0001398344-23-009756.txt : 20230515
0001398344-23-009756.hdr.sgml : 20230515
20230515120003
ACCESSION NUMBER: 0001398344-23-009756
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20230331
FILED AS OF DATE: 20230515
DATE AS OF CHANGE: 20230515
EFFECTIVENESS DATE: 20230515
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: Thomas J. Herzfeld Advisors, Inc.
CENTRAL INDEX KEY: 0001509510
IRS NUMBER: 592414380
STATE OF INCORPORATION: FL
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-14375
FILM NUMBER: 23919991
BUSINESS ADDRESS:
STREET 1: 119 WASHINGTON AVENUE, SUITE 504
CITY: MIAMI BEACH
STATE: FL
ZIP: 33139
BUSINESS PHONE: 305-271-1900
MAIL ADDRESS:
STREET 1: 119 WASHINGTON AVENUE, SUITE 504
CITY: MIAMI BEACH
STATE: FL
ZIP: 33139
13F-HR
1
primary_doc.xml
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13F-HR
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0001509510
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03-31-2023
03-31-2023
false
Thomas J. Herzfeld Advisors, Inc.
119 WASHINGTON AVENUE, SUITE 504
MIAMI BEACH
FL
33139
13F HOLDINGS REPORT
028-14375
000108369
801-20866
N
Erik M. Herzfeld
President
305-777-1660
/s/ Erik M. Herzfeld
Miami Beach
FL
05-15-2023
0
317
243995543
INFORMATION TABLE
2
fp0083483-1_13fhr-table.xml
Abbott Laboratories
COM
002824100
8015
73
SH
SOLE
73
0
0
AbbVie, Inc.
COM
00287Y109
114258
707
SH
SOLE
707
0
0
Aberdeen Asia Pacific Income
COM
003009107
3127601
1189202
SH
SOLE
1189202
0
0
Aberdeen Emerging Markets Equity Inc.
COM
00301W105
6916
1343
SH
SOLE
1343
0
0
Aberdeen Global Dynamic Dividend Fund
COM
00302M106
13774
1456
SH
SOLE
1456
0
0
Aberdeen Global Premier Properties Fund
COM SH BEN INT
00302L108
4368
1120
SH
SOLE
1120
0
0
Aberdeen Japan Equity Fund Inc
COM
00306J109
5655
1071
SH
SOLE
1071
0
0
Aberdeen Std Global Infrastructure
SHS BEN INT
00326W106
2487796
146169
SH
SOLE
146169
0
0
Aberdeen Total Dynamic Dividend Fund
COM SH BEN INT
00326L100
8713
1117
SH
SOLE
1117
0
0
Adams Diversified Equity Fund Inc
COM
006212104
32492
2235
SH
SOLE
2235
0
0
Adams Natural Resources Fund Inc
COM
00548F105
4140769
189944
SH
SOLE
189944
0
0
Aersale Corporation
COM
00810F106
1609121
99206
SH
SOLE
99206
0
0
AES Corp
COM
00130H105
4256
148
SH
SOLE
148
0
0
Air products and Chemicals, Inc.
COM
009158106
15413
50
SH
SOLE
50
0
0
Albemarle Corporation
COM
012653101
1301
6
SH
SOLE
6
0
0
Alibaba Group Holding Limited
SPONSORED ADS
01609W102
5285
60
SH
SOLE
60
0
0
Allegion PLC
ORD SHS
G0176J109
3474
33
SH
SOLE
33
0
0
Alnylam Pharmaceuticals, Inc.
COM
02043Q107
4991
21
SH
SOLE
21
0
0
Alphabet, Inc. Cl C
CL C
02079K107
12067
136
SH
SOLE
136
0
0
Amazon Com Inc
COM
023135106
6216
74
SH
SOLE
74
0
0
America Movil SAB de CV
SPON ADR L SHS
02364W105
200164
10998
SH
SOLE
10998
0
0
American Tower Corporation
COM
03027X100
5932
28
SH
SOLE
28
0
0
Amgen Inc
COM
031162100
183848
700
SH
SOLE
700
0
0
Angel Oak Final Strategies Incm Trm Trst
COM BEN INT
03464A100
1979183
154503
SH
SOLE
154503
0
0
Anheuser-Busch Inbev SA/NV ADR
SPONSORED ADR
03524A108
2702
45
SH
SOLE
45
0
0
Ansys Inc
COM
03662Q105
4107
17
SH
SOLE
17
0
0
Apollo Tactical Income Fund Inc
COM
037638103
3976492
328093
SH
SOLE
328093
0
0
Apple Inc
COM
037833100
2858
22
SH
SOLE
22
0
0
Applied Materials, Inc.
