The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
|
COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
ABERDEEN TOTAL DYNAMIC DIVD | COM SH BEN INT | 00326L100 | 17,103 | 2,372,099 | SH | SOLE | 2,317,275 | 0 | 54,824 | ||
ALLIANCE CALIF MUN INCOME FD | COM | 018546101 | 185 | 13,535 | SH | SOLE | 13,535 | 0 | 0 | ||
ALLIANCEBERNSTEIN GBL HGH IN | COM | 01879R106 | 6,287 | 597,044 | SH | SOLE | 597,044 | 0 | 0 | ||
ALLIANZGI NFJ DIVID INT & PR | COM | 01883A107 | 2,518 | 235,729 | SH | SOLE | 235,729 | 0 | 0 | ||
APOLLO SR FLOATING RATE FD I | COM | 037636107 | 256 | 17,800 | SH | SOLE | 17,800 | 0 | 0 | ||
APOLLO TACTICAL INCOME FD IN | COM | 037638103 | 1,159 | 84,173 | SH | SOLE | 84,173 | 0 | 0 | ||
ARES DYNAMIC CR ALLOCATION F | COM | 04014F102 | 2,028 | 146,986 | SH | SOLE | 146,986 | 0 | 0 | ||
AVON PRODS INC | COM | 054303102 | 2,368 | 1,558,022 | SH | SOLE | 1,558,022 | 0 | 0 | ||
BANCROFT FUND LTD | COM | 059695106 | 324 | 17,379 | SH | SOLE | 17,379 | 0 | 0 | ||
BARINGS GLOBAL SHORT DURATIO | COM | 06760L100 | 2,391 | 149,931 | SH | SOLE | 149,931 | 0 | 0 | ||
BLACKROCK CALIF MUN INCOME T | SH BEN INT | 09248E102 | 6,777 | 566,164 | SH | SOLE | 566,164 | 0 | 0 | ||
BLACKROCK CORPOR HI YLD FD I | COM | 09255P107 | 18,737 | 2,019,092 | SH | SOLE | 1,846,197 | 0 | 172,895 | ||
BLACKROCK CR ALLCTN INC TR | COM | 092508100 | 19,553 | 1,748,918 | SH | SOLE | 1,654,918 | 0 | 94,000 | ||
BLACKROCK DEBT STRAT FD INC | COM NEW | 09255R202 | 28,126 | 2,878,777 | SH | SOLE | 2,878,777 | 0 | 0 | ||
BLACKROCK FLOAT RATE OME STR | COM | 09255X100 | 944 | 79,359 | SH | SOLE | 79,359 | 0 | 0 | ||
BLACKROCK LTD DURATION INC T | COM SHS | 09249W101 | 1,555 | 116,319 | SH | SOLE | 116,319 | 0 | 0 | ||
BLACKROCK MULTI-SECTOR INC T | COM | 09258A107 | 1,706 | 111,079 | SH | SOLE | 111,079 | 0 | 0 | ||
BLACKROCK MUNI INTER DR FD I | COM | 09253X102 | 1,584 | 125,225 | SH | SOLE | 125,225 | 0 | 0 | ||
BLACKROCK MUNI N Y INTER DUR | COM | 09255F109 | 3,495 | 281,844 | SH | SOLE | 281,844 | 0 | 0 | ||
BLACKROCK MUNIHLDGS NJ QLTY | COM | 09254X101 | 11,632 | 924,628 | SH | SOLE | 924,628 | 0 | 0 | ||
BLACKROCK MUNIHLDGS NY QLTY | COM | 09255C106 | 5,538 | 462,307 | SH | SOLE | 462,307 | 0 | 0 | ||
BLACKROCK MUNIHLDNGS CALI QL | COM | 09254L107 | 3,758 | 304,824 | SH | SOLE | 304,824 | 0 | 0 | ||
