President

0001398344-24-009274.txt : 20240513 0001398344-24-009274.hdr.sgml : 20240513 20240513161217 ACCESSION NUMBER: 0001398344-24-009274 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20240331 FILED AS OF DATE: 20240513 DATE AS OF CHANGE: 20240513 EFFECTIVENESS DATE: 20240513 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Thomas J. Herzfeld Advisors, Inc. CENTRAL INDEX KEY: 0001509510 ORGANIZATION NAME: IRS NUMBER: 592414380 STATE OF INCORPORATION: FL FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-14375 FILM NUMBER: 24939187 BUSINESS ADDRESS: STREET 1: 119 WASHINGTON AVENUE, SUITE 504 CITY: MIAMI BEACH STATE: FL ZIP: 33139 BUSINESS PHONE: 305-271-1900 MAIL ADDRESS: STREET 1: 119 WASHINGTON AVENUE, SUITE 504 CITY: MIAMI BEACH STATE: FL ZIP: 33139 13F-HR 1 primary_doc.xml X0202 13F-HR LIVE false false false 0001509510 XXXXXXXX 03-31-2024 03-31-2024 false Thomas J. Herzfeld Advisors, Inc.

119 WASHINGTON AVENUE, SUITE 504 MIAMI BEACH FL 33139

13F HOLDINGS REPORT 028-14375 000108369 801-20866 N Erik M. Herzfeld President 305-777-1660 /s/ Erik M. Herzfeld Miami Beach FL 05-13-2024 0 151 282832227 INFORMATION TABLE 2 fp0088323-1_13fhr-table.xml Aberdeen Emerging Markets Equity Inc. COM 00301W105 6277 1243 SH SOLE 1243 0 0 Aberdeen Global Dynamic Dividend Fund COM 00302M106 13157 1355 SH SOLE 1355 0 0 Aberdeen Std Global Infrastructure SHS BEN INT 00326W106 404540 22791 SH SOLE 22791 0 0 Aberdeen Global Premier Properties Fund COM SH BEN INT 00302L108 7734 1953 SH SOLE 1953 0 0 Aberdeen Japan Equity Fund Inc COM 00306J109 8622 1384 SH SOLE 1384 0 0 Delaware Invts Natl Mun Inco SH BEN INT 24610T108 590126 56962 SH SOLE 56962 0 0 Aberdeen Total Dynamic Dividend Fund COM SH BEN INT 00326L100 7851 947 SH SOLE 947 0 0 Adams Diversified Equity Fund Inc COM 006212104 2270879 116336 SH SOLE 116336 0 0 Adams Natural Resources Fund Inc COM 00548F105 2697213 116965 SH SOLE 116965 0 0 Aersale Corporation COM 00810F106 927699 129206 SH SOLE 129206 0 0 Wells Fargo Advantage Multi-Sector Income Fund COM 94987D101 401227 43004 SH SOLE 43004 0 0 America Movil SAB de CV SPON ADR L SHS 02390A101 199625 10698 SH SOLE 10698 0 0 BlackRock Calif Mun Income COM SH BEN INT 09248E102 298372 25243 SH SOLE 25243 0 0 BlackRock Cap Allocation Tr COM 09260U109 1468746 88160 SH SOLE 88160 0 0 BlackRock Enhanced Equity Dividend Trust COM 09251A104 4727 573 SH SOLE 573 0 0 BlackRock Enhanced International Dividend Trust COM BENE INTER 092524107 18514 3348 SH SOLE 3348 0 0 BlackRock ESG Cap Allc Tr SHS BEN INT 09262F100 8541 492 SH SOLE 492 0 0 BlackRock Innovation and Grw SHS BEN INT 09260Q108 5543 681 SH SOLE 681 0 0 BlackRock Muni Income Tr II COM 09249N101 243633 22434 SH SOLE 22434 0 0 BlackRock Munihldngs Cali QL COM 09254L107 2751575 249916 SH SOLE 249916 0 0 BlackRock MuniIvest FD II Inc. COM 09253T101 405808 37196 SH SOLE 37196 0 0 BlackRock MuniYild Qult FD I COM 09254F100 812543 66330 SH SOLE 66330 0 0 BlackRock Science and Technology Trust II SHS BEN INT 09260K101 2872403 148062 SH SOLE 148062 0 0 Blackstone Strategic Cred 20 COM SHS BEN IN 09257R101 1991417 167346 SH SOLE 167346 0 0 BNY Mellon Alcentra Global Credit Income 2024 Target Term Fund, Inc. COM 