COM
038222105
5648
58
SH
SOLE
58
0
0
ASA Gold and Precious Metals Ltd
SHS
G3156P103
72145
5042
SH
SOLE
5042
0
0
Ase Technology Hldg Co. Ltd.
Sponsored ADS
00215W100
2207
352
SH
SOLE
352
0
0
ASML Holding N V
N Y REGISTRY SHS
N07059210
71032
130
SH
SOLE
130
0
0
Aspen Technology Inc.
COM
29109X106
2876
14
SH
SOLE
14
0
0
AstraZeneca Group plc ADR
SPONSORED ADR
046353108
13018
192
SH
SOLE
192
0
0
Automatic Data Processing, Inc.
COM
053015103
10032
42
SH
SOLE
42
0
0
Baidu Inc.
SPON ADR REP A
056752108
1487
13
SH
SOLE
13
0
0
Baker Hughes Company
CL A
05722G100
40102
1358
SH
SOLE
1358
0
0
Barings Global Short Duration High Yield Fund
Com
06760L100
1656908
130671
SH
SOLE
130671
0
0
Barrick Gold Corp
COM
067901108
5240
305
SH
SOLE
305
0
0
BeiGene, Ltd.
SPONSORED ADR
07725L102
3299
15
SH
SOLE
15
0
0
Bentley Sys Inc.
COM CL B
08265T208
5359
145
SH
SOLE
145
0
0
Berkley W R Corp
COM
084423102
6919
96
SH
SOLE
96
0
0
BlackRock Cap Allocation Tr
COM
09260U109
3745080
270013
SH
SOLE
270013
0
0
BlackRock Enhanced Equity Dividend Trust
COM
09251A104
18424
2045
SH
SOLE
2045
0
0
BlackRock Enhanced International Dividend Trust
COM BENE INTER
092524107
8956
1784
SH
SOLE
1784
0
0
BlackRock ESG Cap Allc Tr
SHS BEN INT
09262F100
3315840
246898
SH
SOLE
246898
0
0
BlackRock Innovation and Grw
SHS BEN INT
09260Q108
2542711
373379
SH
SOLE
373379
0
0
BlackRock Science and Technology Trust II
SHS BEN INT
09260K101
2486807
159003
SH
SOLE
159003
0
0
BlackRock, Inc.
COM
09247X101
17007
24
SH
SOLE
24
0
0
Blackstone Inc.
COM
09260D107
3561
48
SH
SOLE
48
0
0
Boulder Growth & Income Fund Inc
COM
101507101
5355623
421703
SH
SOLE
421703
0
0
BP p.l.c.
Spondored ADR
055622104
3807
109
SH
SOLE
109
0
0
Bright Horizons Fam Sol In D
COM
109194100
2398
38
SH
SOLE
38
0
0
Bristol-Myers Squibb Co
COM
110122108
122315
1700
SH
SOLE
1700
0
0
British American Tobacco PLC
SPONSORED ADR
110448107
5317
133
SH
SOLE
133
0
0
Broadcom, Inc.
COM
11135F101
25720
46
SH
SOLE
46
0
0
Bunge Limited
COM
G16962105
4390
44
SH
SOLE
44
0
0
Canadian National Railway Company
COM
136375102
34713
292
SH
SOLE
292
0
0
Canadian Pac Ry Ltd
COM
13645T100
5296
71
SH
SOLE
71
0
0
Carrier Global Corporation
COM
14448C104
5858
142
SH
SOLE
142
0
0
Caterpillar Inc.
COM
149123101
6947
29
SH
SOLE
29
0
0
Cemex SAB de CV
SPON ADR NEW
151290889
630362
155645
SH
SOLE
155645
0
0
Cenovus Energy Inc
COM
15135U109
5901
304
SH
SOLE
304
0
0
Center Coast Brkfld MLP Enrg
SHS BEN INT
151461209
244444
14089
SH
SOLE
14089
0
0
Central Securities Corp
COM
155123102
3341831
100088
SH
SOLE
100088
0
0
Chargepoint Holdings Inc.
COM CL A
15961R105
4241
445
SH
SOLE
445
0
0
Charles Riv Labs Intl Inc
COM
159864107
5012
23
SH
SOLE
23
0
0
Chemed Corp New
COM
16359R103
3063
6
SH
SOLE
6
0
0
Chevron Corp.