BLACKROCK MUNIYIELD CALI QLT | COM | 09254N103 | 719 | 56,915 | SH | SOLE | 56,915 | 0 | 0 | ||
BLACKROCK MUNIYIELD N J FD I | COM | 09254Y109 | 3,064 | 236,586 | SH | SOLE | 236,586 | 0 | 0 | ||
BLACKROCK MUNIYIELD NY QLTY | COM | 09255E102 | 7,888 | 684,720 | SH | SOLE | 684,720 | 0 | 0 | ||
BLACKROCK MUNIYIELD PA QLTY | COM | 09255G107 | 2,030 | 161,774 | SH | SOLE | 161,774 | 0 | 0 | ||
BLACKROCK MUNIYLD MICH QLTY | COM | 09254V105 | 5,593 | 450,339 | SH | SOLE | 450,339 | 0 | 0 | ||
BLACKROCK N Y MUN INCOME TR | SH BEN INT | 09248L106 | 2,541 | 207,586 | SH | SOLE | 207,586 | 0 | 0 | ||
BLACKROCK NY MUN INCOME TR I | COM | 09249R102 | 1,800 | 145,188 | SH | SOLE | 145,188 | 0 | 0 | ||
BLACKROCK NY MUNI INC QLTY T | COM | 09249U105 | 3,052 | 252,628 | SH | SOLE | 252,628 | 0 | 0 | ||
BLACKROCK NY MUNICIPAL BOND | COM | 09249P106 | 1,693 | 132,347 | SH | SOLE | 132,347 | 0 | 0 | ||
BRANDYWINEGBL GLBAL INM OPRT | COM | 10537L104 | 3,363 | 323,962 | SH | SOLE | 323,962 | 0 | 0 | ||
BROOKFIELD REAL ASSETS INCOM | SHS BEN INT | 112830104 | 754 | 39,560 | SH | SOLE | 39,560 | 0 | 0 | ||
CHINA FD INC | COM | 169373107 | 1,209 | 71,580 | SH | SOLE | 71,580 | 0 | 0 | ||
CISCO SYS INC | COM | 17275R102 | 33,754 | 779,000 | SH | Put | SOLE | 779,000 | 0 | 0 | |
CISCO SYS INC | COM | 17275R102 | 4,544 | 104,867 | SH | SOLE | 104,867 | 0 | 0 | ||
COMMUNITY HEALTH SYS INC NEW | COM | 203668108 | 17,419 | 6,177,067 | SH | SOLE | 6,177,067 | 0 | 0 | ||
COMMUNITY HEALTH SYS INC NEW | RIGHT 12/31/2019 | 203668116 | 2 | 1,981,077 | SH | SOLE | 1,981,077 | 0 | 0 | ||
CREDIT SUISSE ASSET MGMT INC | COM | 224916106 | 797 | 287,748 | SH | SOLE | 287,748 | 0 | 0 | ||
CREDIT SUISSE HIGH YLD BND F | SH BEN INT | 22544F103 | 55 | 25,500 | SH | SOLE | 25,500 | 0 | 0 | ||
DEAN FOODS CO NEW | COM NEW | 242370203 | 381 | 100,000 | SH | SOLE | 100,000 | 0 | 0 | ||
DELAWARE ENHANCED GBL DIV & | COM | 246060107 | 6,014 | 691,208 | SH | SOLE | 669,209 | 0 | 21,999 | ||
DELAWARE INV MN MUN INC FD I | COM | 24610V103 | 4,520 | 381,099 | SH | SOLE | 381,099 | 0 | 0 | ||
DEUTSCHE BANK AG | NAMEN AKT | D18190898 | 16,708 | 2,050,000 | SH | Put | SOLE | 2,050,000 | 0 | 0 | |
DEUTSCHE BANK AG | NAMEN AKT | D18190898 | 4,335 | 531,900 | SH | SOLE | 531,900 | 0 | 0 | ||
DIVIDEND & INCOME FUND | COM NEW | 25538A204 | 1,281 | 134,376 | SH | SOLE | 134,376 | 0 | 0 | ||
