0001047469-12-010320.txt : 20121109
0001047469-12-010320.hdr.sgml : 20121109
20121109145407
ACCESSION NUMBER: 0001047469-12-010320
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20120930
FILED AS OF DATE: 20121109
DATE AS OF CHANGE: 20121109
EFFECTIVENESS DATE: 20121109
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: Echo Point Investment Management, LLC
CENTRAL INDEX KEY: 0001509888
IRS NUMBER: 273069673
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-14149
FILM NUMBER: 121193201
BUSINESS ADDRESS:
STREET 1: 100 FRONT STREET
STREET 2: SUITE 1230
CITY: W. CONSHOHOCKEN
STATE: PA
ZIP: 19428
BUSINESS PHONE: 610 234 4212
MAIL ADDRESS:
STREET 1: 100 FRONT STREET
STREET 2: SUITE 1230
CITY: W. CONSHOHOCKEN
STATE: PA
ZIP: 19428
13F-HR
1
a2211728z13f-hr.txt
13F-HR
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
FORM 13F
FORM 13F COVER PAGE
Report for the Calendar Year or Quarter Ended: September 30, 2012
-----------------------
Check Here if Amendment / /; Amendment Number:
---------
This Amendment (Check only one.): / / is a restatement.
/ / adds new holdings entries.
Institutional Investment Manager Filing this Report:
Name: Echo Point Investment Management, LLC
-------------------------------------
Address: One Tower Bridge
-------------------------------------
100 Front Street, Suite 1230
-------------------------------------
West Conshohocken, PA 19428
-------------------------------------
Form 13F File Number: 028-14149
---------------------
The institutional investment manager filing this report and the person by whom
it is signed hereby represent that the person signing the report is authorized
to submit it, that all information contained herein is true, correct and
complete, and that it is understood that all required items, statements,
schedules, lists, and tables, are considered integral parts of this form.
Person Signing this Report on Behalf of Reporting Manager:
Name: Stephen M. Wellman
-------------------------------------------------
Title: Chief Operating Officer, Chief Compliance Officer
-------------------------------------------------
Phone: (610) 234-4212
-------------------------------------------------
Signature, Place, and Date of Signing:
/s/ Stephen M. Wellman West Conshohocken, PA October 31, 2012
--------------------------- --------------------- ----------------
[Signature] [City, State] [Date]
Report Type (Check only one.):
/ / 13F HOLDINGS REPORT. (Check here if all holdings of this reporting
manager are reported in this report.)
/ / 13F NOTICE. (Check here if no holdings reported are in this report,
and all holdings are reported by other reporting manager(s).)
/X/ 13F COMBINATION REPORT. (Check here if a portion of the holdings for this
reporting manager are reported in this report and a portion are reported by
other reporting manager(s).)
I AM SIGNING THIS REPORT AS REQUIRED BY THE SECURITIES EXCHANGE ACT OF 1934
FORM 13F SUMMARY PAGE
Report Summary:
Number of Other Included Managers: 2
--------------------
Form 13F Information Table Entry Total: 27 (data records)
--------------------
Form 13F Information Table Value Total: $62,025
--------------------
(x1000)
List of Other Included Managers:
No. Form 13F File Number Name
01 028-11931 Old Mutual (US) Holdings Inc.
------ ----------------- ---------------------------------
02 028-12567 Mercer Global Investments, Inc.
------ ----------------- ---------------------------------
FORM 13F INFORMATION TABLE
VALUE SHARES/ SH/ PUT/ INVSTMT ---VOTING AUTHORITY---
NAME OF ISSUER -TITLE OF CLASS- --CUSIP-- (X$1000) PRN AMT PRN CALL DSCRETN -MANAGERS- SOLE SHARED NONE
UBS AG SHS NEW H89231338 2 131 SH Defined 01 131 0 0
AMERICA MOVIL SAB DE CV SPON ADR L SHS 02364W105 9591 377006 SH Defined 01 377006 0 0
AMERICA MOVIL SAB DE CV SPON ADR L SHS 02364W105 5346 210153 SH Other 01 02 210153 0 0
BARCLAYS PLC ADR 06738E204 2 114 SH Defined 01 114 0 0
BHP BILLITON LTD SPONSORED ADR 088606108 2 24 SH Defined 01 24 0 0
BRITISH AMERN TOB PLC SPONSORED ADR 110448107 3 29 SH Defined 01 29 0 0
CRH PLC ADR 12626K203 2 84 SH Defined 01 84 0 0
CAMECO CORP COM 13321L108 1 65 SH Defined 01 65 0 0
CGG VERITAS SPONSORED ADR 204386106 2 58 SH Defined 01 58 0 0
ENI S P A SPONSORED ADR 26874R108 2 43 SH Defined 01 43 0 0
GILDAN ACTIVEWEAR INC COM 375916103 1 39 SH Defined 01 39 0 0
HSBC HLDGS PLC SPON ADR NEW 404280406 2 42 SH Defined 01 42 0 0
ISHARES TR S&P GBL HLTHCR 464287325 2 24 SH Defined 01 24 0 0
ITAU UNIBANCO HLDG SA SPON ADR REP PFD 465562106 7504 491120 SH Defined 01 491120 0 0
ITAU UNIBANCO HLDG SA SPON ADR REP PFD 465562106 4173 273131 SH Other 01 02 273131 0 0
NIDEC CORP SPONSORED ADR 654090109 1 67 SH Defined 01 67 0 0
NOVO-NORDISK A S ADR 670100205 2 14 SH Defined 01 14 0 0
PETROLEO BRASILEIRO SA PETRO SP ADR NON VTG 71654V101 7320 331660 SH Defined 01 331660 0 0
PETROLEO BRASILEIRO SA PETRO SP ADR NON VTG 71654V101 4113 186373 SH Other 01 02 186373 0 0
POTASH CORP SASK INC COM 73755L107 1 33 SH Defined 01 33 0 0
PRUDENTIAL PLC ADR 74435K204 2 89 SH Defined 01 89 0 0
SASOL LTD SPONSORED ADR 803866300 1 26 SH Defined 01 26 0 0
SYNGENTA AG SPONSORED ADR 87160A100 2 26 SH Defined 01 26 0 0
TENARIS S A SPONSORED ADR 88031M109 2 43 SH Defined 01 43 0 0
TEVA PHARMACEUTICAL INDS LTD ADR 881624209 16378 395509 SH Defined 01 395509 0 0
TEVA PHARMACEUTICAL INDS LTD ADR 881624209 7567 182745 SH Other 01 02 182745 0 0
TOYOTA MOTOR CORP SP ADR REP2COM 892331307 1 18 SH Defined 01 18 0 0