COM
166764100
17949
100
SH
SOLE
100
0
0
Chubb Ltd
COM
H1467J104
9927
45
SH
SOLE
45
0
0
Chungwa Telecom Co Ltd
SPON ADR
17133Q502
3659
100
SH
SOLE
100
0
0
Cisco Systems, Inc.
COM
17275R102
7670
161
SH
SOLE
161
0
0
Clearbridge Energy Midstrm O
COM
18469P209
2270154
79376
SH
SOLE
79376
0
0
Clearbridge MLP And Midstrm
COM
184692200
4338101
130039
SH
SOLE
130039
0
0
Clearbridge MLP and Midstrm
COM
18469Q207
2523380
89260
SH
SOLE
89260
0
0
CME Group Inc.
COM
12572Q105
5045
30
SH
SOLE
30
0
0
Cohen & Steers Limited Duration Preferred and Income Fund, Inc.
COM
19248C105
2010966
105729
SH
SOLE
105729
0
0
Columbia Seligman Premium Technology Growth Fund
COM
19842X109
123862
5332
SH
SOLE
5332
0
0
ConocoPhillips
COM
20825C104
5074
43
SH
SOLE
43
0
0
Consolidated Water Co Ltd
ORD
G23773107
90162
6092
SH
SOLE
6092
0
0
Cooper Cos Inc.
COM
216648402
5621
17
SH
SOLE
17
0
0
Copa Holdings SA
CL A
P31076105
1268343
15250
SH
SOLE
15250
0
0
Copart Inc.
COM
217204106
4567
75
SH
SOLE
75
0
0
Cornerstone Strategic Value Fund Inc
COM
21924B302
8097321
1098687
SH
SOLE
1098687
0
0
Cornerstone Total Rtrn Fd In
COM
21924U300
3834747
540105
SH
SOLE
540105
0
0
Corning Inc.
COM
219350105
5781
181
SH
SOLE
181
0
0
Costco Wholesale Corp.
COM
22160K105
6391
14
SH
SOLE
14
0
0
Credicorp Ltd
COM
G2519Y108
2578
19
SH
SOLE
19
0
0
CRISPR Therapeutics AG
NAMEN AKT
H17182108
25406
625
SH
SOLE
625
0
0
Crown Castle Intl Corp.
COM
22822V101
8681
64
SH
SOLE
64
0
0
Cushing MLP & Infrastruct
COM
231631300
1542978
45963
SH
SOLE
45963
0
0
Danaher Corp.
COM
235851102
3716
14
SH
SOLE
14
0
0
Destra Multi-Alternative Fd
COM
25065A502
526668
77111
SH
SOLE
77111
0
0
Dolby Laboratories Inc
CL A
25659T107
3739
53
SH
SOLE
53
0
0
Eaton Corp. plc (Ireland)
SHS
G29183103
8946
57
SH
SOLE
57
0
0
Eli Lilly & Co
COM
532457108
242552
663
SH
SOLE
663
0
0
Empire State Realty Trust Inc
CL A
292104106
498046
73894
SH
SOLE
73894
0
0
Equifax, Inc.
COM
294429105
7386
38
SH
SOLE
38
0
0
Equinix Inc
COM PAR $0.001
29444U700
32096
49
SH
SOLE
49
0
0
Eversource Energy
COM
30040W108
4360
52
SH
SOLE
52
0
0
EVERTEC Inc
COM
30040P103
549035
16956
SH
SOLE
16956
0
0
Exchange Listed FDS Tr
SABA INT RATE
30151E806
272270
15778
SH
SOLE
15778
0
0
Exponent Inc
COM
30214U102
4558
46
SH
SOLE
46
0
0
Fabrinet
SHS
G3323L100
1795
14
SH
SOLE
14
0
0
Fair Isaac Corp
COM
303250104
2993
5
SH
SOLE
5
0
0
Fidelity Natl Information Sv
COM
31620M106
4071
60
SH
SOLE
60
0
0
First BanCorp/Puerto Rico
COM NEW
318672706
2042883
160604
SH
SOLE
160604
0
0
First Trust Aberdeen Global Opportunity Income Fund
COM SHS
337319107
799146
133191
SH
SOLE
133191
0
0
Fomento Economico Mexicano SAB de CV
SPON ADR UNITS
344419106
1024153
13110
SH
SOLE
13110
0
0
Forge Global Holdings Inc.