DONNELLEY R R & SONS CO | COM | 257867200 | 3,224 | 814,211 | SH | SOLE | 814,211 | 0 | 0 | ||
DREYFUS ALCENTRA GBL CR INCO | COM | 26189A105 | 230 | 30,000 | SH | SOLE | 30,000 | 0 | 0 | ||
DREYFUS HIGH YIELD STRATEGIE | SH BEN INT | 26200S101 | 98 | 36,165 | SH | SOLE | 36,165 | 0 | 0 | ||
DTF TAX-FREE INCOME INC | COM | 23334J107 | 901 | 72,790 | SH | SOLE | 72,790 | 0 | 0 | ||
EATON VANCE CA MUNI INCOME T | SH BEN INT | 27826F101 | 3,731 | 336,997 | SH | SOLE | 336,997 | 0 | 0 | ||
EATON VANCE CALIF MUN BD FD | COM | 27828A100 | 4,508 | 455,335 | SH | SOLE | 455,335 | 0 | 0 | ||
EATON VANCE FLTG RATE INCOM | COM SHS BEN INT | 278284104 | 3,468 | 243,854 | SH | SOLE | 243,854 | 0 | 0 | ||
EATON VANCE FLTING RATE INC | COM | 278279104 | 1,644 | 129,840 | SH | SOLE | 129,840 | 0 | 0 | ||
EATON VANCE LTD DUR INCOME F | COM | 27828H105 | 72,074 | 6,046,468 | SH | SOLE | 5,700,644 | 0 | 345,824 | ||
EATON VANCE MA MUNI INCOME T | SH BEN INT | 27826E104 | 484 | 39,252 | SH | SOLE | 39,252 | 0 | 0 | ||
EATON VANCE MUN BD FD | COM | 27827X101 | 322 | 28,494 | SH | SOLE | 28,494 | 0 | 0 | ||
EATON VANCE MUNI INCOME TRUS | SH BEN INT | 27826U108 | 796 | 70,421 | SH | SOLE | 70,421 | 0 | 0 | ||
EATON VANCE NEW YORK MUN BD | COM | 27827Y109 | 945 | 85,895 | SH | SOLE | 85,895 | 0 | 0 | ||
EATON VANCE NJ MUNI INCOME T | SH BEN INT | 27826V106 | 498 | 44,492 | SH | SOLE | 44,492 | 0 | 0 | ||
EATON VANCE NY MUNI INCOME T | SH BEN INT | 27826W104 | 1,723 | 149,966 | SH | SOLE | 149,966 | 0 | 0 | ||
EATON VANCE OH MUNI INCOME T | SH BEN INT | 27826G109 | 297 | 24,439 | SH | SOLE | 24,439 | 0 | 0 | ||
EATON VANCE OHIO MUNICIPAL B | COM | 27828L106 | 219 | 19,287 | SH | SOLE | 19,287 | 0 | 0 | ||
EATON VANCE PA MUN BD FD | COM | 27828W102 | 482 | 42,320 | SH | SOLE | 42,320 | 0 | 0 | ||
EATON VANCE PA MUNI INCOME T | SH BEN INT | 27826T101 | 248 | 22,288 | SH | SOLE | 22,288 | 0 | 0 | ||
EATON VANCE SR FLTNG RTE TR | COM | 27828Q105 | 557 | 44,380 | SH | SOLE | 44,380 | 0 | 0 | ||
EATON VANCE SR INCOME TR | SH BEN INT | 27826S103 | 7,566 | 1,261,060 | SH | SOLE | 1,189,060 | 0 | 72,000 | ||
EATON VANCE TAX ADV BD OPT S | COM SH BEN INT | 27829M103 | 618 | 72,498 | SH | SOLE | 72,498 | 0 | 0 | ||
EBAY INC | COM | 278642103 | 16,842 | 600,000 | SH | Put | SOLE | 600,000 | 0 | 0 | |
EBAY INC | COM | 278642103 | 6,381 | 227,338 | SH | SOLE | 227,338 | 0 | 0 | ||