05588N108 2377014 276076 SH SOLE 276076 0 0 BNY Mellon Mun Income Inc COM 05589T104 333352 48807 SH SOLE 48807 0 0 BNY Mellon Strategic Mun Bd COM 09662E109 332479 56737 SH SOLE 56737 0 0 Brookfield Real Assets Incom SHS BEN INT 112830104 1240385 96005 SH SOLE 96005 0 0 Carlyle Credit Income Fund SHS BEN INT 92535C104 1759157 223527 SH SOLE 223527 0 0 Carnival Corp UNIT 99/99/9999 143658300 1245239 76208 SH SOLE 76208 0 0 Cemex SAB de CV SPON ADR NEW 151290889 2437935 270581 SH SOLE 270581 0 0 Central Securities Corp COM 155123102 3656922 87549 SH SOLE 87549 0 0 Clearbridge MLP And Midstrm COM 184692200 3213619 70197 SH SOLE 70197 0 0 Clearbridge MLP and Midstrm COM 18469Q207 2164551 52183 SH SOLE 52183 0 0 Cohen & Steers Limited Duration Preferred and Income Fund, Inc. COM 19248C105 3172961 158016 SH SOLE 158016 0 0 Columbia Seligman Premium Technology Growth Fund COM 19842X109 76456 2399 SH SOLE 2399 0 0 Consolidated Water Co Ltd ORD G23773107 178557 6092 SH SOLE 6092 0 0 Copa Holdings SA CL A P31076105 1692600 16250 SH SOLE 16250 0 0 Cornerstone Strategic Value Fund Inc COM 21924B302 9281462 1234237 SH SOLE 1234237 0 0 Cornerstone Total Rtrn Fd In COM 21924U300 3827952 509714 SH SOLE 509714 0 0 Destra Multi-Alternative Fd COM 25065A502 7267400 929335 SH SOLE 929335 0 0 Deutsche Municipal Income Trust COM 233368109 243268 26940 SH SOLE 26940 0 0 DWS Strategic Municipal Income Trust COM 23342Q101 253780 28387 SH SOLE 28387 0 0 Eaton Vance New York Mun Bd COM 27827Y109 476577 49081 SH SOLE 49081 0 0 Eaton Vance Tax-Managed Glob COM 27829F108 1533501 187929 SH SOLE 187929 0 0 Ecofin Sustainable and Social Impact Term Fund SH BEN INT 27901F109 93771 7940 SH SOLE 7940 0 0 Empire State Realty Trust Inc CL A 292104106 748546 73894 SH SOLE 73894 0 0 The European Equity Fund Inc COM 298768102 6549 735 SH SOLE 735 0 0 EVERTEC Inc COM 30040P103 676544 16956 SH SOLE 16956 0 0 Federated Hermes Prem Muni I COM 31423P108 261828 23652 SH SOLE 23652 0 0 First BanCorp/Puerto Rico COM NEW 318672706 2641594 150604 SH SOLE 150604 0 0 Fomento Economico Mexicano SAB de CV SPON ADR UNITS 344419106 1419813 10899 SH SOLE 10899 0 0 Forge Global Holdings Inc. COM 34629L103 1930 1000 SH SOLE 1000 0 0 New Fortress Energy Inc CL A 644393100 2557385 83602 SH SOLE 83602 0 0 Franklin Limited Duration Income Trust COM 35472T101 3447867 549899 SH SOLE 549899 0 0 FS Credit Opportunities Corp COM 30290Y101 23645223 3987390 SH SOLE 3987390 0 0 The Gabelli Dividend & Income Trust COM 36242H104 4872 212 SH SOLE 212 0 0 Gabelli Equity Trust Inc COM 362397101 4797 869 SH SOLE 869 0 0 Gabelli Global Small & Mid C COM 36249W104 2765 230 SH SOLE 230 0 0 General American Investors Co Inc COM 368802104 4744 102 SH SOLE 102 0 0 Grupo Aeroportuario del Sureste SAB de CV SPON ADR SER B 40051E202 1203017 3775 SH SOLE 3775 0 0 The Herzfeld Caribbean Basin Fund Inc COM 42804T106 6580615 2540778 SH SOLE 2540778 0 0 Highland Floating Rate Opportunities Fund SHS BEN INT 43010E404 22044660 3135798 SH SOLE 3135798 0 0 Invesco California Value Municipal Income Trust COM 46132H106 242167 24314 SH SOLE 24314 0 0 Invesco Exch Traded Fd Tr II CEF INM COMPSI 46138E404 16211 860 SH SOLE 860 0 0 Investco