COM
34629L103
1730
1000
SH
SOLE
1000
0
0
Gabelli Equity Trust Inc
COM
362397101
41237
7525
SH
SOLE
7525
0
0
Gabelli Global Small & Mid C
COM
36249W104
6250
557
SH
SOLE
557
0
0
General American Investors Co Inc
COM
368802104
2474115
68440
SH
SOLE
68440
0
0
Globus Med Inc
CL A
379577208
4753
64
SH
SOLE
64
0
0
GoDaddy, Inc.
CL A
380237107
3292
44
SH
SOLE
44
0
0
Goldman Sachs ETF TR
Activebeta Int
381430107
123812
4302
SH
SOLE
4302
0
0
Goldman Sachs Group, Inc. (The)
COM
38141G104
2747
8
SH
SOLE
8
0
0
Goldman Sachs MLP Energy Ren
COM
38148G206
1412471
110522
SH
SOLE
110522
0
0
Grupo Aeroportuario del Sureste SAB de CV
SPON ADR SER B
40051E202
1205723
5175
SH
SOLE
5175
0
0
GXO Logistics Incorporated
COMMON STOCK
36262G101
20320
476
SH
SOLE
476
0
0
H World Group Ltd
Sponsored ADS
44332N106
1909
45
SH
SOLE
45
0
0
HDFC Bank Ltd
Sponsored ADS
40415F101
8414
123
SH
SOLE
123
0
0
Henry Jack & Assoc Inc
COM
426281101
3160
18
SH
SOLE
18
0
0
Highland Floating Rate Opportunities Fund
SHS BEN INT
43010E404
25348114
2460982
SH
SOLE
2460982
0
0
Hilton, Inc
COM
43300A203
1895
15
SH
SOLE
15
0
0
ICICI Bank Ltd
ADR
45104G104
16571
757
SH
SOLE
757
0
0
IDEXX Labs Inc.
COM
45168D104
3672
9
SH
SOLE
9
0
0
Illinois Tool Works, Inc.
COM
452308109
6609
30
SH
SOLE
30
0
0
Incyte Corp
COM
45337C102
19437
242
SH
SOLE
242
0
0
Infosys Ltd
Sponsored ADS
456788108
1603
89
SH
SOLE
89
0
0
Insulet Corp.
COM
45784P101
4416
15
SH
SOLE
15
0
0
Interactive Brokers Group In
COM CL A
45841N107
4341
60
SH
SOLE
60
0
0
Intuitive Surgical, Inc.
COM
46120E602
8226
31
SH
SOLE
31
0
0
Invesco CurrencyShares British Pound Sterling Trust
Brit Poun Strl
46138M109
113004
973
SH
SOLE
973
0
0
Invesco CurrencyShares Euro Currency Trust
Euro SHS
46138K103
111249
1126
SH
SOLE
1126
0
0
Invesco Exch Traded Fd Tr II
VRDO TAX FREE
46138G862
19233
771
SH
SOLE
771
0
0
Invesco QQQ Tr
UNIT SER 1
46090E103
71896
270
SH
SOLE
270
0
0
Investco CurrencyShares Japan
Japanese Yen
46138W107
261648
3680
SH
SOLE
3680
0
0
iShares Nasdaq Biotechnology ETF
NASDAQ BIOTECH
464287556
374177
2850
SH
SOLE
2850
0
0
Ishares Tr
MSCI Saudi Arabia
46434V423
6299
167
SH
SOLE
167
0
0
Ishares Tr 13 Yr
1 3 YR TREAS BD
464287457
607233
7481
SH
SOLE
7481
0
0
iShares U.S. Medical Devices ETF
U.S. MED DVC ETF
464288810
939689
17875
SH
SOLE
17875
0
0
Itau Unibanco Holding S.A.
SPON ADR REP PFD
465562106
1418
301
SH
SOLE
301
0
0
Japan Smaller Capitalization Fund Inc
COM
47109U104
4555
703
SH
SOLE
703
0
0
JD.Com Inc
Spon ADR CL A
47215P106
4210
75
SH
SOLE
75
0
0
JinkoSolar Holdings Co., Ltd
Sponsored ADS
47759T100
1594
39
SH
SOLE
39
0
0
JPMorgan Chase & Co
COM
46625H100
11264
84
SH
SOLE
84
0
0
Keurig Dr. Pepper Inc.
COM
49271V100
7453
209
SH
SOLE
209
0
0
Kinder Morgan Inc.