EXCHANGE LISTED FDS TR | SABA INT RATE | 30151E806 | 262 | 14,924 | SH | SOLE | 14,924 | 0 | 0 | ||
FINTECH ACQUISITION CORP III | UNIT 12/01/2023 | 31811A309 | 1,404 | 140,000 | SH | SOLE | 140,000 | 0 | 0 | ||
FIRST TR ABERDEEN GLBL OPP F | COM SHS | 337319107 | 2,568 | 273,823 | SH | SOLE | 273,823 | 0 | 0 | ||
FIRST TR HIGH INCOME L/S FD | COM | 33738E109 | 25,972 | 1,955,744 | SH | SOLE | 1,837,260 | 0 | 118,484 | ||
FIRST TR SR FLG RTE INCM FD | COM | 33733U108 | 3,325 | 296,891 | SH | SOLE | 296,891 | 0 | 0 | ||
FORD MTR CO DEL | COM PAR $0.01 | 345370860 | 19,125 | 2,500,000 | SH | Put | SOLE | 2,500,000 | 0 | 0 | |
FORD MTR CO DEL | COM PAR $0.01 | 345370860 | 6,311 | 825,000 | SH | SOLE | 825,000 | 0 | 0 | ||
FRANKLIN UNVL TR | SH BEN INT | 355145103 | 64 | 10,058 | SH | SOLE | 10,058 | 0 | 0 | ||
GENERAL AMERN INVS INC | COM | 368802104 | 12,671 | 445,534 | SH | SOLE | 445,534 | 0 | 0 | ||
GENESIS ENERGY L P | UNIT LTD PARTN | 371927104 | 19,763 | 1,070,000 | SH | Put | SOLE | 1,070,000 | 0 | 0 | |
HERBALIFE NUTRITION LTD | COM SHS | G4412G101 | 28,456 | 482,700 | SH | Put | SOLE | 482,700 | 0 | 0 | |
HOSTESS BRANDS INC | *W EXP 11/04/202 | 44109J114 | 208 | 238,772 | SH | SOLE | 238,772 | 0 | 0 | ||
INVESCO DYNAMIC CR OPP FD | COM | 46132R104 | 37,052 | 3,607,769 | SH | SOLE | 3,415,704 | 0 | 192,065 | ||
INVESCO HIGH INCOME TR II | COM | 46131F101 | 13,605 | 1,085,764 | SH | SOLE | 992,375 | 0 | 93,389 | ||
INVESCO SR INCOME TR | COM | 46131H107 | 47,532 | 12,156,597 | SH | SOLE | 11,413,717 | 0 | 742,880 | ||
ISHARES TR | BARCLAYS 7 10 YR | 464287440 | 187,560 | 1,800,000 | SH | Call | SOLE | 1,800,000 | 0 | 0 | |
ISHARES TR | BARCLAYS 7 10 YR | 464287440 | 135,460 | 1,300,000 | SH | Put | SOLE | 1,300,000 | 0 | 0 | |
ISHARES TR | IBOXX HI YD ETF | 464288513 | 924,702 | 11,402,000 | SH | Put | SOLE | 11,402,000 | 0 | 0 | |
ISHARES TR | BARCLAYS 7 10 YR | 464287440 | 4,691 | 45,021 | SH | SOLE | 45,021 | 0 | 0 | ||
IVY HIGH INC OPPORTUNITIES F | COM | 465893105 | 14,764 | 1,217,166 | SH | SOLE | 1,166,675 | 0 | 50,491 | ||
KKR INCOME OPPORTUNITIES FD | COM | 48249T106 | 1,266 | 88,841 | SH | SOLE | 88,841 | 0 | 0 | ||
L BRANDS INC | COM | 501797104 | 15,915 | 620,000 | SH | Put | SOLE | 620,000 | 0 | 0 | |
L BRANDS INC | COM | 501797104 | 228 | 8,884 | SH | SOLE | 8,884 | 0 | 0 | ||
