The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||
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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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| COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | |||||
| VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | ||||||
| NAME OF ISSUER | TITLE OF CLASS | CUSIP | FIGI | (to the nearest dollar) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
| ACCELERATE DIAGNOSTICS INC | NOTE 2.500% 3/1 | 00430HAB8 | 1,775 | 2,600,000 | PRN | SOLE | 2,600,000 | 0 | 0 | |||
| ASPEN AEROGELS INC | COM | 04523Y105 | 7,017 | 345,000 | SH | SOLE | 345,000 | 0 | 0 | |||
| COMSCORE INC | COM | 20564W105 | 4,465 | 1,220,000 | SH | SOLE | 1,220,000 | 0 | 0 | |||
| DIGIMARC CORP NEW | COM | 25381B101 | 742 | 25,000 | SH | SOLE | 25,000 | 0 | 0 | |||
| EXAGEN INC | COM | 30068X103 | 2,625 | 150,000 | SH | SOLE | 150,000 | 0 | 0 | |||
| FLUIDIGM CORP DEL | COM | 34385P108 | 3,684 | 815,000 | SH | SOLE | 815,000 | 0 | 0 | |||
| FRANCHISE GROUP INC | COM | 35180X105 | 2,167 | 60,000 | SH | SOLE | 60,000 | 0 | 0 | |||
| GAN LTD | ORD SHS | G3728V109 | 5,369 | 295,000 | SH | SOLE | 295,000 | 0 | 0 | |||
| HTG MOLECULAR DIAGNOSTICS IN | COM NEW | 40434H203 | 2,352 | 430,000 | SH | SOLE | 430,000 | 0 | 0 | |||
| INOVALON HLDGS INC | COM CL A | 45781D101 | 11,368 | 395,000 | SH | SOLE | 395,000 | 0 | 0 | |||
| ITERIS INC NEW | COM | 46564T107 | 7,959 | 1,290,000 | SH | SOLE | 1,290,000 | 0 | 0 | |||
| NEPHROS INC | COM | 640671400 | 3,658 | 550,000 | SH | SOLE | 550,000 | 0 | 0 | |||
| PDF SOLUTIONS INC | COM | 693282105 | 21,620 | 1,216,000 | SH | SOLE | 1,216,000 | 0 | 0 | |||
| QUOTIENT TECHNOLOGY INC | COM | 749119103 | 39,216 | 2,400,000 | SH | SOLE | 2,400,000 | 0 | 0 | |||
| RECRO PHARMA INC | COM | 75629F109 | 1,562 | 560,000 | SH | SOLE | 560,000 | 0 | 0 | |||
| RESEARCH SOLUTIONS INC | COM | 761025105 | 3,387 | 1,460,000 | SH | SOLE | 1,460,000 | 0 | 0 | |||
| SHARPSPRING INC | COM | 820054104 | 2,640 | 165,000 | SH | SOLE | 165,000 | 0 | 0 | |||
| THRYV HLDGS INC | COM NEW | 886029206 | 2,691 | 115,000 | SH | SOLE | 115,000 | 0 | 0 | |||
| TRANSACT TECHNOLOGIES INC | COM | 892918103 | 1,413 | 130,000 | SH | SOLE | 130,000 | 0 | 0 | |||
| VONAGE HLDGS CORP | COM | 92886T201 | 9,101 | 770,000 | SH | SOLE | 770,000 | 0 | 0 | |||