COM
49456B101
2676
148
SH
SOLE
148
0
0
LCI Inds
COM
50189K103
1109
12
SH
SOLE
12
0
0
Lennar Corp
CL A
526057104
1131250
12500
SH
SOLE
12500
0
0
Lennox Intl Inc
COM
526107107
3349
14
SH
SOLE
14
0
0
Liberty All Star Equity Fund
SH BEN INT
530158104
34136
5989
SH
SOLE
5989
0
0
Liberty All Star Growth Fund Inc
COM
529900102
34665
7031
SH
SOLE
7031
0
0
Linde plc
SHS
G5494J103
4893
15
SH
SOLE
15
0
0
LivaNova PLC
SHS
G5509L101
462648
8330
SH
SOLE
8330
0
0
Lockheed Martin Corp.
COM
539830109
10216
21
SH
SOLE
21
0
0
LPL Finl Hldgs Inc
COM
50212V100
5188
24
SH
SOLE
24
0
0
MakeMyTrip Limited Mauritius
SHS
V5633W109
1792
65
SH
SOLE
65
0
0
Marriott Vacations Worldwide Corp
COM
57164Y107
907810
6745
SH
SOLE
6745
0
0
Marsh & McLennan Companies, Inc.
COM
571748102
11253
68
SH
SOLE
68
0
0
Martin Marietta Materials Inc
COM
573284106
1351880
4000
SH
SOLE
4000
0
0
MasTec Inc
COM
576323109
2548636
29868
SH
SOLE
29868
0
0
MasterCard, Inc.
CL A
57636Q104
5216
15
SH
SOLE
15
0
0
Matterport Inc
CL A
577096100
2047
731
SH
SOLE
731
0
0
McDonald's Corp
COM
580135101
11068
42
SH
SOLE
42
0
0
Medtronic plc
SHS
G5960L103
22927
295
SH
SOLE
295
0
0
Merck & Co Inc
COM
58933Y105
313989
2830
SH
SOLE
2830
0
0
Meta Platforms Inc
CL A
30303M102
21180
176
SH
SOLE
176
0
0
Micron Technology Inc
COM
595112103
2949
59
SH
SOLE
59
0
0
Microsoft Corp
COM
594918104
36453
152
SH
SOLE
152
0
0
Mondelez International, Inc.
CL A
609207105
15063
226
SH
SOLE
226
0
0
Moody's Corp.
COM
615369105
4179
15
SH
SOLE
15
0
0
Morgan Stanley China A Sh Fd
COM
617468103
4501
317
SH
SOLE
317
0
0
Morgan Stanley India Investment Fund Inc
COM
61745C105
6415
316
SH
SOLE
316
0
0
Netease Inc
Sponsored ADS
64110W102
2542
35
SH
SOLE
35
0
0
Netflix, Inc.
COM
64110L106
35975
122
SH
SOLE
122
0
0
Neuberger Brman Next Genera
COMMON STOCK
64133Q108
2570083
282582
SH
SOLE
282582
0
0
New Fortress Energy Inc
CL A
644393100
2697997
63602
SH
SOLE
63602
0
0
Nexpoint Diversified Rel Et
COM
65340G205
13591121
1212410
SH
SOLE
1212410
0
0
NextEra Energy Inc
COM
65339F101
1674090
20025
SH
SOLE
20025
0
0
Nike, Inc.
CL B
654106103
6904
59
SH
SOLE
59
0
0
Nordson Corp
COM
655663102
5705
24
SH
SOLE
24
0
0
Norwegian Cruise Line Holdings Ltd
SHS
G66721104
1426915
116578
SH
SOLE
116578
0
0
Novartis AG
SPONSORED ADR
66987V109
108864
1200
SH
SOLE
1200
0
0
Novo Nordisk A/S ADR
ADR
670100205
74843
553
SH
SOLE
553
0
0
Novocure Ltd
ORD SHS
G6674U108
1614
22
SH
SOLE
22
0
0
Nuveen Amt- Free Mun Value Fd
COM
670695105
11133
818
SH
SOLE
818
0
0
Nuveen California Municipal Value Fund
COM STK
67062C107
13182
1560
SH
SOLE
1560
0
0
Nuveen Core Equity Alpha Fund
COM
67090X107
50049
3696
SH
SOLE
3696
0
0
Nuveen Mortgage and Income Fund
COM
670735109
2880396
178022
SH
SOLE
178022
0
0
Nuveen Mun Value Fd Inc.
