0000899243-20-029623.txt : 20201029 0000899243-20-029623.hdr.sgml : 20201029 20201029061425 ACCESSION NUMBER: 0000899243-20-029623 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20201028 FILED AS OF DATE: 20201029 DATE AS OF CHANGE: 20201029 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Tansey Joseph Bertrand CENTRAL INDEX KEY: 0001523389 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-35694 FILM NUMBER: 201270371 MAIL ADDRESS: STREET 1: C/O GARRISON INVESTMENT GROUP LP STREET 2: 1290 AVENUE OF THE AMERICAS SUITE 914 CITY: NEW YORK STATE: NY ZIP: 10104 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Garrison Capital Inc. CENTRAL INDEX KEY: 0001509892 IRS NUMBER: 900900145 FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1290 AVENUE OF THE AMERICAS STREET 2: SUITE 914 CITY: NEW YORK STATE: NY ZIP: 10014 BUSINESS PHONE: 212 372 9500 MAIL ADDRESS: STREET 1: 1290 AVENUE OF THE AMERICAS STREET 2: SUITE 914 CITY: NEW YORK STATE: NY ZIP: 10014 FORMER COMPANY: FORMER CONFORMED NAME: Garrison Capital LLC DATE OF NAME CHANGE: 20110110 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2020-10-28 1 0001509892 Garrison Capital Inc. GARS 0001523389 Tansey Joseph Bertrand C/O GARRISON CAPITAL INC. 1270 AVENUE OF THE AMERICAS, SUITE 804 NEW YORK NY 10020 1 1 0 0 Chief Executive Officer Common Stock, par value $0.001 per share 2020-10-28 4 D 0 159712 D 0 D Common Stock, par value $0.001 per share 2020-10-28 4 D 0 67202 D 0 I See Footnote Disposed of pursuant to the Agreement and Plan of Merger, dated as of June 24, 2020 (the "Merger Agreement"), by and among the Issuer, Portman Ridge Finance Corporation ("PTMN"), Citadel Acquisition Sub, Inc. and Sierra Crest Investment Management LLC ("Sierra Crest"). Pursuant to the Merger Agreement, in exchange for each share of common stock, par value $0.001 per share, of the Issuer, the reporting person received (i) 1.91693999 shares of PTMN common stock, par value $0.01 per share, having a market value of $1.30 per share on the close of trading on October 27, 2020, (ii) $1.1900792 in cash, without interest, from PTMN, and (iii) $0.31153906 in cash, without interest, from Sierra Crest. The disposition reported in this Form 4 is an exempt transaction. Due to his control and ownership interest in Garrison Capital Advisers Holdings MM LLC, Mr. Tansey may be viewed as having investment power over all of the shares owned by such entity. Mr. Tansey disclaims beneficial ownership of such shares of Common Stock held by Garrison Capital Advisers Holdings MM LLC, except to the extent of his pecuniary interest therein. Joseph Tansey, Attorney-in-Fact 2020-10-29