0001628280-22-032100.txt : 20221216
0001628280-22-032100.hdr.sgml : 20221216
20221216160545
ACCESSION NUMBER: 0001628280-22-032100
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20221215
FILED AS OF DATE: 20221216
DATE AS OF CHANGE: 20221216
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Sacks Michael Jay
CENTRAL INDEX KEY: 0001509764
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-39716
FILM NUMBER: 221467965
MAIL ADDRESS:
STREET 1: 900 NORTH MICHIGAN AVENUE
STREET 2: SUITE 1100
CITY: CHICAGO
STATE: IL
ZIP: 60611
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Grosvenor Holdings, L.L.C.
CENTRAL INDEX KEY: 0001743987
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-39716
FILM NUMBER: 221467964
BUSINESS ADDRESS:
STREET 1: 900 NORTH MICHIGAN AVE
STREET 2: SUITE 1100
CITY: CHICAGO
STATE: IL
ZIP: 60611
BUSINESS PHONE: 312-506-6500
MAIL ADDRESS:
STREET 1: 900 NORTH MICHIGAN AVE
STREET 2: SUITE 1100
CITY: CHICAGO
STATE: IL
ZIP: 60611
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: GCM Grosvenor Inc.
CENTRAL INDEX KEY: 0001819796
STANDARD INDUSTRIAL CLASSIFICATION: INVESTMENT ADVICE [6282]
IRS NUMBER: 000000000
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 900 NORTH MICHIGAN AVENUE
STREET 2: SUITE 1100
CITY: CHICAGO
STATE: IL
ZIP: 60611
BUSINESS PHONE: 312-506-6500
MAIL ADDRESS:
STREET 1: 900 NORTH MICHIGAN AVENUE
STREET 2: SUITE 1100
CITY: CHICAGO
STATE: IL
ZIP: 60611
4
1
wf-form4_167122470539379.xml
FORM 4
X0306
4
2022-12-15
0
0001819796
GCM Grosvenor Inc.
GCMG
0001509764
Sacks Michael Jay
C/O GCM GROSVENOR INC.
900 NORTH MICHIGAN AVENUE, SUITE 1100
CHICAGO
IL
60611
1
1
0
0
Chief Executive Officer
0001743987
Grosvenor Holdings, L.L.C.
C/O GCM GROSVENOR INC.
900 NORTH MICHIGAN AVENUE, SUITE 1100
CHICAGO
IL
60611
1
1
1
0
Chief Executive Officer
Management Award Interests (Obligation to transfer)
2022-12-15
4
J
0
6580000
0
D
Class A Common Stock
6580000.0
6580000
I
See footnotes
GCM Grosvenor Management, LLC ("GCM Grosvenor Management") awarded interests (the "Management Award Interests") in GCM Grosvenor Management that represent the contingent obligation to transfer rights to shares of the Issuer's Class A Common Stock owned by GCM Grosvenor Management on a one-for-one basis to employees of the Issuer or its affiliates beginning in 2025. The Reporting Person is the ultimate managing member GCM Grosvenor Management. The Management Award Interests represent an obligation of GCM Grosvenor Management and do not constitute any new share issuance or obligation of the Issuer. GCM Grosvenor Management is obligated to transfer Class A Common Stock it owns, and therefore the vesting of Management Award Interests will not dilute the Issuer's Class A Common Stockholders relative to noncontrolling interests in Grosvenor Capital Managment Holdings, LLLP.
Represents the disposition of Management Award Interests on December 15, 2022. The Management Award Interests will begin to vest in 2025. Delivery of shares of Class A Common Stock owned by GCM Grosvenor Management in settlement of vested Management Award Interests will occur in the year in which the awards vest.
Represents securities held directly by GCM Grosvenor Management. The Reporting Person is the ultimate managing member GCM Grosvenor Management.
/s/ Burke Montgomery, Attorney-in-Fact for Michael J. Sacks
2022-12-16
/s/ Burke Montgomery, Attorney-in-Fact for Grosvenor Holdings, L.L.C.
2022-12-16