COM
670928100
9202
1070
SH
SOLE
1070
0
0
Nuveen Mutli Asset Income Fund
COM
670750108
2531201
220296
SH
SOLE
220296
0
0
Nuveen NASDAQ 100 Dynamic Overwrite Fund
COM SHS
670699107
44132
2160
SH
SOLE
2160
0
0
Nuveen NY Muni Value Fund
COM
67062M105
8095
980
SH
SOLE
980
0
0
Nuveen NY Select Tax-Free Income Portfolio
SH BEN INT
67063V104
9156
790
SH
SOLE
790
0
0
Nuveen Real Asset Income and Growth Fund
COM
67074Y105
2553993
218290
SH
SOLE
218290
0
0
Nuveen Select Maturities Municipal Fund
SH BEN INT
67061T101
10147
1120
SH
SOLE
1120
0
0
Nuveen Short Duration Cr Opp
COM
67074X107
3475680
293059
SH
SOLE
293059
0
0
NXG NextGen Intrastruacture Inc Fund
COM
231647207
139877
3655
SH
SOLE
3655
0
0
ON Semiconductor Corporation
COM
682189105
5114
82
SH
SOLE
82
0
0
Oppfi Inc Com
CL A
68386H103
12091
5898
SH
SOLE
5898
0
0
Oxford Lane Cap Corp
COM
691543102
13404664
2643918
SH
SOLE
2643918
0
0
Pagseguro Digital Ltd
COM CL A
G68707101
1346
154
SH
SOLE
154
0
0
Paychex, Inc
COM
704326107
6471
56
SH
SOLE
56
0
0
PepsiCo, Inc.
COM
713448108
16801
93
SH
SOLE
93
0
0
Petroleo Brasileiro S.A. PETROBRAS
Sponsored ADR
71654V408
2045
192
SH
SOLE
192
0
0
Pfizer Inc
COM
717081103
5585
109
SH
SOLE
109
0
0
PGIM Global Short Duration High Yield Fund, Inc.
COM
69346J106
11187
1032
SH
SOLE
1032
0
0
PGT Innovations Inc
COM
69336V101
1259301
70117
SH
SOLE
70117
0
0
Philip Morris International Inc.
COM
718172109
7287
72
SH
SOLE
72
0
0
Phillips 66
COM
718546104
3955
38
SH
SOLE
38
0
0
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
ENHAN SHRT MA AC
72201R833
353858
3587
SH
SOLE
3587
0
0
PIMCO Enrgy Tactical Cr Opp
COM SHS BEN INT
69346N107
11709942
783798
SH
SOLE
783798
0
0
PIMCO Global StocksPLS Inc.
COM
722011103
2476789
357401
SH
SOLE
357401
0
0
Pinduoduo Inc.
Sponsored ADS
722304102
1223
15
SH
SOLE
15
0
0
Playa Hotels & Resorts Nv
SHS
N70544106
513291
78605
SH
SOLE
78605
0
0
Pool Corp
COM
73278L105
5744
19
SH
SOLE
19
0
0
Popular Inc
COM NEW
733174700
1717622
25899
SH
SOLE
25899
0
0
Procter & Gamble Co. (The)
COM
742718109
15611
103
SH
SOLE
103
0
0
ProLogis, Inc.
COM
74340W103
9582
85
SH
SOLE
85
0
0
ProShares Short VIX Short-Term Futures ETF
SHT VIX ST TRM
74347W130
6455
110
SH
SOLE
110
0
0
ProShares TR
Shrt High Yield
74347R131
9231321
485859
SH
SOLE
485859
0
0
ProShares Tr.
PSHS ULTSH 20YRS
74347B201
66593
2049
SH
SOLE
2049
0
0
Prudential PLC
ADR
74435K204
37125
1351
SH
SOLE
1351
0
0
Purecycle Technologies Inc
W Exp 01/28/202
74623V111
7076
2457
SH
SOLE
2457
0
0
Qualcomm Inc
COM
747525103
7696
70
SH
SOLE
70
0
0
Raytheon Technologies Corp.
COM
75513E101
2321
23
SH
SOLE
23
0
0
Realty Income Corp.
COM
756109104
9895
156
SH
SOLE
156
0
0
Regeneron Pharmaceuticals, Inc.
COM
75886F107
5772
8
SH
SOLE
8
0
0
Restaurant Brands International Inc
COM
76131D103
4398
68
SH
SOLE
68
0
0
Rice Acquisition Corp
*W EXP 99/99/999
G75529126
37178
29742
SH
SOLE
29742
0
0
Rivernorth Flexible Mun Income Fund II, Inc.
