SPDR SERIES TRUST BRCLY EM LOCL 78464A391 1458 53823 SH SOLE 0 0 53823 SPDR SERIES TRUST NUVN BR SHT MUNI 78464A425 1456 59968 SH SOLE 0 0 59968 SPDR SERIES TRUST BARC SHT TR 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