CurrencyShares Japan Japanese Yen 46138W107 257044 4198 SH SOLE 4198 0 0 Invesco QQQ Tr UNIT SER 1 46090E103 119883 270 SH SOLE 270 0 0 Invesco Tr Invt Grade New Yo COM 46131T101 245820 22867 SH SOLE 22867 0 0 iShares Tr TRS FLT RT BD 46434V860 226534 4469 SH SOLE 4469 0 0 Japan Smaller Capitalization Fund Inc COM 47109U104 9783 1226 SH SOLE 1226 0 0 The Korea Fund Inc COM NEW 500634209 9867 388 SH SOLE 388 0 0 Lennar Corp CL A 526057104 1625211 9450 SH SOLE 9450 0 0 Liberty All Star Growth Fund Inc COM 529900102 4656 848 SH SOLE 848 0 0 Liberty All Star Equity Fund SH BEN INT 530158104 4819 674 SH SOLE 674 0 0 Marriott Vacations Worldwide Corp COM 57164Y107 1203775 11174 SH SOLE 11174 0 0 Martin Marietta Materials Inc COM 573284106 2357530 3840 SH SOLE 3840 0 0 MasTec Inc COM 576323109 3251814 34872 SH SOLE 34872 0 0 Matterport Inc CL A 577096100 1652 731 SH SOLE 731 0 0 Meta Platforms Inc CL A 30303M102 48558 100 SH SOLE 100 0 0 Mexico Equity & Income Fd COM 592834105 12855 1112 SH SOLE 1112 0 0 The Mexico Fund, Inc. COM 592835102 12397 645 SH SOLE 645 0 0 MFS High Yield Municipal Trust SH BEN INT 59318E102 650978 195489 SH SOLE 195489 0 0 MFS Investment Grade Municipal Trust SH BEN INT 59318B108 653064 85704 SH SOLE 85704 0 0 MFS Municipal Income Trust SH BEN INT 552738106 2768052 515466 SH SOLE 515466 0 0 Morgan Stanley Emerging Mkts COM 617477104 6175 1300 SH SOLE 1300 0 0 Morgan Stanley India Investment Fund Inc COM 61745C105 10162 443 SH SOLE 443 0 0 Net Power Inc. W EXP 06/08/202 64107A113 86252 29742 SH SOLE 29742 0 0 Netflix, Inc. COM 64110L106 60733 100 SH SOLE 100 0 0 Neuberger Brman Next Genera COMMON STOCK 64133Q108 3438790 292663 SH SOLE 292663 0 0 The New Germany Fund Inc COM 644465106 12656 1453 SH SOLE 1453 0 0 Nexpoint Diversified Rel Et COM 65340G205 9349527 1416595 SH SOLE 1416595 0 0 NextEra Energy Inc COM 65339F101 2217485 34697 SH SOLE 34697 0 0 Norwegian Cruise Line Holdings Ltd SHS G66721104 4336843 207207 SH SOLE 207207 0 0 Nuveen CA Qualty Mun Income COM 67066Y105 275225 24975 SH SOLE 24975 0 0 Nuveen Core Equity Alpha Fund COM 67090X107 4573 325 SH SOLE 325 0 0 Nuveen Credit Strategies Income Fund COM SHS 67073D102 2553338 458409 SH SOLE 458409 0 0 Nuveen Dow 30 Dynamic Overwrite Fund SHS 67075F105 3464011 236290 SH SOLE 236290 0 0 Nuveen Floating Rate Income COM 67072T108 7484360 857315 SH SOLE 857315 0 0 Nuveen Mortgage and Income Fund COM 670735109 1669529 94005 SH SOLE 94005 0 0 Nuveen Municipal Credit Inc. COM SH BEN INT 67070X101 495047 40445 SH SOLE 40445 0 0 Nuveen NASDAQ 100 Dynamic Overwrite Fund COM SHS 670699107 1663077 68893 SH SOLE 68893 0 0 Nuveen Pfd & Income Opportun COM 67073B106 8376781 1165060 SH SOLE 1165060 0 0 Nuveen Quality Municipal Income Fund COM 67066V101 2878041 251138 SH SOLE 251138 0 0 Nuveen Vriabl Rat Pfd & Inm COM 67080R102 2908351 162387 SH SOLE 162387 0 0 NWTN Inc W EXP 12/31/202 G6693P114 1532 26327 SH SOLE 26327 0 0 OFG Bancorp COM 67103X102 1746782 47454 SH SOLE 47454 0 0 OFS Credit Company Inc COM 67111Q107 9328692 1302890 SH SOLE 1302890 0 0 OneSpaWorld Holdings Limited COM P73684113 989062 74759 SH SOLE 74759 0 0 Oppfi Inc Com CL A 68386H103 14139 5898 SH SOLE 5898 0 0 PGIM Global