0001665056-17-000009.txt : 20170605 0001665056-17-000009.hdr.sgml : 20170605 20170605171658 ACCESSION NUMBER: 0001665056-17-000009 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20170601 FILED AS OF DATE: 20170605 DATE AS OF CHANGE: 20170605 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Sierra Total Return Fund CENTRAL INDEX KEY: 0001665056 IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 375 PARK AVENUE STREET 2: 33RD FLOOR CITY: NEW YORK STATE: NY ZIP: 10152 BUSINESS PHONE: 212-759-0777 MAIL ADDRESS: STREET 1: 375 PARK AVENUE STREET 2: 33RD FLOOR CITY: NEW YORK STATE: NY ZIP: 10152 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Taube Seth CENTRAL INDEX KEY: 0001510195 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 811-23137 FILM NUMBER: 17892116 MAIL ADDRESS: STREET 1: C/O MEDLEY CAPITAL STREET 2: 375 PARK AVENUE, SUITE 3304 CITY: NEW YORK STATE: NY ZIP: 10152 4 1 wf-form4_149669739951915.xml FORM 4 X0306 4 2017-06-01 0 0001665056 Sierra Total Return Fund SRNTX 0001510195 Taube Seth C/O MEDLEY LLC 280 PARK AVENUE, 6TH FLOOR EAST NEW YORK NY 10017 1 1 0 0 Chief Executive Officer Class T Shares of Beneficial Interest 2017-06-01 4 P 0 80000 25 A 80000 I By Medley Seed Funding II LLC Class T Shares of Beneficial Interest 4000 I See Footnote 2 On June 1, 2017, Medley Seed Funding II LLC, a limited liability company controlled by Medley LLC, purchased 80,000 Class T shares of beneficial interest. The reporting person, together with Brook Taube, controls Medley LLC. The reporting person disclaims beneficial ownership of the reported shares except to the extent of his pecuniary interest therein. On August 10, 2016, STRF Advisors LLC (the "Adviser") purchased 10,000 Class T shares of beneficial interest for an aggregate purchase price of $100,000. On November 4, 2016, the Board of Trustees approved a reverse split of beneficial interests in the Class T shares that resulted in a NAV of $25.00 per Class T share. As a result, the number of Class T shares owned by the Adviser was reduced from 10,000 to 4,000, effective as of November 4, 2016. The Adviser is controlled by Medley LLC. The reporting person, together with Brook Taube, controls Medley LLC. The reporting person disclaims beneficial ownership of the reported shares except to the extent of his pecuniary interest therein. /s/ Seth Taube 2017-06-05