LAZARD WORLD DIVID & INCOME | COM | 521076109 | 146 | 17,148 | SH | SOLE | 17,148 | 0 | 0 | ||
LIBERTY ALL STAR EQUITY FD | SH BEN INT | 530158104 | 139 | 25,821 | SH | SOLE | 25,821 | 0 | 0 | ||
LINDBLAD EXPEDITIONS HLDGS I | *W EXP 07/08/202 | 535219117 | 77 | 24,525 | SH | SOLE | 24,525 | 0 | 0 | ||
MFS CALIF MUN FD | COM | 59318C106 | 886 | 88,599 | SH | SOLE | 88,599 | 0 | 0 | ||
MORGAN STANLEY EMER MKTS DEB | COM | 61744H105 | 1,662 | 201,982 | SH | SOLE | 201,982 | 0 | 0 | ||
NEUBERGER BERMAN HGH YLD FD | COM | 64128C106 | 16,535 | 1,709,923 | SH | SOLE | 1,461,107 | 0 | 248,816 | ||
NEUBERGER BRMAN CLIFRN MUNI | COM | 64123C101 | 1,977 | 163,084 | SH | SOLE | 163,084 | 0 | 0 | ||
NEUBERGER BRMAN NY MUNI FD I | COM | 64124K102 | 1,660 | 149,253 | SH | SOLE | 149,253 | 0 | 0 | ||
NEW AMER HIGH INCOME FD INC | COM NEW | 641876800 | 7,793 | 1,030,764 | SH | SOLE | 1,030,764 | 0 | 0 | ||
NEW GOLD INC CDA | COM | 644535106 | 2,667 | 3,523,784 | SH | SOLE | 3,523,784 | 0 | 0 | ||
NUVEEN ARIZONA QLTY MUN INC | COM | 67061W104 | 3,078 | 259,350 | SH | SOLE | 259,350 | 0 | 0 | ||
NUVEEN CA QUALTY MUN INCOME | COM | 67066Y105 | 4,261 | 334,189 | SH | SOLE | 334,189 | 0 | 0 | ||
NUVEEN CALIFORNIA AMT QLT MU | COM | 670651108 | 451 | 35,594 | SH | SOLE | 35,594 | 0 | 0 | ||
NUVEEN CONNECTICUT QLTY MUN | COM | 67060D107 | 10,925 | 970,231 | SH | SOLE | 970,231 | 0 | 0 | ||
NUVEEN CR STRATEGIES INCM FD | COM SHS | 67073D102 | 94,995 | 12,837,178 | SH | SOLE | 11,929,646 | 0 | 907,532 | ||
NUVEEN FLOATING RATE INCOME | COM | 67072T108 | 1,328 | 143,887 | SH | SOLE | 143,887 | 0 | 0 | ||
NUVEEN FLTNG RTE INCM OPP FD | COM SHS | 6706EN100 | 2,402 | 266,251 | SH | SOLE | 266,251 | 0 | 0 | ||
NUVEEN GEORGIA QLTY MUN INC | COM | 67072B107 | 3,811 | 348,364 | SH | SOLE | 348,364 | 0 | 0 | ||
NUVEEN GLOBAL HIGH INCOME FD | SHS | 67075G103 | 5,462 | 400,138 | SH | SOLE | 400,138 | 0 | 0 | ||
NUVEEN MARYLAND QLT MUN INC | COM | 67061Q107 | 7,723 | 658,996 | SH | SOLE | 658,996 | 0 | 0 | ||
NUVEEN MICHIGAN QLT MUN INC | COM | 670979103 | 7,976 | 640,155 | SH | SOLE | 640,155 | 0 | 0 | ||
NUVEEN MINESOTA QLT MUN INC | SHS | 670734102 | 407 | 33,402 | SH | SOLE | 33,402 | 0 | 0 | ||
NUVEEN MULTI MKT INCOME FD | COM | 67075J107 | 529 | 76,708 | SH | SOLE | 76,708 | 0 | 0 | ||
NUVEEN NEW JERSEY MUN VALUE | SHS | 670702109 | 369 | 29,974 | SH | SOLE | 29,974 | 0 | 0 | ||