Short Duration High Yield Fund, Inc. COM 69346J106 10668 892 SH SOLE 892 0 0 PIMCO Access Income Fund SHS BENFIN INT 72203T100 1546699 98328 SH SOLE 98328 0 0 PIMCO Dynamic Income Strategy Fund COM SH BEN INT 69346N107 28279335 1333302 SH SOLE 1333302 0 0 PIMCO Income Strategy FdII COM 72201J104 1449806 194344 SH SOLE 194344 0 0 Pioneer Diversified High Income Trust COM 723653101 2233417 188082 SH SOLE 188082 0 0 Playa Hotels & Resorts Nv SHS N70544106 1959963 202058 SH SOLE 202058 0 0 Popular Inc COM NEW 733174700 2512591 28523 SH SOLE 28523 0 0 ProShares Short VIX Short-Term Futures ETF SHT VIX ST TRM 74347W130 6201 110 SH SOLE 110 0 0 Purecycle Technologies Inc W Exp 01/28/202 74623V111 4545 2457 SH SOLE 2457 0 0 Rivernorth Flexible Mun Income Fund II, Inc. COM 76883Y107 3175480 226335 SH SOLE 226335 0 0 RiverNorth Managed Duration Municipal Income Fund II, Inc COM 76882M104 371861 23054 SH SOLE 23054 0 0 Royal Caribbean Group COM V7780T103 3801645 27348 SH SOLE 27348 0 0 Royce Value Trust Inc COM 780910105 5021 331 SH SOLE 331 0 0 SABA Capital Income & Oprnt SHS NEW 78518H202 3728040 511391 SH SOLE 511391 0 0 Saba Capital Income & Opport COM 880198106 1507265 394572 SH SOLE 394572 0 0 Exchange Listed FDS Tr SABA INT RATE 30151E806 1260829 60998 SH SOLE 60998 0 0 Seaboard Corp COM 811543107 441677 137 SH SOLE 137 0 0 SPDR Ser Tr SPDR BLOOMBERG 78468R663 125674 1369 SH SOLE 1369 0 0 SPDR Gold Tr GOLD SHS 78463V107 287597 1398 SH SOLE 1398 0 0 SPDR S&P 500 ETF Tr TR UNIT 78462F103 203997 390 SH SOLE 390 0 0 SPDR S&P MidCap 400 ETF Tr UTSER1 S&PDCRP 78467Y107 83460 150 SH SOLE 150 0 0 Sprott Physical Gold and Silver Trust TR UNIT 85208R101 162720 8000 SH SOLE 8000 0 0 SRH Total Return Fund Inc COM 101507101 1911189 126905 SH SOLE 126905 0 0 Suro Capital Corp COM 86887Q109 2446312 537651 SH SOLE 537651 0 0 The Taiwan Fund Inc COM 874036106 1807464 45620 SH SOLE 45620 0 0 TCW Strategic Income Fund Inc COM 872340104 9620 2000 SH SOLE 2000 0 0 Templeton Emerging Markets Fund COM 880191101 2149 180 SH SOLE 180 0 0 Thornburg Incm Builder Opp Tr COM 885213108 3304469 204358 SH SOLE 204358 0 0 TMC The Metals Company Inc COM 87261Y106 12811 8959 SH SOLE 8959 0 0 Tortoise Energy Independence COM 89148K200 3006104 89149 SH SOLE 89149 0 0 Tortoise Pipeline & Energy Fund, Inc. COM 89148H207 109406 3460 SH SOLE 3460 0 0 Tortoise Pwr & Energy Infras COM 89147X104 3558962 228345 SH SOLE 228345 0 0 Tri-Continental Corp COM 895436103 4774 155 SH SOLE 155 0 0 United States Oil Fund LP UNITS 91232N207 88571 1125 SH SOLE 1125 0 0 Vesta Real Estate Corp ADS 92540K109 1507287 38412 SH SOLE 38412 0 0 Virtus Stone HBR Emrg Mkts I COM 86164T107 5291 978 SH SOLE 978 0 0 Virtus Total Return Fund Inc. COM 92835W107 4668 838 SH SOLE 838 0 0 Vulcan Materials Co COM 929160109 1424369 5219 SH SOLE 5219 0 0 Western Asset/Claymore Inflation-Linked Securities & Income Fund COM SH BEN INT 95766Q106 170126 20900 SH SOLE 20900 0 0 Western Asset/Claymore Inflation-Linked Opportunities & Income Fund COM 95766R104 52073 6034 SH SOLE 6034 0 0 Western Asset Mortgage Opp Fund Inc. COM 95790B109 2575509 219941 SH SOLE 219941 0 0 Wisdomtree Tr Floating Rat Trea 97717Y527 50290 1000 SH SOLE 1000 0 0