0001665056-17-000009.txt : 20170605
0001665056-17-000009.hdr.sgml : 20170605
20170605171658
ACCESSION NUMBER: 0001665056-17-000009
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20170601
FILED AS OF DATE: 20170605
DATE AS OF CHANGE: 20170605
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Sierra Total Return Fund
CENTRAL INDEX KEY: 0001665056
IRS NUMBER: 000000000
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 375 PARK AVENUE
STREET 2: 33RD FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10152
BUSINESS PHONE: 212-759-0777
MAIL ADDRESS:
STREET 1: 375 PARK AVENUE
STREET 2: 33RD FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10152
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Taube Seth
CENTRAL INDEX KEY: 0001510195
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 811-23137
FILM NUMBER: 17892116
MAIL ADDRESS:
STREET 1: C/O MEDLEY CAPITAL
STREET 2: 375 PARK AVENUE, SUITE 3304
CITY: NEW YORK
STATE: NY
ZIP: 10152
4
1
wf-form4_149669739951915.xml
FORM 4
X0306
4
2017-06-01
0
0001665056
Sierra Total Return Fund
SRNTX
0001510195
Taube Seth
C/O MEDLEY LLC
280 PARK AVENUE, 6TH FLOOR EAST
NEW YORK
NY
10017
1
1
0
0
Chief Executive Officer
Class T Shares of Beneficial Interest
2017-06-01
4
P
0
80000
25
A
80000
I
By Medley Seed Funding II LLC
Class T Shares of Beneficial Interest
4000
I
See Footnote 2
On June 1, 2017, Medley Seed Funding II LLC, a limited liability company controlled by Medley LLC, purchased 80,000 Class T shares of beneficial interest. The reporting person, together with Brook Taube, controls Medley LLC. The reporting person disclaims beneficial ownership of the reported shares except to the extent of his pecuniary interest therein.
On August 10, 2016, STRF Advisors LLC (the "Adviser") purchased 10,000 Class T shares of beneficial interest for an aggregate purchase price of $100,000. On November 4, 2016, the Board of Trustees approved a reverse split of beneficial interests in the Class T shares that resulted in a NAV of $25.00 per Class T share. As a result, the number of Class T shares owned by the Adviser was reduced from 10,000 to 4,000, effective as of November 4, 2016. The Adviser is controlled by Medley LLC. The reporting person, together with Brook Taube, controls Medley LLC. The reporting person disclaims beneficial ownership of the reported shares except to the extent of his pecuniary interest therein.
/s/ Seth Taube
2017-06-05