NUVEEN NEW JERSEY QULT MUN F | COM | 67069Y102 | 9,183 | 720,771 | SH | SOLE | 720,771 | 0 | 0 | ||
NUVEEN NEW YORK AMT QLT MUNI | COM | 670656107 | 13,576 | 1,165,338 | SH | SOLE | 1,165,338 | 0 | 0 | ||
NUVEEN NEW YORK QLT MUN INC | COM | 67066X107 | 1,903 | 155,342 | SH | SOLE | 155,342 | 0 | 0 | ||
NUVEEN NORTH CAROLINA QLTY M | COM | 67060P100 | 6,304 | 534,729 | SH | SOLE | 534,729 | 0 | 0 | ||
NUVEEN OHIO QLTY MUN INCOME | COM | 670980101 | 7,828 | 588,545 | SH | SOLE | 588,545 | 0 | 0 | ||
NUVEEN PENNSYLVANIA QLT MUN | COM | 670972108 | 8,989 | 736,826 | SH | SOLE | 736,826 | 0 | 0 | ||
NUVEEN PFD & INCM SECURTIES | COM | 67072C105 | 660 | 79,698 | SH | SOLE | 0 | 0 | 79,698 | ||
NUVEEN SHT DUR CR OPP FD | COM | 67074X107 | 194 | 13,519 | SH | SOLE | 13,519 | 0 | 0 | ||
NUVEEN SR INCOME FD | COM | 67067Y104 | 481 | 87,415 | SH | SOLE | 87,415 | 0 | 0 | ||
NUVEEN TEXAS QLTY MUN INCME | COM | 670983105 | 1,565 | 126,306 | SH | SOLE | 126,306 | 0 | 0 | ||
NUVEEN VIRGINIA QLTY MUNCPL | COM | 67064R102 | 2,777 | 236,907 | SH | SOLE | 236,907 | 0 | 0 | ||
OCWEN FINL CORP | COM NEW | 675746309 | 502 | 374,463 | SH | SOLE | 374,463 | 0 | 0 | ||
ONEMAIN HLDGS INC | COM | 68268W103 | 24,290 | 1,000,000 | SH | Put | SOLE | 1,000,000 | 0 | 0 | |
ONEMAIN HLDGS INC | COM | 68268W103 | 7,725 | 318,026 | SH | SOLE | 318,026 | 0 | 0 | ||
ORACLE CORP | COM | 68389X105 | 2,258 | 50,000 | SH | Put | SOLE | 50,000 | 0 | 0 | |
ORACLE CORP | COM | 68389X105 | 1,389 | 30,764 | SH | SOLE | 30,764 | 0 | 0 | ||
PG&E CORP | COM | 69331C108 | 2,404 | 101,200 | SH | Put | SOLE | 101,200 | 0 | 0 | |
PG&E CORP | COM | 69331C108 | 668 | 28,125 | SH | SOLE | 28,125 | 0 | 0 | ||
PGIM GLOBAL SHORT DURATION H | COM | 69346J106 | 30,394 | 2,352,477 | SH | SOLE | 2,024,896 | 0 | 327,581 | ||
PGIM SHORT DURATION HIGH YIE | COM | 69346H100 | 20,977 | 1,609,930 | SH | SOLE | 1,454,803 | 0 | 155,127 | ||
PIONEER DIV HIGH INCOME TRUS | COM | 723653101 | 5,080 | 390,798 | SH | SOLE | 374,302 | 0 | 16,496 | ||
PIONEER FLOATING RATE TR | COM | 72369J102 | 1,495 | 151,952 | SH | SOLE | 151,952 | 0 | 0 | ||
PIONEER HIGH INCOME TR | COM | 72369H106 | 1,231 | 154,411 | SH | SOLE | 154,411 | 0 | 0 | ||
QUALCOMM INC | COM | 747525103 | 56,910 | 1,000,000 | SH | Put | SOLE | 1,000,000 | 0 | 0 | |