COM
76883Y107
10148
750
SH
SOLE
750
0
0
Rollins Inc
COM
775711104
2850
78
SH
SOLE
78
0
0
Royal Caribbean Cruises Ltd
COM
V7780T103
1380382
27926
SH
SOLE
27926
0
0
Royce Value Trust Inc
COM
780910105
46367
3497
SH
SOLE
3497
0
0
Ryanair Holdings plc ADR
SPONSORED ADS
783513203
2168
29
SH
SOLE
29
0
0
Saba Capital Income & Opportunities Fund
COM
78518H202
14806435
1945655
SH
SOLE
1945655
0
0
SAP SE
Spon ADR
803054204
3715
36
SH
SOLE
36
0
0
Schlumberger Ltd
COM
806857108
6576
123
SH
SOLE
123
0
0
Scotts Miracle-Gro Co
CL A
810186106
2332
48
SH
SOLE
48
0
0
Seaboard Corp
COM
811543107
517204
137
SH
SOLE
137
0
0
Seattle Genetics, In
COM
81181C104
2827
22
SH
SOLE
22
0
0
Sempra Energy
COM
816851109
9891
64
SH
SOLE
64
0
0
ServiceNow, Inc.
COM
81762P102
3106
8
SH
SOLE
8
0
0
Sherwin-Williams Co. (The)
COM
824348106
3323
14
SH
SOLE
14
0
0
Shinhan Financial Group Co L
SPN ADR RESTRD
824596100
3687
132
SH
SOLE
132
0
0
Siteone Landsscape Supply Inc
COM
82982L103
4341
37
SH
SOLE
37
0
0
SK Telecom Ltd
Sponsored ADR
78440P306
3089
150
SH
SOLE
150
0
0
Sony Corp
Sponsored ADR
835699307
93290
1223
SH
SOLE
1223
0
0
SPDR Gold Tr
GOLD SHS
78463V107
237157
1398
SH
SOLE
1398
0
0
SPDR S&P 500 ETF Tr
TR UNIT
78462F103
149148
390
SH
SOLE
390
0
0
SPDR S&P MidCap 400 ETF Tr
UTSER1 S&PDCRP
78467Y107
66419
150
SH
SOLE
150
0
0
SPDR Ser Tr
SPDR BLOOMBERG
78468R663
998761
10919
SH
SOLE
10919
0
0
Sprott Physical Gold and Silver Trust
TR UNIT
85208R101
143440
8000
SH
SOLE
8000
0
0
Starbucks Corp.
COM
855244109
14483
146
SH
SOLE
146
0
0
Suncor Energy Inc.
COM
867224107
38044
1199
SH
SOLE
1199
0
0
Sutter Rock Cap Corp
COM
86887Q109
2074519
545926
SH
SOLE
545926
0
0
Suzano Papel e Celulose S.A.
Spon ADS
86959K105
1478
160
SH
SOLE
160
0
0
Taiwan Semiconductor Manufacturing Company Limited
SPONSORED ADR
874039100
27338
367
SH
SOLE
367
0
0
Takeda Pharmaceutical Co Ltd
SPONSORED ADR
874060205
62400
4000
SH
SOLE
4000
0
0
Tc Energy Corp
COM
87807B107
2232
56
SH
SOLE
56
0
0
TCW Strategic Income Fund Inc
COM
872340104
9240
2000
SH
SOLE
2000
0
0
Teledyne Technologies Inc.
COM
879360105
3599
9
SH
SOLE
9
0
0
Templeton Emerging Markets Fund
COM
880191101
6841
599
SH
SOLE
599
0
0
Teradyne Inc
COM
880770102
4280
49
SH
SOLE
49
0
0
Tesla Inc
COM
88160R101
10101
82
SH
SOLE
82
0
0
Texas Instruments, Inc
COM
882508104
11565
70
SH
SOLE
70
0
0
The European Equity Fund Inc
COM
298768102
5385
718
SH
SOLE
718
0
0
The Gabelli Dividend & Income Trust
COM
36242H104
2615478
126903
SH
SOLE
126903
0
0
The Gabelli Healthcare & Wellness Trust
SHS
36246K103
2451328
238456
SH
SOLE
238456
0
0
The GDL Fund
COM SH BEN IT
361570104
40852
5211
SH
SOLE
5211
0
0
The Herzfeld Caribbean Basin Fund Inc
COM
42804T106
1810715
484796
SH
SOLE
504037
0
0
The Home Depot Inc
COM
437076102
18636
59
SH
SOLE
59
0
0
The India Fund Inc
COM
454089103
6413
433
SH
SOLE
433
0
0
The Korea Fund Inc
COM NEW
500634209
5999
288
SH
SOLE
288
0
0
The Mexico Fund, Inc.