QUALCOMM INC | COM | 747525103 | 42,385 | 744,766 | SH | SOLE | 744,766 | 0 | 0 | ||
REALOGY HLDGS CORP | COM | 75605Y106 | 27,306 | 1,860,100 | SH | Put | SOLE | 1,860,100 | 0 | 0 | |
REALOGY HLDGS CORP | COM | 75605Y106 | 367 | 25,000 | SH | SOLE | 25,000 | 0 | 0 | ||
ROYCE GLOBAL VALUE TR INC | COM | 78081T104 | 3,936 | 443,273 | SH | SOLE | 438,673 | 0 | 4,600 | ||
SEADRILL LTD | COM | G7998G106 | 5,755 | 590,238 | SH | SOLE | 590,238 | 0 | 0 | ||
SIMON PPTY GROUP INC NEW | COM | 828806109 | 50,397 | 300,000 | SH | Put | SOLE | 300,000 | 0 | 0 | |
SUBURBAN PROPANE PARTNERS L | UNIT LTD PARTN | 864482104 | 10,151 | 526,800 | SH | Put | SOLE | 526,800 | 0 | 0 | |
TESLA INC | COM | 88160R101 | 50,819 | 152,700 | SH | Put | SOLE | 152,700 | 0 | 0 | |
TEXAS INSTRS INC | COM | 882508104 | 28,350 | 300,000 | SH | Put | SOLE | 300,000 | 0 | 0 | |
TEXAS INSTRS INC | COM | 882508104 | 28,350 | 300,000 | SH | SOLE | 300,000 | 0 | 0 | ||
THL CR SR LN FD | COM | 87244R103 | 1,092 | 73,506 | SH | SOLE | 73,506 | 0 | 0 | ||
VANECK VECTORS ETF TR | OIL SVCS ETF | 92189F718 | 14,030 | 1,000,000 | SH | Put | SOLE | 1,000,000 | 0 | 0 | |
VANECK VECTORS ETF TR | OIL SVCS ETF | 92189F718 | 5,336 | 380,300 | SH | SOLE | 380,300 | 0 | 0 | ||
VIRTUS GLOBAL MULTI-SEC INC | COM | 92829B101 | 360 | 32,528 | SH | SOLE | 32,528 | 0 | 0 | ||
VOYA PRIME RATE TR | SH BEN INT | 92913A100 | 31,075 | 6,920,996 | SH | SOLE | 6,468,145 | 0 | 452,851 | ||
WELLS FARGO INCOME OPPORTUNI | WF INC OPPTY FD | 94987B105 | 41,723 | 5,770,763 | SH | SOLE | 5,612,239 | 0 | 158,524 | ||
WELLS FARGO MULTI SECTOR INC | COM | 94987D101 | 1,028 | 92,684 | SH | SOLE | 92,684 | 0 | 0 | ||
WESTERN ASSET CORPORATE LN F | COM | 95790J102 | 3,008 | 334,911 | SH | SOLE | 334,911 | 0 | 0 | ||
WESTERN ASSET GLB HI INCOME | COM | 95766B109 | 40,669 | 4,917,633 | SH | SOLE | 4,448,366 | 0 | 469,267 | ||
WESTERN ASSET HGH YLD DFNDFD | COM | 95768B107 | 6,927 | 526,781 | SH | SOLE | 425,666 | 0 | 101,115 | ||
WESTERN ASSET HIGH INCM FD I | COM | 95766J102 | 52,837 | 9,173,048 | SH | SOLE | 8,486,318 | 0 | 686,730 | ||
WESTERN ASSET HIGH INCM OPP | COM | 95766K109 | 55,953 | 12,774,682 | SH | SOLE | 11,638,513 | 0 | 1,136,169 | ||
XEROX CORP | COM NEW | 984121608 | 1,931 | 97,700 | SH | Put | SOLE | 97,700 | 0 | 0 | |
XEROX CORP | COM NEW | 984121608 | 1,929 | 97,643 | SH | SOLE | 97,643 | 0 | 0 |