COM
592835102
13340
905
SH
SOLE
905
0
0
The New Germany Fund Inc
COM
644465106
13441
1703
SH
SOLE
1703
0
0
The New Ireland Fund Inc
COM
645673104
12398
1326
SH
SOLE
1326
0
0
The PNC Financial Services Group Inc
COM
693475105
13741
87
SH
SOLE
87
0
0
The Taiwan Fund Inc
COM
874036106
12861
557
SH
SOLE
557
0
0
Thermo Fisher Scientific, Inc.
COM
883556102
71590
130
SH
SOLE
130
0
0
Thor Inds Inc
COM
885160101
2869
38
SH
SOLE
38
0
0
Thornburg Incm Builder Opp Tr
COM
885213108
2273405
159202
SH
SOLE
159202
0
0
TMC The Metals Company Inc
COM
87261Y106
6898
8959
SH
SOLE
8959
0
0
Tortoise Energy Independence
COM
89148K200
5566372
191004
SH
SOLE
191004
0
0
Tortoise Pwr & Energy Infras
COM
89147X104
2490829
195206
SH
SOLE
195206
0
0
Totalenergies SE
SPONSORED ADS
89151E109
4966
80
SH
SOLE
80
0
0
Tri-Continental Corp
COM
895436103
33590
1311
SH
SOLE
1311
0
0
Trimble, Inc.
COM
896239100
2528
50
SH
SOLE
50
0
0
Trinity Cap Inc.
COM
896442308
86533
7917
SH
SOLE
7917
0
0
Trip.com Group Ltd ADR
ADS
89677Q107
3543
103
SH
SOLE
103
0
0
Truist Financial Corp
COM
89832Q109
12522
291
SH
SOLE
291
0
0
U.S. Bancorp
COM
902973304
8984
206
SH
SOLE
206
0
0
United Parcel Service Inc
CL B
911312106
10083
58
SH
SOLE
58
0
0
United States Oil Fund LP
UNITS
91232N207
87638
1250
SH
SOLE
1250
0
0
UnitedHealth Group Inc
COM
91324P102
103385
195
SH
SOLE
195
0
0
Vale SA
ADR
91912E105
10250
604
SH
SOLE
604
0
0
VanEck Vectors Gold Miners ETF
GOLD MINERS ETF
92189F106
91125
3180
SH
SOLE
3180
0
0
Vertex Pharmaceuticals, Inc.
COM
92532F100
6353
22
SH
SOLE
22
0
0
Vertical Capital Income Fund
SHS BEN INT
92535C104
4446446
510499
SH
SOLE
510499
0
0
Virtus Total Return Fund Inc.
COM
92835W107
12583
1921
SH
SOLE
1921
0
0
Visa Inc
COM CL A
92826C839
4571
22
SH
SOLE
22
0
0
Vulcan Materials Co
COM
929160109
875550
5000
SH
SOLE
5000
0
0
Wallbox NV
*W EXP 99/99/999
N94209116
1998
4552
SH
SOLE
4552
0
0
Watsco Inc.
COM
942622200
3242
13
SH
SOLE
13
0
0
WEC Energy Group, Inc.
COM
92939U106
5813
62
SH
SOLE
62
0
0
Western Asset Mortgage Opp Fund Inc.
COM
95790B109
2769732
257171
SH
SOLE
257171
0
0
Western Asset Mun Hi Incm Fd
COM
95766N103
10163
1593
SH
SOLE
1593
0
0
Western Asset/Claymore Inflation-Linked Opportunities & Income Fund
COM
95766R104
51893
5684
SH
SOLE
5684
0
0
Western Asset/Claymore Inflation-Linked Securities & Income Fund
COM SH BEN INT
95766Q106
230027
26716
SH
SOLE
26716
0
0
Williams Cos Inc.
COM
969457100
5330
162
SH
SOLE
162
0
0
Wisdomtree Tr
Floating Rat Trea
97717Y527
7754248
154252
SH
SOLE
154252
0
0
Wolfspeed, Inc.
COM
977852102
1450
21
SH
SOLE
21
0
0
Yum China Hldgs Inc
COM
98850P109
3989
73
SH
SOLE
73
0
0
Zebra Technologies Corp
CL A
989207105
4359
17
SH
SOLE
17
0
0
Zoetis Inc.
CL A
98978V103
5422
37
SH
SOLE
37
0
0